X0306
4
2018-07-23
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344018
Pacheco Jack A
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
Executive VP, CFO, COO
Ordinary Shares
2018-07-23
4
M
0
7500
11.55
A
117819
D
Ordinary Shares
2018-07-23
4
S
0
3515
31.46
D
114304
D
Ordinary Shares
2018-07-23
4
S
0
3985
31.94
D
110319
D
Employee Stock Options (right to buy)
11.55
2018-07-23
4
M
0
7500
0
D
2026-05-23
Ordinary Shares
7500
23253
D
Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $30.80 to $31.78. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.80 to $32.09. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018.
/s/ Bruce Goldberg as attorney-in-fact for Jack A. Pacheco
2018-07-24