0001628280-22-031809.txt : 20221213 0001628280-22-031809.hdr.sgml : 20221213 20221213160958 ACCESSION NUMBER: 0001628280-22-031809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220830 FILED AS OF DATE: 20221213 DATE AS OF CHANGE: 20221213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Short Johnathan H CENTRAL INDEX KEY: 0001343883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39794 FILM NUMBER: 221459819 MAIL ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forge Global Holdings, Inc. CENTRAL INDEX KEY: 0001827821 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 415 MISSION ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-881-1612 MAIL ADDRESS: STREET 1: 415 MISSION ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Motive Capital Corp DATE OF NAME CHANGE: 20201120 FORMER COMPANY: FORMER CONFORMED NAME: MCF2 Acquisition Corp. DATE OF NAME CHANGE: 20201009 4 1 wf-form4_167096578210317.xml FORM 4 X0306 4 2022-08-30 0 0001827821 Forge Global Holdings, Inc. FRGE 0001343883 Short Johnathan H 415 MISSION ST., SUITE 5510 SAN FRANCISCO CO 94105 0 1 0 0 Chief Legal Officer Common Stock, $0.0001 par value per share 2022-08-30 4 A 0 875912 0 A 875912 D Common Stock, $0.0001 par value per share 2022-08-30 4 A 0 40000 0 A 915912 D These shares represent restricted stock units ("RSUs") granted on August 30, 2022 under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 25% of the RSUs shall vest and settle on the first Quarterly Vesting Date following the 1-year anniversary of August 1, 2022. The remaining RSUs shall vest and settle in 12 equal installments on each subsequent Quarterly Vesting Date or as soon as practicable following the applicable vesting date. Quarterly Vesting Dates are defined as March 15, June 15, September 15, and December 15 of a given year. These shares represent RSUs granted on August 30, 2022 under the Plan. Subject to the Reporting Person's continued Service Relationship through each applicable vesting date, the RSUs vest as follows: (i) 1/3 of the RSUs shall vest on March 21, 2023, (ii) 1/3 of the RSUs shall vest on March 21, 2024, and (iii) 1/3 of the RSUs shall vest on March 21, 2025. Such RSUs shall be settled upon or as soon as is practicable following the applicable vesting date. /s/ Johnathan S. Short 2022-12-13