0001209191-16-139313.txt : 20160831
0001209191-16-139313.hdr.sgml : 20160831
20160831162858
ACCESSION NUMBER: 0001209191-16-139313
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160829
FILED AS OF DATE: 20160831
DATE AS OF CHANGE: 20160831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Intercontinental Exchange, Inc.
CENTRAL INDEX KEY: 0001571949
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 770-857-4700
MAIL ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc.
DATE OF NAME CHANGE: 20130313
FORMER COMPANY:
FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc.
DATE OF NAME CHANGE: 20130312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Short Johnathan H
CENTRAL INDEX KEY: 0001343883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36198
FILM NUMBER: 161863626
MAIL ADDRESS:
STREET 1: 2100 RIVEREDGE PARKWAY
STREET 2: SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30308
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-29
0
0001571949
Intercontinental Exchange, Inc.
ICE
0001343883
Short Johnathan H
5660 NEW NORTHSIDE DRIVE
ATLANTA
GA
30328
0
1
0
0
General Counsel & Corp. Sec.
Common Stock
2016-08-29
4
M
0
4230
189.43
A
19802
D
Common Stock
2016-08-29
4
M
0
159
112.15
A
19961
D
Common Stock
2016-08-29
4
M
0
529
129.36
A
20490
D
Common Stock
2016-08-29
4
S
0
3703
278.0243
D
16787
D
Employee Stock Option (right to buy) Holding
189.43
2016-08-29
4
M
0
4230
0.00
D
2017-12-28
Common Stock
4230
0
D
Employee Stock Option (right to buy) Holding
112.15
2016-08-29
4
M
0
159
0.00
D
2022-01-17
Common Stock
159
499
D
Employee Stock Option (right to buy) Holding
129.36
2016-08-29
4
M
0
529
0.00
D
2023-01-11
Common Stock
529
4861
D
The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
The price range for the aggregate amount sold by the direct holder is $277.69 - $278.36. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The common stock number referred in Table I is an aggregate number and represents 9,727 shares of common stock and 7,060 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting.
These options are fully vested.
/s/Andrew J. Surdykowski, Attorney-in-fact
2016-08-31