0001209191-15-035687.txt : 20150423 0001209191-15-035687.hdr.sgml : 20150423 20150423161118 ACCESSION NUMBER: 0001209191-15-035687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150421 FILED AS OF DATE: 20150423 DATE AS OF CHANGE: 20150423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Intercontinental Exchange, Inc. CENTRAL INDEX KEY: 0001571949 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-857-4700 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc. DATE OF NAME CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Short Johnathan H CENTRAL INDEX KEY: 0001343883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36198 FILM NUMBER: 15788564 MAIL ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30308 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-21 0 0001571949 Intercontinental Exchange, Inc. ICE 0001343883 Short Johnathan H 5660 NEW NORTHSIDE DRIVE ATLANTA GA 30328 0 1 0 0 General Counsel & Corp. Sec. Common Stock 2015-04-21 4 M 0 259 129.36 A 10905 D Common Stock 2015-04-21 4 M 0 2741 112.15 A 13646 D Common Stock 2015-04-21 4 S 0 1500 223.7417 D 12146 D Common Stock 2015-04-21 4 S 0 1500 224.7065 D 10646 D Common Stock 2015-04-21 4 S 0 539 225.67 D 10107 D Employee Stock Option (right to buy) Holding 112.15 2015-04-21 4 M 0 2741 0.00 D 2022-01-17 Common Stock 2741 658 D Employee Stock Option (right to buy) Holding 129.36 2015-04-21 4 M 0 259 0.00 D 2023-01-11 Common Stock 259 7876 D The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The price range for the aggregate amount sold by the direct holder is $223.2700 - $224.1100. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. The price range for the aggregate amount sold by the direct holder is $224.3000 - $225.0700. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. The common stock number referred in Table I is an aggregate number and represents 4,771 shares of common stock and 5,336 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2015 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2016 and will be reported at that time. These options are fully vested. /s/ Andrew J. Surdykowski, Attorney-in-fact 2015-04-23