0001209191-15-035687.txt : 20150423
0001209191-15-035687.hdr.sgml : 20150423
20150423161118
ACCESSION NUMBER: 0001209191-15-035687
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150421
FILED AS OF DATE: 20150423
DATE AS OF CHANGE: 20150423
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Intercontinental Exchange, Inc.
CENTRAL INDEX KEY: 0001571949
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 770-857-4700
MAIL ADDRESS:
STREET 1: 5660 NEW NORTHSIDE DRIVE,
STREET 2: THIRD FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc.
DATE OF NAME CHANGE: 20130313
FORMER COMPANY:
FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc.
DATE OF NAME CHANGE: 20130312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Short Johnathan H
CENTRAL INDEX KEY: 0001343883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36198
FILM NUMBER: 15788564
MAIL ADDRESS:
STREET 1: 2100 RIVEREDGE PARKWAY
STREET 2: SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30308
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-04-21
0
0001571949
Intercontinental Exchange, Inc.
ICE
0001343883
Short Johnathan H
5660 NEW NORTHSIDE DRIVE
ATLANTA
GA
30328
0
1
0
0
General Counsel & Corp. Sec.
Common Stock
2015-04-21
4
M
0
259
129.36
A
10905
D
Common Stock
2015-04-21
4
M
0
2741
112.15
A
13646
D
Common Stock
2015-04-21
4
S
0
1500
223.7417
D
12146
D
Common Stock
2015-04-21
4
S
0
1500
224.7065
D
10646
D
Common Stock
2015-04-21
4
S
0
539
225.67
D
10107
D
Employee Stock Option (right to buy) Holding
112.15
2015-04-21
4
M
0
2741
0.00
D
2022-01-17
Common Stock
2741
658
D
Employee Stock Option (right to buy) Holding
129.36
2015-04-21
4
M
0
259
0.00
D
2023-01-11
Common Stock
259
7876
D
The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
The price range for the aggregate amount sold by the direct holder is $223.2700 - $224.1100. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $224.3000 - $225.0700. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The common stock number referred in Table I is an aggregate number and represents 4,771 shares of common stock and 5,336 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2015 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2016 and will be reported at that time.
These options are fully vested.
/s/ Andrew J. Surdykowski, Attorney-in-fact
2015-04-23