0000908662-21-000002.txt : 20210105 0000908662-21-000002.hdr.sgml : 20210105 20210105075528 ACCESSION NUMBER: 0000908662-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HealthCor Management, L.P. CENTRAL INDEX KEY: 0001343781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54090 FILM NUMBER: 21503930 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-622-7731 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HealthCor Partners GP, LLC CENTRAL INDEX KEY: 0001519460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54090 FILM NUMBER: 21503931 BUSINESS ADDRESS: STREET 1: 152 W 57TH STREET 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-622-7871 MAIL ADDRESS: STREET 1: 152 W 57TH STREET 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightcap Jeffrey C CENTRAL INDEX KEY: 0001519465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54090 FILM NUMBER: 21503932 MAIL ADDRESS: STREET 1: 152 W 57TH STREET 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Arthur Bruce CENTRAL INDEX KEY: 0001343780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54090 FILM NUMBER: 21503933 MAIL ADDRESS: STREET 1: 12 SOUTH MAIN STREET STREET 2: SUITE #203 CITY: NORWALK STATE: CT ZIP: 06854 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Healey Joseph Patrick CENTRAL INDEX KEY: 0001343779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54090 FILM NUMBER: 21503934 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CareView Communications Inc CENTRAL INDEX KEY: 0001377149 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954659068 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 405 STATE HIGHWAY 121 STREET 2: SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 BUSINESS PHONE: 972-943-6050 MAIL ADDRESS: STREET 1: 405 STATE HIGHWAY 121 STREET 2: SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-31 0001377149 CareView Communications Inc CRVW.OB 0001343781 HealthCor Management, L.P. 55 HUDSON YARDS, 28TH FLOOR NEW YORK NY 10001 1 0 1 0 0001519460 HealthCor Partners GP, LLC 1325 AVENUE OF AMERICAS, 28TH FLOOR NEW YORK NY 10019 1 0 1 0 0001519465 Lightcap Jeffrey C 1325 AVENUE OF AMERICAS, 28TH FLOOR NEW YORK NY 10019 1 0 1 0 0001343780 Cohen Arthur Bruce 12 SOUTH MAIN STREET SUITE #203 NORWALK CT 06854 1 0 1 0 0001343779 Healey Joseph Patrick 55 HUDSON YARDS, 28TH FLOOR NEW YORK NY 10001 1 0 1 0 Senior Secured Convertible Note due 2024 (PIK Interest) 0.40 2020-12-31 4 A 0 127535 0 A 2024-01-15 Common Stock 318837 5228927 I By HCP Fund Senior Secured Convertible Note due 2024 (PIK Interest) 0.40 2020-12-31 4 A 0 146263 0 A 2024-01-15 Common Stock 365656 5996764 I By Hybrid Fund Senior Secured Convertible Note due 2029 (PIK Interest) 0.03 2020-12-31 4 A 0 1851 0 A 2029-05-14 Common Stock 61705 61088 I By Jeffrey Lightcap Senior Secured Convertible Note due 2030 (PIK Interest) 0.01 2020-12-31 4 A 0 3385 0 A 2030-02-05 Common Stock 338495 111703 I By Jeffrey Lightcap On December 31, 2020, the 2014 Notes held by HCP Fund and Hybrid Fund and the 2019 Note and 2020 Note each held by Mr. Lightcap accrued interest which is payable in kind ("PIK Interest") in the form of additional principal. Excludes PIK interest on notes issued to certain reporting persons and other investors on February 17, 2015, February 23, 2018, and July 13, 2018, reporting of which is exempt pursuant to Rule 16a-9. Immediately exercisable. HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment. HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. HealthCor Management, L.P. is the designated filer on behalf of the reporting persons listed on Exhibit 99.1, attached hereto. Due to the number of reporting persons, this is one of two Form 4s filed relating to the same securities. HealthCor Management, L.P., By: HealthCor Associates, LLC, its general partner, By: /s/ Anabelle P. Gray, General Counsel 2021-01-05 HealthCor Partners GP, LLC, By: /s/ Anabelle P. Gray, General Counsel 2021-01-05 /s/ Anabelle P. Gray as attorney-in-fact for Jeffrey C. Lightcap 2021-01-05 /s/ Anabelle P. Gray as attorney-in-fact for Arthur Cohen 2021-01-05 /s/ Anabelle P. Gray as attorney-in-fact for Joseph Healey 2021-01-05 EX-99 2 healthcoreex99.htm EXHIBIT 99

Exhibit 99.1



1.  HealthCor Management, L.P.

    55 Hudson Yards, 28th Fl., New York, NY 10001;



2.  HealthCor Associates, LLC

    55 Hudson Yards, 28th Fl., New York, NY 10001;



3.  HealthCor Hybrid Offshore Master Fund, L.P.

    55 Hudson Yards, 28th Fl., New York, NY 10001;



4.  HealthCor Hybrid Offshore GP, LLC

    55 Hudson Yards, 28th Fl., New York, NY 10001;



5.  HealthCor Group, LLC

    55 Hudson Yards, 28th Fl., New York, NY 10001;



6.  HealthCor Partners Management, L.P.

    55 Hudson Yards, 28th Fl., New York, NY 10001;



7.  HealthCor Partners Management GP, LLC

    55 Hudson Yards, 28th Fl., New York, NY 10001;



8.  HealthCor Partners Fund, L.P.

    55 Hudson Yards, 28th Fl., New York, NY 10001;



9. HealthCor Partners, L.P.

   55 Hudson Yards, 28th Fl., New York, NY 10001;



10. HealthCor Partners GP, LLC

    55 Hudson Yards, 28th Fl., New York, NY 10001;



11. Jeffrey C. Lightcap

    55 Hudson Yards, 28th Fl., New York, NY 10001;



12. Arthur Cohen

    12 South Main St., Suite 203, Norwalk, CT 06854;



13. Joseph Healey

    55 Hudson Yards, 28th Fl., New York, NY 10001;