0001209191-19-048637.txt : 20190905 0001209191-19-048637.hdr.sgml : 20190905 20190905183329 ACCESSION NUMBER: 0001209191-19-048637 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zadno Reza CENTRAL INDEX KEY: 0001632326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38809 FILM NUMBER: 191078194 MAIL ADDRESS: STREET 1: 2710 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVEDRO INC CENTRAL INDEX KEY: 0001343304 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 JONES ROAD CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781 768 3400 MAIL ADDRESS: STREET 1: 201 JONES ROAD CITY: WALTHAM STATE: MA ZIP: 02451 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-01 0 0001343304 AVEDRO INC AVDR 0001632326 Zadno Reza C/O AVEDRO, INC. 201 JONES ROAD WALTHAM MA 02451 1 1 0 0 President and CEO Common Stock 2019-03-01 4 M 0 1052 0.00 A 12617 D Common Stock 2019-06-03 4 M 0 1051 0.00 A 13668 D Common Stock 2019-09-03 4 M 0 6147 0.00 A 19815 D Common Stock 2019-09-03 4 F 0 1753 22.93 D 18062 D Common Stock 315 I See Footnote Restricted Stock Units 2019-03-01 4 M 0 1052 0.00 D Common Stock 1052 4205 D Restricted Stock Units 2019-06-03 4 M 0 1051 0.00 D Common Stock 1051 3154 D Restricted Stock Units 2019-09-03 4 M 0 1051 0.00 D Common Stock 1051 2103 D Restricted Stock Units 2019-09-03 4 M 0 5096 0.00 D Common Stock 5096 76430 D Represents shares that have been withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of the restricted stock units ("RSUs") and does not represent a sale by the Reporting Person. The reportable securities are held by the Martine and Reza Zadno Revocable Trust. The Reporting Person is a co-trustee and shares voting and investment power. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 11,565 shares underlying the RSUs vested on February 13, 2019, with the remainder vesting in five (5) quarterly equal installments beginning on March 1, 2019, subject to the Reporting Person continuing to provide service through each such date. The RSUs vest quarterly in 16 equal installments, with the first quarterly installment occurring on September 3, 2019, subject to Reporting Person's continuous service as of each such vesting date. /s/ Paul S. Bavier, Attorney-in-Fact 2019-09-05