-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ox3Zl5sI+xVFyN3oTPb6LPlljBZ3eXaWqmXnfFuO2HaANFRdlmuf+KcO5Hmoj2R9 Vy2dB/sf5NCvvjtBGxqYEA== 0001342857-10-000002.txt : 20100129 0001342857-10-000002.hdr.sgml : 20100129 20100129141753 ACCESSION NUMBER: 0001342857-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100129 DATE AS OF CHANGE: 20100129 EFFECTIVENESS DATE: 20100129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Star Investment Management Corp. CENTRAL INDEX KEY: 0001342857 IRS NUMBER: 364467498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12641 FILM NUMBER: 10557330 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 dec2009.txt 13F HR DECEMBER 2009 DOCUMENT TYPE 13F HR 1 nsimc2009december.txt DESCRIPTION 13F HR TEXT SUBMISSION: TYPR: 13F HR FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Institutional Investment Manager Filing this Report: North Star Investment Management Corp. 20 N. Wacker Drive Suite 1416 Chicago IL 60606 Form 13F File Number: 28-12641 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: By(Signature and Title) /s/ PCONTOS Telephone: 312-580-1056 Signature, Place and Date of signing: Peter D. Gottlieb, President, Chicago IL, Dated: 01/29/2010 Report Type: 13F HOLDINGS REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: NONE Form 13F Information Entry Total: 489 Form 13F Information Table Value Total: $ 124,908,000 Name of Issuer --Title of Class-- --Cusip-- Value Shares discr Voting Sole FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company COM 88579y101 609 7370 SH Sole X A T & T Inc New COM 00206R102 1313 46831 SH Sole X Abbott Laboratories COM 002824100 1004 18603 SH Sole X Acme United Corp COM 004816104 1997 217110 SH Sole X Aegon Nv Amer Regd Cert(1sh Eu COM 007924103 15 2340 SH Sole X Aetna Inc New COM 00817y108 6 180 SH Sole X Affymetrix Inc COM 00826t108 1 200 SH Sole X Aflacinc COM 001055102 5 100 SH Sole X Alberto Culver Co New COM 013068101 10 350 SH Sole X Alcatellucent Spon Adr COM 013904305 17 5115 SH Sole X Alcoa Inc COM 013817101 81 5000 SH Sole X Alexion Pharm Inc. 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COM 904311107 4 159 SH Sole X Unilever Nv Eur0.16(newyork Sh COM 904784709 157 4853 SH Sole X Union Pacific Corp COM 907818108 139 2170 SH Sole X United Technologies Corp COM 913017109 101 1450 SH Sole X Unitedparcel Svc Inc Cl B COM 911312106 184 3200 SH Sole X Unvl Sec Instruments New With COM 913821302 647 123209 SH Sole X Upm-Kymmene Corp Adr-Eachrepr COM 915436109 4 370 SH Sole X Vale S.A. Ads COM 91912e105 29 1000 SH Sole X Valero Energy Corp COM 91913y100 6 370 SH Sole X Veolia Environ.Serv COM 92334n103 72 2200 SH Sole X Verizon Communications COM 92343v104 335 10103 SH Sole X Vermont Pure Hldgs New COM 924237100 337 561341 SH Sole X Vertex Pharmaceutcls Inc COM 92532f100 7 162 SH Sole X Visa Inc. COM 92826c839 8 89 SH Sole X Vivendi Ord COM f97982106 3 85 SH Sole X Vodafone Group New Adr F Spons COM 92857w209 645 27920 SH Sole X Wal-Mart Stores Inc COM 931142103 48 900 SH Sole X Walgreen Company COM 931422109 1019 27748 SH Sole X Warwick Valley Tele Co COM 936750108 222 16953 SH Sole X Wastemanagement Inc COM 94106l109 176 5200 SH Sole X Wells Fargo COM 949746101 62 2297 SH Sole X Wells Reit Ii Estimated Value COM 95000s108 18 1845 SH Sole X Western Asset Managedhigh Inco COM 95766l107 9 1500 SH Sole X Whole Foods Market Inc COM 966837106 27 1000 SH Sole X Wisconsinenergy Cp COM 976657106 7 150 SH Sole X Wolseley Adr Ea Rep 1/10ord Gb COM 97786p100 2 870 SH Sole X World Wrestling Enter. Inc. (u COM 98156q108 41 2700 SH Sole X Xcelenergy Inc Com COM 98389b100 20 935 SH Sole X Xeroxcorp COM 984121103 5 606 SH Sole X Currencyshares Euro Tr Euro Cu IDX FD 23130c108 804 5625 SH Sole X Currencyshares Japanese Yen Tr IDX FD 23130a102 304 2850 SH Sole X Dj Wilshire Reit Etf IDX FD 78464a607 5 107 SH Sole X First Tr Enhcd Eqty Incm Cover IDX FD 337318109 3036 259490 SH Sole X I Share Djfin Sc Index IDX FD 464287788 5 100 SH Sole X Ishare Russell 1000 Growth IDX FD 464287614 4 77 SH Sole X Ishare Russell 1000 Value IDX FD 464287598 3 49 SH Sole X Ishares Dj Select Div Fd Selec IDX FD 464287168 1622 36928 SH Sole X Ishares Dj Us Transn Idx Trans IDX FD 464287192 28 375 SH Sole X Ishares Morningstar Fund Large IDX FD 464287119 22 378 SH Sole X Ishares Msci Emrg Mkt Fd Emerg IDX FD 464287234 227 5476 SH Sole X Ishares S&p 500 Growth S&p 500 IDX FD 464287309 4489 77408 SH Sole X Ishares S&p 500 Value S&p 500 IDX FD 464287408 4718 89001 SH Sole X Ishares S&p Midcap 400 Barra V IDX FD 464287705 13 201 SH Sole X Ishares Tr Msci Eafe Fd Msci E IDX FD 464287465 2898 52427 SH Sole X Ishares Tr Russell 2000 Russel IDX FD 464287655 30 474 SH Sole X Ishares Tr Russell Midcap Inde IDX FD 464287499 12 142 SH Sole X Ishares Tr S&p 100 Index S & P IDX FD 464287101 19 373 SH Sole X Ishares Tr S&p Midcap400 Index IDX FD 464287507 14 200 SH Sole X Ishares Tr S&p Smallcap S&p Sm IDX FD 464287804 1716 31364 SH Sole X Ishares Tr Sp Us Pfd IDX FD 464288687 73 2000 SH Sole X Ishares Trust Index Fund Ftse IDX FD 464287184 124 2934 SH Sole X Mid Cap S P D R Trust Unit Ser IDX FD 595635103 234 1775 SH Sole X Powershs Exch Trad Fd Tr Power IDX FD 73935x229 3644 223301 SH Sole X Powershs Exch Trad Fd Tr Power IDX FD 73935X575 39 2305 SH Sole X Powershs Exch Trad Fd Tr Wilde IDX FD 73935X500 51 4605 SH Sole X Powershs Qqq Trust Ser 1 IDX FD 73935a104 61 1342 SH Sole X S P D R Trust Unit Sr 1 Expiri IDX FD 78462f103 4540 40736 SH Sole X Sector Spdr Tech Select Shares IDX FD 81369y803 178 7765 SH Sole X Spdr Gold Trust Spdr Gold Shar IDX FD 78463v107 141 1317 SH Sole X Spdr S&p Biotech Etf IDX FD 78464a870 3 50 SH Sole X Vanguard Europe Pac Etf IDX FD 921943858 1704 49825 SH Sole X Vanguard Pacific IDX FD 922042866 27 528 SH Sole X Vanguard Total Stock Mkt IDX FD 922908769 8343 148010 SH Sole X Wisdomtree Trust Chinese Yuan IDX FD 97717w182 2040 80905 SH Sole X Wisdomtree Trust International IDX FD 97717w711 241 9400 SH Sole X Gerdau Sa Spons Adr Eachrep 1 PFD 373737105 17 1000 SH Sole X Royal Bank Scotland Adr Ser F, PFD 780097804 10 600 SH Sole X Royal Bank Scotland Grp Adr Se PFD 780097796 3 250 SH Sole X Telenorte Leste Participacoes PFD 879246106 6 292 SH Sole X Bb& T Corp EQ CL END 054937107 33 1284 SH Sole X Blackrock Div Ach Tr EQ CL END 09251a104 5 600 SH Sole X Blackrock Divid Achieverstm Tr EQ CL END 09250n107 5 500 SH Sole X Blackrock Pfd & Eq EQ CL END 092508100 112 9800 SH Sole X Calamos Global Total Returnfd EQ CL END 128118106 9 600 SH Sole X Cross Timber Royalty EQ CL END 22757r109 20 600 SH Sole X European Equity Fund EQ CL END 298768102 7 1015 SH Sole X Flaherty & Crumrine Pfd Income EQ CL END 338480106 27 2600 SH Sole X Gabelli Div And Inc Tr EQ CL END 36242h104 440 33589 SH Sole X Hancock John Bk& Thr New Oppor EQ CL END 409735206 320 22696 SH Sole X India Fund Inc EQ CL END 454089103 19 610 SH Sole X Mfs Charter Inc Trust EQ CL END 552727109 9 1000 SH Sole X Nuveen Tax Advantageddivid Gro EQ CL END 67073g105 29 2500 SH Sole X Tri Continental Corp Com EQ CL END 895436103 33 2845 SH Sole X Western Asset High Incomeoppor EQ CL END 95766k109 6 1000 SH Sole X Westernasset Emrgng Mkts Incom EQ CL END 95766e103 6 512 SH Sole X Blackrock Muni 2108 Term Trust FX CL END 09248c106 6 425 SH Sole X Blackrock Pfd Inc Strat Fd Inc FX CL END 09255h105 52 5500 SH Sole X Dnpselect Income Fd Inc FX CL END 23325p104 52 5821 SH Sole X Dtf Tax Free Income Inc FX CL END 23334j107 28 1892 SH Sole X Duff & Phelps Util & Corp Bond FX CL END 26432k108 37 3000 SH Sole X Eatonvance Tax Advantage Divid FX CL END 27828g107 39 2500 SH Sole X Ing Prime Rate Tr Shben Int FX CL END 44977w106 2 300 SH Sole X Insuredmuni Income Tr Unit Ser FX CL END 45809b368 9 60 SH Sole X Ishares Iboxx Investop Iboxx $ FX CL END 464287242 1 11 SH Sole X Ishares Tr Barclays Tips Bond FX CL END 464287176 18 175 SH Sole X Mfc Van Kampen Sr Income Tr FX CL END 920961109 38 9000 SH Sole X Nicholas Applegate Conv& Incom FX CL END 65370f101 7 800 SH Sole X Nuveen Multi Strategyincome An FX CL END 67073b106 1 200 SH Sole X Nuveen Select Maturities Munic FX CL END 67061T101 26 2500 SH Sole X Nuveeninsd Quality Municipal F FX CL END 67062n103 21 1525 SH Sole X Nuveenquality Pfd Income Fd 2 FX CL END 67072c105 29 4000 SH Sole X Tcw Strategic Income Fd Inc FX CL END 872340104 133 30521 SH Sole X Western Asset Hi Inc Fd Ii FX CL END 95766j102 44 4815 SH Sole X Amerigas Partners Lp Utsrpstg Unit LP 030975106 34 870 SH Sole X Buckeyepartners L P Unit Ltd P Unit LP 118230101 98 1795 SH Sole X Barclays Adr-Each Cv Into4 Ord ADR 06738e204 10 585 SH Sole X British Sky Broadcastinggroup ADR 111013108 11 315 SH Sole X Canon Inc Adr Each Rep1 Ord Np ADR 138006309 25 590 SH Sole X Centrais Eletr Bras Sa- Eletro ADR 15234q207 17 822 SH Sole X France Telecom Adr Eachrepr 1 ADR 35177q105 31 1233 SH Sole X Hitachi Adr-Each Cnv Into10 Or ADR 433578507 7 236 SH Sole X Kt Corporation Spon Adreach Re ADR 48268k101 9 555 SH Sole X Nippon Tel & Tel Corpspons Adr ADR 654624105 29 1444 SH Sole X Portugal Telecom Sgpssa Spon A ADR 737273102 21 1768 SH Sole X Sk Telecom Spon Adr Eachrep 1/ ADR 78440p108 10 620 SH Sole X Telecom Argentina Sa Adreach R ADR 879273209 10 600 SH Sole X Telecom Corp Of New Zealandadr ADR 879278208 4 469 SH Sole X Tomkins Adr-Each Repr4 Ord Shs ADR 890030208 10 805 SH Sole X Vivo Participacoes Saadr Rep 1 ADR 92855s200 3 96 SH Sole X FINAL TOTALS $ 124,908,000 FORM F INFORMATION TABLE ENTRY TOTAL 489
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