-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gd/a19Q5DAo3cpu/9OHGYBdxhJqCUkpQlrEmtYuhqRPEUjNlNhojFGWPi6m8JTPV +ngOMJumeNkkvJNBPt4ukQ== 0001342857-09-000030.txt : 20090723 0001342857-09-000030.hdr.sgml : 20090723 20090723145416 ACCESSION NUMBER: 0001342857-09-000030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090723 DATE AS OF CHANGE: 20090723 EFFECTIVENESS DATE: 20090723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Star Investment Management Corp. CENTRAL INDEX KEY: 0001342857 IRS NUMBER: 364467498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12641 FILM NUMBER: 09959112 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 june2009.txt 13F NSIMC JUNE 2009 DOCUMENT TYPE 13F HR 1 nsimc2009june.txt DESCRIPTION 13F HR TEXT SUBMISSION: TYPR: 13F HR FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2009 Institutional Investment Manager Filing this Report: North Star Investment Management Corp. 20 N. Wacker Drive Suite 1416 Chicago IL 60606 Form 13F File Number: 28-12641 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: By(Signature and Title) /s/ PCONTOS Telephone: 312-580-1056 Signature, Place and Date of signing: Peter D. Gottlieb, President, Chicago IL, Dated: 07/21/2009 Report Type: 13F HOLDINGS REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: NONE Form 13F Information Entry Total: 319 Form 13F Information Table Value Total: $ 93,882,000 Name of Issuer --Title of Class-- --Cusip-- Value Shares discr Voting Sole FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 426 7095 SH Sole X A T & T Com COM 00206R102 972 39123 SH Sole X Abbott Laboratories COM 002824100 817 17358 SH Sole X Acme United Co COM 004816104 1605 200575 SH Sole X Aetnainc New Com COM 00817y108 5 180 SH Sole X Alberto Culver Co Cl B COM 013068101 9 350 SH Sole X Alcoa Inc COM 013817101 52 5000 SH Sole X Alleghenyenergy Inc COM 017361106 21 800 SH Sole X Alliantenergy Corp COM 018802108 57 2170 SH Sole X Allstatecorp COM 020002101 27 1126 SH Sole X Altria Group Inc Common Stock COM 02209s103 130 7959 SH Sole X Amerencorp COM 023608102 130 5211 SH Sole X American Railcar Ind. COM 02916P103 2 200 SH Sole X Americanelec Pwr Co COM 025537101 69 2390 SH Sole X Amerintl Group Inc COM 026874784 0 225 SH Sole X Amgen Inc COM 031162100 129 2434 SH Sole X Aoncorp COM 037389103 9 250 SH Sole X Apogee Engerprises COM 037598109 247 20100 SH Sole X Apple Inc COM 037833100 320 2245 SH Sole X At&t Inc. COM 00206r102 12 500 SH Sole X Baldwin& Lyons Inc Cl B COM 057755209 12 625 SH Sole X Bank Of America Corporation Co COM 060505104 212 16086 SH Sole X Bank Of New York COM 064058100 31 1067 SH Sole X Barclaysbk Plc Ipath Index Lkd COM 06738c778 7 200 SH Sole X Baxterintl Inc COM 071813109 15 276 SH Sole X Berkshirehathaway Inc Del Cl A COM 084670108 270 3 SH Sole X Berkshirehathaway Inc Del Cl B COM 084670207 148 51 SH Sole X Blackstone Group Lp COM 09253u108 29 2775 SH Sole X Blockh & R Inc COM 093671105 7 400 SH Sole X Boardwalk Pipeline COM 096627104 72 3200 SH Sole X Bowlamer Inc Cl A COM 102565108 638 52275 SH Sole X Bp Plc Spons Adr F/K/A Bp Pcl COM 055622104 385 8080 SH Sole X Bristol Myers Squibb COM 110122108 41 2025 SH Sole X CNL Lifestyle Properties Inc. COM 18975f109 18 1811 SH Sole X Californiawater Svc Grp Hldg C COM 130788102 37 1000 SH Sole X Canadian Superior Energy, Inc. COM 136644101 2 2500 SH Sole X Carver Bancorp Inc COM 146875109 1204 229239 SH Sole X Caterpillar Inc COM 149123101 60 1825 SH Sole X Cbs Corp Cl B Common Stock COM 124857202 401 58000 SH Sole X Cca Industries COM 124867102 313 99100 SH Sole X Celgene Corp. COM 151020104 48 1000 SH Sole X Centerpointenergy Inc COM 15189t107 16 1451 SH Sole X Chesapeakeenergy Corporation O COM 165167107 20 1000 SH Sole X Chevron Corp COM 166764100 30 450 SH Sole X Chubb Corp COM 171232101 8 200 SH Sole X Chunghwa Tele New ADR Spons COM 17133q304 1 58 SH Sole X Circor Intl Inc COM 17273K109 210 8875 SH Sole X Cisco Systems Inc COM 17275R102 912 48875 SH Sole X Citigroup Incorporated Common COM 172967101 33 11267 SH Sole X Cloroxco Del COM 189054109 223 4000 SH Sole X Cme Group Inc. COM 12572q105 47 150 SH Sole X Cobra Electronics COM 191042100 304 253736 SH Sole X Coca-Cola Company COM 191216100 378 7876 SH Sole X Cocacola Enterprises Inc COM 191219104 716 43000 SH Sole X Comcastcorp New Cl A COM 20030n101 22 1515 SH Sole X Comfort Systems USA Inc. COM 199908104 298 29025 SH Sole X Conocophillips COM 20825c104 532 12658 SH Sole X Consolidated Communications Hl COM 209034107 881 75208 SH Sole X Consolidatededison Hldg Co Inc COM 209115104 58 1552 SH Sole X Corninginc COM 219350105 128 8000 SH Sole X Corus Bankshares, Inc. COM 220873103 1 5000 SH Sole X Cubist Pharmaceuticals Inc COM 229678107 18 1000 SH Sole X Daimler Ag Ord Isin#de00071000 COM d1668r123 4 97 SH Sole X Davita Inc Com COM 23918k108 1 25 SH Sole X Deere & Co COM 244199105 124 3100 SH Sole X Dell Inc COM 24702r101 481 35000 SH Sole X Discoverfinl Svcs COM 254709108 2 184 SH Sole X Disney Walt Company(holding Co COM 254687106 115 4947 SH Sole X Dominionresources Inc Vanew COM 25746u109 134 4002 SH Sole X Dow Chemical Company COM 260543103 81 5000 SH Sole X Dteenergy Holding Co COM 233331107 155 4840 SH Sole X Du Pont E.I.De Nemour & Co COM 263534109 10 400 SH Sole X Dukeenergy Corp New Com COM 26441c105 3 218 SH Sole X Easterncompany COM 276317104 716 43387 SH Sole X Eaton Vance Corp COM 278265103 75 2800 SH Sole X Edisonintl COM 281020107 29 935 SH Sole X Elan Corp Plc Adr F COM 284131208 144 22537 SH Sole X Eli Lilly & Company Common Sto COM 532457108 191 5500 SH Sole X Enterpriseproducts Pptns Lp COM 293792107 10 411 SH Sole X Entremed Inc COM 29382f103 24 50000 SH Sole X Etrade Financial Corp COM 269246104 3 2000 SH Sole X Evercorepartners Inc Cl A COM 29977a105 303 15425 SH Sole X Exelon Corporation Common Stoc COM 30161n101 770 15029 SH Sole X Exxon Mobil Corp COM 30231G102 1206 17249 SH Sole X FPL Group Inc COM 302571104 311 5474 SH Sole X Fastenal Company COM 311900104 83 2500 SH Sole X Felcor Lodging Trust Inc. COM 31430f101 10 4000 SH Sole X Firstenergycorp COM 337932107 72 1864 SH Sole X Firstmidwest Bancorp Inc Del COM 320867104 7 1000 SH Sole X Flaherty& Crumrine / Claymore COM 338478100 20 1891 SH Sole X Freeportmcmoran Copper & Gold COM 35671d857 455 9075 SH Sole X Freightcaramer Inc COM 357023100 836 49725 SH Sole X Gannett Co Inc Del COM 364730101 339 95000 SH Sole X Gapinc Del COM 364760108 2 105 SH Sole X General Electric COM 369604103 1487 126864 SH Sole X General Growth Prop, Inc. COM 370021107 9 5000 SH Sole X General Mills Incorporated Com COM 370334104 235 4192 SH Sole X Generaldynamics Crp COM 369550108 50 910 SH Sole X Google Inc COM 38259P508 84 200 SH Sole X Graham Corp COM 384556106 151 11350 SH Sole X Granite Construction, Inc. COM 387328107 80 2410 SH Sole X Greatplains Energy Inc COM 391164100 8 544 SH Sole X H& Q Life Sciences Invs Sh Ben COM 404053100 2 219 SH Sole X Halliburton Company COM 406216101 2 100 SH Sole X Hatteras Financial Corp COM 41902r103 14 500 SH Sole X Healthcarerlty Tr COM 421946104 17 1000 SH Sole X Helios Strategic Mtg Inc Fd COM 42327m109 19 3000 SH Sole X Hewlett-Packardco De COM 428236103 120 3115 SH Sole X Highbury Finl Inc Com COM 42982y109 3508 835275 SH Sole X Hlthcorp COM 40422y101 13 1000 SH Sole X Honeywellintl Inc COM 438516106 27 873 SH Sole X Hospirainc COM 441060100 4 100 SH Sole X Hosthotels & Resorts Inc Com COM 44107p104 74 8845 SH Sole X Houstonwire & Cable Co Com COM 44244k109 734 61606 SH Sole X Humanainc COM 444859102 148 4600 SH Sole X Imaxcorp COM 45245e109 487 60000 SH Sole X Inergy Lp COM 456615103 19 750 SH Sole X Innophos Hldgs, Inc. COM 45774n108 272 16100 SH Sole X Integrys Energy Group Inc COM 45822P105 65 2178 SH Sole X Intelcorp COM 458140100 86 5200 SH Sole X Intercontinental Exch. Inc. COM 45865v100 54 475 SH Sole X International Business Machine COM 459200101 857 8205 SH Sole X Intrepid Potash Inc. COM 46121y102 39 1400 SH Sole X Isharestr Dow Jones Us Home Co COM 464288752 20 2000 SH Sole X Januscap Group Inc COM 47102x105 46 4000 SH Sole X Johnson & Johnson Common Stock COM 478160104 763 13436 SH Sole X Johnson Outdoors Inc Cl A COM 479167108 292 53075 SH Sole X Joyglobal Inc COM 481165108 415 11625 SH Sole X Jpmorganchase & Co COM 46625h100 3141 92074 SH Sole X K-Sea Trans Ptrns Lp COM 48268y101 65 3300 SH Sole X Kelloggcompany COM 487836108 9 200 SH Sole X Kimberly Clark COM 494368103 337 6425 SH Sole X Kindermorgan Energy Partners L COM 494550106 228 4451 SH Sole X Kirbycorp Formerly Kirby Expl COM 497266106 2333 73400 SH Sole X Kosscorp Del Frmly Koss Eletrs COM 500692108 569 43733 SH Sole X Kraft Foods Inc Common Stock COM 50075n104 269 10622 SH Sole X Lacrossefootwear Inc COM 505688101 683 73040 SH Sole X Las Vegas Sands Corp COM 517834107 157 20000 SH Sole X Lee Enterprises Inc COM 523768109 64 119900 SH Sole X Lifepointhosps Inc COM 53219l109 3 100 SH Sole X Mac-Gray Corp COM 554153106 1 100 SH Sole X Magellanmidstream Partners Lp COM 559080106 35 1000 SH Sole X Marshall & Ilsley Corp Common COM 571837103 18 3669 SH Sole X Marvel Entertainment Inc. COM 57383t103 4 100 SH Sole X Massmutualpartn Invs COM 576299101 11 963 SH Sole X Mcdonalds Corporation Common S COM 580135101 242 4207 SH Sole X Meadeinstruments Corp COM 583062104 2 13000 SH Sole X Medco Health Solutions Inc COM 58405U102 48 1052 SH Sole X Medtronic Incorporated Common COM 585055106 14 400 SH Sole X Merck & Co Inc COM 589331107 941 33644 SH Sole X Metavante Technologies Common COM 591407101 1 40 SH Sole X Metlife Inc Pfd COM 59156r405 7 300 SH Sole X Microsoft Corp COM 594918104 571 24013 SH Sole X Middlebrook Pharmaceuticals In COM 596087106 148 110000 SH Sole X Midwest Banc Holdings Inc COM 598251106 138 183468 SH Sole X Mitchaminds Inc COM 606501104 959 184762 SH Sole X Monarchcement Co COM 609031109 672 22416 SH Sole X Morgan Stanley Group Inc COM 617446109 11 369 SH Sole X Motorolainc COM 620076109 10 1500 SH Sole X NV Energy Inc. COM 67073y106 8 750 SH Sole X National Beverage Corp Common COM 635017106 1285 119991 SH Sole X Nationaloilwell Varco Inc COM 637071101 82 2525 SH Sole X Navigant Consulting Inc. COM 63935N107 13 1000 SH Sole X Nbty Inc COM 628782104 52 1850 SH Sole X Nestle Sa Adr COM 641069406 4 112 SH Sole X Nokiacorp Adr COM 654902204 753 51675 SH Sole X Northern Trust Corporation Com COM 665859104 192 3575 SH Sole X Novenpharmaceuticls Inc COM 670009109 21 1500 SH Sole X Nustarenergy Lp Unit COM 67058h102 30 550 SH Sole X Nuveeninsd Mun Oppty Fd Inc Co COM 670984103 23 1870 SH Sole X Nuveeninvt Quality Municipal F COM 67062e103 175 14181 SH Sole X Nuveenperformance Plus Mun Fd COM 67062p108 19 1500 SH Sole X Nuveentax Advantaged Total Ret COM 67090h102 10 1275 SH Sole X Old Republic International Cor COM 680223104 2625 266539 SH Sole X Omnienergy Svcs Crp Com New COM 68210t208 236 112500 SH Sole X Omnova Solutions Inc Com COM 682129101 33 10000 SH Sole X Oneok Partners Lp COM 68268n103 29 626 SH Sole X Optimum Holdings Inc. COM 68401p106 2 400 SH Sole X Oracle Corp COM 68389X105 106 4950 SH Sole X Oxygen Biotherapeutics COM 69207p100 1 5000 SH Sole X P N C Financial Group COM 693475105 125 3224 SH Sole X Panerabread Company Cl A COM 69840w108 100 2000 SH Sole X Peerlesssystems Corp COM 705536100 497 242307 SH Sole X Pepsicoinc COM 713448108 44 800 SH Sole X Pfizer COM 717081103 166 11078 SH Sole X Pg& E Corp COM 69331c108 4 100 SH Sole X Philip Morris Intl COM 718172109 304 6959 SH Sole X Pitney Bowes Inc COM 724479100 349 15901 SH Sole X Plainsexpl & Prodtn Co COM 726505100 908 33200 SH Sole X Pplcorp COM 69351t106 18 544 SH Sole X Privatebancorp, Inc., The COM 742962103 74 3340 SH Sole X Procter& Gamble Co COM 742718109 733 14339 SH Sole X Progressivecorp Ohio COM 743315103 17 1100 SH Sole X Prologistrust COM 743410102 101 12570 SH Sole X Publicservice Enterprise Group COM 744573106 100 3068 SH Sole X Qualcomm Incorporated Common S COM 747525103 249 5500 SH Sole X Qwestcomm Intl Inc COM 749121109 1 293 SH Sole X RRI Energy Inc. COM 74971x107 3 630 SH Sole X Radio One, Inc. COM 75040p108 10 15000 SH Sole X Ralcorp Holdings COM 751028101 7 114 SH Sole X Raytheonco Com New COM 755111507 4 100 SH Sole X Redhat Inc COM 756577102 2 100 SH Sole X Redwoodtrust Inc COM 758075402 127 8600 SH Sole X Regions Financial Corp Com COM 7591ep100 5 1200 SH Sole X Rockof Ages Corp COM 772632105 1334 666865 SH Sole X Royal Dutch Petroleum F COM 780259206 351 7000 SH Sole X S&p Basic Industries Spdr COM 81369Y100 20 775 SH Sole X Saralee Corp COM 803111103 43 4400 SH Sole X Scana Corp COM 80589m102 12 379 SH Sole X Scheringplough Corp COM 806605101 25 1000 SH Sole X Schlumbergerltd Isin #an806857 COM 806857108 70 1300 SH Sole X Searshldgs Corp COM 812350106 15 232 SH Sole X Sectorspdr Tr Shs Ben Int Ener COM 81369y506 176 3656 SH Sole X Sectorspdr Tr Shs Ben Int Fina COM 81369y605 62 5185 SH Sole X Sempraenergy COM 816851109 56 1120 SH Sole X Sherwinwilliams Co COM 824348106 8 150 SH Sole X Slindustries Inc COM 784413106 428 61200 SH Sole X Smithkline Beecham Plc F COM 832378301 2 350 SH Sole X Southern Company COM 842587107 13 407 SH Sole X Southwestairlns Co COM 844741108 14 2100 SH Sole X Southwestgas Corp COM 844895102 3 150 SH Sole X Spdrser Tr S&p Homebuilders Et COM 78464a888 23 2000 SH Sole X Spectraenergy Corp Com COM 847560109 2 107 SH Sole X Sport Supply Group, Inc. COM 84916a104 573 66701 SH Sole X Sprint Nextel Common Stock COM 852061100 1 125 SH Sole X Starbuckscorp COM 855244109 17 1200 SH Sole X Starrett (LS) Co. COM 855668109 207 30450 SH Sole X Strykercorp COM 863667101 38 950 SH Sole X Sunhealthcare Group Inc New COM 866933401 499 59150 SH Sole X Sunmicrosystems Inc COM 866810203 5 525 SH Sole X Supervaluinc COM 868536103 8 586 SH Sole X Target Cp COM 87612e106 79 2000 SH Sole X Technology Select Sector Spdr COM 81369y803 15 810 SH Sole X Techresearch Corp New COM 878727304 638 303772 SH Sole X Terra Inds Inc COM 880915103 15 625 SH Sole X Ticketmaster COM 88633p302 2 235 SH Sole X Tiffany& Co New COM 886547108 8 300 SH Sole X Time Warner Cable Inc. COM 88732j207 2 50 SH Sole X Time Warner Inc Common Stock COM 887317303 5 200 SH Sole X Tivoinc COM 888706108 16 1500 SH Sole X Toyota Mtrs Corp Spon Adr COM 892331307 32 420 SH Sole X Trinityinds Inc Del Frmly Texa COM 896522109 627 46070 SH Sole X Ualcorp Com New COM 902549807 3 912 SH Sole X Uilhldg Corp COM 902748102 15 666 SH Sole X Ultra Financials Pro Shares COM 74347r743 6 1500 SH Sole X Under Armour Inc. COM 904311107 1 59 SH Sole X Unilever Nv N Y Shs COM 904784709 97 4000 SH Sole X Union Pacific Corp COM 907818108 104 2000 SH Sole X Unitedparcel Svc Inc Cl B COM 911312106 160 3200 SH Sole X Unitedtechnologies Corp COM 913017109 55 1050 SH Sole X Universal Sec Instrs Inc Commo COM 913821302 640 124234 SH Sole X Usbancorp Del Com New COM 902973304 196 10912 SH Sole X Valence Tech Inc COM 918914102 9 5000 SH Sole X Valueclickinc COM 92046n102 7 658 SH Sole X Verizon Communications Common COM 92343v104 176 5722 SH Sole X Vermontpure Holding S Ltd New COM 924237100 464 577495 SH Sole X Visa Inc. COM 92826c839 6 88 SH Sole X Vivendi ORD COM f97982106 2 85 SH Sole X Wal-Martstores Inc COM 931142103 58 1200 SH Sole X Walgreen COM 931422109 697 23692 SH Sole X Wastemanagement Inc COM 94106l109 146 5200 SH Sole X Wells Fargo COM 949746101 20 832 SH Sole X Wells REIT II Estimated Value COM 95000s108 18 1788 SH Sole X Whole Foods Market Inc COM 966837106 19 1000 SH Sole X Wisconsinenergy Cp COM 976657106 6 150 SH Sole X World Wrestling Enter. Inc. (U COM 98156q108 18 1400 SH Sole X Wyeth COM 983024100 117 2578 SH Sole X Xcelenergy Inc Com COM 98389b100 17 929 SH Sole X Currencyshares Euro Trust IDX FD 23130c108 789 5625 SH Sole X Currencyshares Japanese Yen Tr IDX FD 23130a102 651 6300 SH Sole X DJ Wilshire REIT ETF IDX FD 78464a607 4 107 SH Sole X First Trust Enhanced Eq Inc Fd IDX FD 337318109 2338 264148 SH Sole X I Shares Mrng Lrg Growth IDX FD 464287119 18 378 SH Sole X IShare Russell 1000 Growth IDX FD 464287614 3 77 SH Sole X IShare Russell 1000 Value IDX FD 464287598 2 49 SH Sole X IShares DJ Trans Avg IDX FD 464287192 22 375 SH Sole X Ishares S & P 500/Barra Growth IDX FD 464287309 3846 80507 SH Sole X Ishares S&p Global Energy Sect IDX FD 464287341 12 375 SH Sole X Ishares Tr Russell Midcap Inde IDX FD 464287499 9 142 SH Sole X Ishares Trust S & P 500/Bar Va IDX FD 464287408 3942 90299 SH Sole X Ishares Trust S&p Smallcap 600 IDX FD 464287804 1280 28810 SH Sole X Isharestr Ftse Xinhua Hk China IDX FD 464287184 130 3384 SH Sole X Isharestr Msci Eafe Index Fd IDX FD 464287465 2143 46771 SH Sole X Isharestr Msci Emerging Mkts I IDX FD 464287234 62 1926 SH Sole X Isharestr Russell 2000 Index F IDX FD 464287655 5 99 SH Sole X Isharestr S&p 100 Index Fund IDX FD 464287101 16 373 SH Sole X Midcap Spdr Trust Series 1 Fun IDX FD 595635103 187 1775 SH Sole X Powershares Etf Trust Water Re IDX FD 73935X575 34 2305 SH Sole X Powershares Wilderhill Clean E IDX FD 73935X500 345 34230 SH Sole X Powersharesqqq Tr Unit Ser 1 IDX FD 73935a104 49 1342 SH Sole X S & P 500 Trust Series 1 Depos IDX FD 78462f103 3003 32661 SH Sole X SPDR S&P Biotech ETF IDX FD 78464a870 3 50 SH Sole X Sectorspdr Tr Shs Ben Int Indu IDX FD 81369y704 2 75 SH Sole X Spdr Gold Trust Gold Shares IDX FD 78463v107 102 1117 SH Sole X Technology Select Sector Spdr IDX FD 81369y803 141 7765 SH Sole X Vanguard Eur Pac ETF IDX FD 921943858 2270 79475 SH Sole X Vanguard Pacific Etf IDX FD 922042866 24 528 SH Sole X Vanguardindex Fds Vanguard Tot IDX FD 922908769 7417 160295 SH Sole X Powershares Exchg Traded Fincl PFD 73935x229 3022 207970 SH Sole X Royal Bank Scotland ADR Ser F, PFD 780097804 9 600 SH Sole X Royal Bank Scotland Grp ADR Se PFD 780097796 3 250 SH Sole X Bb& T Corp EQ CL END 054937107 27 1214 SH Sole X European Equity Fd Inc Com EQ CL END 298768102 5 1015 SH Sole X Flaherty& Crumrine Pfd Income EQ CL END 338480106 21 2600 SH Sole X Gabelli Div & Income Tr EQ CL END 36242h104 748 74166 SH Sole X Indiafd Inc EQ CL END 454089103 19 610 SH Sole X John Hancock Bk & Thrift Oppot EQ CL END 409735206 256 21296 SH Sole X Mfs Charter Inc Trust EQ CL END 552727109 8 1000 SH Sole X Westernasset Emrgng Mkts Incom EQ CL END 95766e103 5 492 SH Sole X Dnpselect Income Fd Inc FX CL END 23325p104 30 3701 SH Sole X Dtf Tax Free Inc. FX CL END 23334j107 19 1492 SH Sole X Insuredmuni Income Tr Unit Ser FX CL END 45809b368 9 60 SH Sole X Ishares Lehman Us Tips Fd Inde FX CL END 464287176 69 675 SH Sole X Isharesiboxx $ Investop Invest FX CL END 464287242 1 11 SH Sole X Mfc Van Kampen Sr Income Tr FX CL END 920961109 13 4000 SH Sole X Nuveen Select Maturities Munic FX CL END 67061T101 25 2500 SH Sole X Nuveeninsd Quality Municipal F FX CL END 67062n103 19 1525 SH Sole X Nuveenquality Pfd Income Fd 2 FX CL END 67072c105 37 5850 SH Sole X Pimcomun Advantage Fd Inc FX CL END 722015104 8 2500 SH Sole X TCW Strategic Income Fd Inc FX CL END 872340104 106 29312 SH Sole X FINAL TOTALS $ 93,882,000 FORM F INFORMATION TABLE ENTRY TOTAL 319
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