Chief Compliance Officer

0001062993-20-003328.txt : 20200716 0001062993-20-003328.hdr.sgml : 20200716 20200715180910 ACCESSION NUMBER: 0001062993-20-003328 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200716 DATE AS OF CHANGE: 20200715 EFFECTIVENESS DATE: 20200716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Star Investment Management Corp. CENTRAL INDEX KEY: 0001342857 IRS NUMBER: 364467498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12641 FILM NUMBER: 201030314 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342857 XXXXXXXX 06-30-2020 06-30-2020 North Star Investment Management Corp.

20 N. WACKER DRIVE SUITE # 1416 CHICAGO IL 60606

13F HOLDINGS REPORT 028-12641 N Andrew Eisenberg Chief Compliance Officer 312-580-0900 Andrew Eisenberg Chicago IL 07-15-2020 0 997 766602 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3D SYSTEMS CORPORATION Stock 88554D205 0 20 SH SOLE 0 0 20 3M CO COM Stock 88579Y101 1574 10087 SH SOLE 0 0 10087 A. H. 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INDEX VIPER SHS ETF ETF 922908512 90 944 SH SOLE 0 0 944 VANGUARD INFORMATION TECHNOLOGY ETF 92204A702 898 3221 SH SOLE 0 0 3221 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 1122 11798 SH SOLE 0 0 11798 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 921946794 156 3054 SH SOLE 0 0 3054 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 24 170 SH SOLE 0 0 170 VANGUARD MID CAP ETF 922908629 50 307 SH SOLE 0 0 307 VANGUARD MID CAP GROWTH ETF ETF 922908538 54 330 SH SOLE 0 0 330 VANGUARD REIT INDEX ETF ETF 922908553 243 3091 SH SOLE 0 0 3091 VANGUARD RUSSELL 1000 VALUE ETF ETF 92206C714 38 385 SH SOLE 0 0 385 VANGUARD S&P 500 ETF ETF 922908363 8335 29406 SH SOLE 0 0 29406 VANGUARD S&P 500 GROWTH ETF ETF 921932505 6 32 SH SOLE 0 0 32 VANGUARD S&P 500 VALUE ETF ETF 921932703 111 1062 SH SOLE 0 0 1062 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 3502 42366 SH SOLE 0 0 42366 VANGUARD SHORT TERM INFL-PROTECTED ETF 922020805 5014 99941 SH SOLE 0 0 99941 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 68 820 SH SOLE 0 0 820 VANGUARD SMALL CAP ETF ETF 922908751 396 2720 SH SOLE 0 0 2720 VANGUARD SMALL CAP VALUE ETF ETF 922908611 581 5431 SH SOLE 0 0 5431 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 108 540 SH SOLE 0 0 540 VANGUARD TAX-EXEMPT BOND ETF ETF 922907746 11 200 SH SOLE 0 0 200 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 2447 27700 SH SOLE 0 0 27700 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 2325 40277 SH SOLE 0 0 40277 VANGUARD TOTAL INTL STOCK IDEX ETF ETF 921909768 1343 27309 SH SOLE 0 0 27309 VANGUARD TOTAL STK MKT ETF 922908769 19748 126159 SH SOLE 0 0 126159 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 10 128 SH SOLE 0 0 128 VANGUARD UTILITIES ETF 92204A876 159 1284 SH SOLE 0 0 1284 VANGUARD VALUE ETF ETF 922908744 115 1155 SH SOLE 0 0 1155 VECTOR GROUP LTD Stock 92240M108 49 4883 SH SOLE 0 0 4883 VENTAS INC REIT 92276F100 53 1456 SH SOLE 0 0 1456 VEREIT INC COM REIT 92339V100 6 968 SH SOLE 0 0 968 VERIZON COMMUNICATIONS Stock 92343V104 4273 77508 SH SOLE 0 0 77508 VIACOMCBS INC CL A Stock 92556H107 12 471 SH SOLE 0 0 471 VICTORYSHARES U.S. 500 ENHANCED VOLATILITY WTD INDEX ETF ETF 92647N782 28 532 SH SOLE 0 0 532 VILLAGE SUPER MKT INC CL A NEW Stock 927107409 979 35300 SH SOLE 34000 0 1300 VISA INC Stock 92826C839 491 2540 SH SOLE 0 0 2540 VISTRA CORP WT EXP 020224 Stock 92840M128 0 60 SH SOLE 0 0 60 VMWARE INC CL A COM Stock 928563402 16 105 SH SOLE 0 0 105 VODAFONE GROUP NEW ADR F ADR 92857W308 86 5422 SH SOLE 0 0 5422 VORNADO REALTY TRUST REIT 929042109 32 850 SH SOLE 0 0 850 VOYA PRIME RATE TR SH BEN INT CEF 92913A100 2 600 SH SOLE 0 0 600 WABTEC Stock 929740108 15 268 SH SOLE 0 0 268 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 2080 49063 SH SOLE 0 0 49063 WALMART INC COM Stock 931142103 1561 13031 SH SOLE 0 0 13031 WASHINGTON PRIME GROUP INC REIT 93964W108 1 600 SH SOLE 0 0 600 WASHINGTON REAL ESTATE INVT TR REIT 939653101 43 1925 SH SOLE 0 0 1925 WASTE MANAGEMENT INC Stock 94106L109 1733 16360 SH SOLE 0 0 16360 WD-40 CO COM Stock 929236107 99 500 SH SOLE 0 0 500 WEC ENERGY GROUP INC COM Stock 92939U106 1054 12022 SH SOLE 0 0 12022 WEIBO CORP SPONSORED ADR ADR 948596101 64 1900 SH SOLE 0 0 1900 WEINGARTEN REALTY INVESTORS SBI REIT 948741103 12 630 SH SOLE 0 0 630 WELLS FARGO CO NEW COM Stock 949746101 410 16000 SH SOLE 0 0 16000 WELLS FARGO CO NEW PERP PFD CNV A Convertible Preferred 949746804 3 2 SH SOLE 0 0 2 WENDYS CO COM Stock 95058W100 2710 124436 SH SOLE 104000 0 20436 WESTERN ASSET CLAYMORE INFLATION LINKED OPPORTUNITIES AND INCOME CEF 95766R104 1281 116848 SH SOLE 0 0 116848 WESTERN ASSET EMERGING MKTS DE COM CEF 95766A101 1 73 SH SOLE 0 0 73 WESTERN ASSET PREMIER BD FD SHS BEN INT CEF 957664105 13 1000 SH SOLE 0 0 1000 WESTPORT INNOVATION Stock 960908309 0 200 SH SOLE 0 0 200 WESTROCK CO COM Stock 96145D105 6 210 SH SOLE 0 0 210 WESTWOOD HLDGS GROUP INC COM Stock 961765104 58 3697 SH SOLE 0 0 3697 WEYCO GROUP INC COM Stock 962149100 772 35775 SH SOLE 34000 0 1775 WEYERHAEUSER CO REIT 962166104 0 0 SH SOLE 0 0 0 WHIRLPOOL CORP COM Stock 963320106 55 423 SH SOLE 0 0 423 WIDEOPENWEST INC COM Stock 96758W101 4 770 SH SOLE 0 0 770 WILEY JOHN & SONS INC CL A Stock 968223206 1267 32490 SH SOLE 31200 0 1290 WILLIAMS COS INC COM Stock 969457100 436 22931 SH SOLE 0 0 22931 WILLIAMS SONOMA INC Stock 969904101 489 5966 SH SOLE 0 0 5966 WINTRUST FINANCIAL CP Stock 97650W108 4 100 SH SOLE 0 0 100 WISDOMTREE EUROPE QUALITY DIVIDEND GROWTH FUND ETF 97717X610 57 2200 SH SOLE 0 0 2200 WISDOMTREE INTERNATIONAL EQUITY FUND ETF 97717W703 13 300 SH SOLE 0 0 300 WISDOMTREE INVTS INC COM Stock 97717P104 65 18595 SH SOLE 0 0 18595 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 21 455 SH SOLE 0 0 455 WISDOMTREE U.S. DIVIDEND EX-FINANCIALS FUND ETF 97717W406 22 292 SH SOLE 0 0 292 WMI HOLDINGS CORP. Stock 62482R107 0 3 SH SOLE 0 0 3 WORKDAY INC CL A Stock 98138H101 37 200 SH SOLE 0 0 200 WPX ENERGY INC Stock 98212B103 3 476 SH SOLE 0 0 476 WRAP TECHNOLOGIES INC COM Stock 98212N107 10 1000 SH SOLE 0 0 1000 WW INTL INC COM Stock 98262P101 1 50 SH SOLE 0 0 50 WYNN RESORTS LTD Stock 983134107 209 2800 SH SOLE 0 0 2800 XCEL ENERGY INC COM Stock 98389B100 115 1848 SH SOLE 0 0 1848 XEROX HOLDINGS CORP COM NEW Stock 98421M106 13 825 SH SOLE 0 0 825 XYLEM INC Stock 98419M100 99 1528 SH SOLE 0 0 1528 YRC WORLDWIDE INC COM PAR $.01 Stock 984249607 0 5 SH SOLE 0 0 5 YUM CHINA HLDGS INC COM Stock 98850P109 720 14977 SH SOLE 0 0 14977 YUM! BRANDS INC Stock 988498101 1215 13985 SH SOLE 0 0 13985 ZAGG INC COM Stock 98884U108 366 116650 SH SOLE 109000 0 7650 ZIMMER HLDGS INC Stock 98956P102 68 571 SH SOLE 0 0 571 ZOETIS INC COM CL A Stock 98978V103 3008 21950 SH SOLE 19000 0 2950 ZOOM VIDEO COMMUNICATIONS INC CL A Stock 98980L101 118 465 SH SOLE 0 0 465 ZOSANO PHARMA CORP COM NEW Stock 98979H202 21 25000 SH SOLE 0 0 25000 ZTO EXPRESS CAYMAN INC SPONSORED ADS A ADR 98980A105 37 1000 SH SOLE 0 0 1000 ZYNGA INC Stock 98986T108 11 1150 SH SOLE 0 0 1150