Chief Compliance Officer

0001062993-13-003727.txt : 20130801 0001062993-13-003727.hdr.sgml : 20130801 20130801095625 ACCESSION NUMBER: 0001062993-13-003727 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130801 DATE AS OF CHANGE: 20130801 EFFECTIVENESS DATE: 20130801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Star Investment Management Corp. CENTRAL INDEX KEY: 0001342857 IRS NUMBER: 364467498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12641 FILM NUMBER: 131001238 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342857 XXXXXXXX 06-30-2013 06-30-2013 North Star Investment Management Corp.

20 N. WACKER DRIVE SUITE # 1416 CHICAGO IL 60606

13F HOLDINGS REPORT 028-12641 N Peter G Contos II Chief Compliance Officer 312-580-1056 Peter G Contos II Chicago XX 07-31-2013 0 284 386279 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3m Company COM 88579Y101 860 7863 SH SOLE 7863 0 0 A H Belo Corporation COM 001282102 3063 446513 SH SOLE 446513 0 0 A T & T Inc New COM 00206R102 3478 98236 SH SOLE 98236 0 0 ARC Document Solutions, Inc. COM 00191G103 209 52128 SH SOLE 52128 0 0 AbbVie Inc. Common Stock COM 00287Y109 1601 38718 SH SOLE 38718 0 0 Abbott Laboratories COM 002824100 1553 44534 SH SOLE 44534 0 0 Acme United Corp COM 004816104 4973 386717 SH SOLE 386717 0 0 Alamo Group Inc COM 011311107 1445 35411 SH SOLE 35411 0 0 Alaska Comm Sys Grp Inc. COM 01167P101 263 155440 SH SOLE 155440 0 0 Allied Motion Technologies, In COM 019330109 1076 160350 SH SOLE 160350 0 0 Alteva COM 02153V102 4213 426454 SH SOLE 426454 0 0 Altria Group Inc COM 02209S103 336 9593 SH SOLE 9593 0 0 Amer Electric Pwr Co Inc COM 025537101 1840 41096 SH SOLE 41096 0 0 Ameren Corporation COM 023608102 259 7533 SH SOLE 7533 0 0 Amersoftware Inc Cl A COM 029683109 2283 262725 SH SOLE 262725 0 0 Amgen Incorporated COM 031162100 2177 22069 SH SOLE 22069 0 0 Apache Corp COM 037411105 348 4150 SH SOLE 4150 0 0 Apple Inc COM 037833100 2473 6236 SH SOLE 6236 0 0 Apricus Biosciences, Inc. COM 03832V109 240 102078 SH SOLE 102078 0 0 Archer-Daniels-Midlnd Co COM 039483102 277 8164 SH SOLE 8164 0 0 Artesian Resources Corporation COM 043113208 270 12127 SH SOLE 12127 0 0 Astro-Med Inc. COM 04638F108 442 40200 SH SOLE 40200 0 0 Bank Of America Corp COM 060505104 391 30431 SH SOLE 30431 0 0 Bankhawaii Corp COM 062540109 264 5250 SH SOLE 5250 0 0 Barry R G Corp Ohio COM 068798107 505 31100 SH SOLE 31100 0 0 Bel Fuse Inc Cl B Class B COM 077347300 740 55025 SH SOLE 55025 0 0 Berkshire Hathaway B New Class COM 084670702 1167 10429 SH SOLE 10429 0 0 Berkshire Hathaway Incdel Cl A COM 084670108 1012 6 SH SOLE 6 0 0 Biodel Inc. COM 09064M204 42 10000 SH SOLE 10000 0 0 Bowl America Inc Class A COM 102565108 980 75396 SH SOLE 75396 0 0 Bp Plc Adr F Sponsored Adr 1 A COM 055622104 627 15028 SH SOLE 15028 0 0 Bristol-Myers Squibb Co COM 110122108 1961 43877 SH SOLE 43877 0 0 C C A Industries COM 124867102 263 82250 SH SOLE 82250 0 0 C S X Corp COM 126408103 1238 53400 SH SOLE 53400 0 0 Campbell Soup Company COM 134429109 3507 78308 SH SOLE 78308 0 0 Campus Crest Communities, Inc. COM 13466Y105 928 80375 SH SOLE 80375 0 0 Caterpillar Inc COM 149123101 544 6600 SH SOLE 6600 0 0 Cbo Holdings COM 12503M108 881 18881 SH SOLE 18881 0 0 Celgene Corp COM 151020104 1421 12150 SH SOLE 12150 0 0 Centerpoint Energy Inc COM 15189T107 619 26340 SH SOLE 26340 0 0 Central Garden & Pet Co Com COM 153527106 397 55950 SH SOLE 55950 0 0 Chevron Corporation COM 166764100 994 8398 SH SOLE 8398 0 0 ChromaDex Corporation COM 171077100 521 667000 SH SOLE 667000 0 0 Cisco Systems Inc COM 17275R102 648 26638 SH SOLE 26638 0 0 Citigroup Inc New COM 172967424 1340 27937 SH SOLE 27937 0 0 Clorox Co Del COM 189054109 404 4864 SH SOLE 4864 0 0 Cme Group Inc Cl A Class A COM 12572Q105 291 3827 SH SOLE 3827 0 0 Coca Cola Company COM 191216100 755 18828 SH SOLE 18828 0 0 Conocophillips COM 20825C104 3843 63521 SH SOLE 63521 0 0 Cons Communication Hldgs COM 209034107 2275 130646 SH SOLE 130646 0 0 Corning Inc COM 219350105 1288 90500 SH SOLE 90500 0 0 Cowen Group, Inc. COM 223622101 531 183600 SH SOLE 183600 0 0 Crown Crafts Inc COM 228309100 496 80600 SH SOLE 80600 0 0 Cvr Partners Lp COM 126633106 377 16580 SH SOLE 16580 0 0 Deckers Outdoor COM 243537107 1300 25740 SH SOLE 25740 0 0 Deere & Company COM 244199105 378 4656 SH SOLE 4656 0 0 Del Mar Pharmaceuticals Inc. COM 247078108 102 48600 SH SOLE 48600 0 0 Deluxe Corp COM 248019101 686 19800 SH SOLE 19800 0 0 Dennys Corp COM 24869P104 3721 662132 SH SOLE 662132 0 0 Detrex Corp COM 250685104 516 16905 SH SOLE 16905 0 0 Disney Walt Co COM 254687106 1298 20546 SH SOLE 20546 0 0 Donaldson Inc COM 257651109 563 15800 SH SOLE 15800 0 0 Douglas Dynamics COM 25960R105 464 35775 SH SOLE 35775 0 0 Dover Saddlery Inc COM 260412101 1892 524125 SH SOLE 524125 0 0 Eastern Company COM 276317104 1448 90475 SH SOLE 90475 0 0 Ecology & Env Inc Cl A COM 278878103 1082 103073 SH SOLE 103073 0 0 Einstein Noah Rest. Grp COM 28257U104 458 32255 SH SOLE 32255 0 0 Elan Corp Plc Spon Adr F Spons COM 284131208 467 33035 SH SOLE 33035 0 0 Electro Rent Corp COM 285218103 2306 137334 SH SOLE 137334 0 0 Eltekasa Shs Isin #no000310940 COM R2181G102 9 10000 SH SOLE 10000 0 0 Empire Dist Elec Co. COM 291641108 319 14300 SH SOLE 14300 0 0 Energy Transfer Eq L.P. COM 29273V100 215 3600 SH SOLE 3600 0 0 Enterprise Products Pptnslp COM 293792107 242 3896 SH SOLE 3896 0 0 Epiq Sys Inc COM 26882D109 843 62600 SH SOLE 62600 0 0 Exelixis Inc. COM 30161Q104 50 11000 SH SOLE 11000 0 0 Exelon Corporation COM 30161N101 752 24342 SH SOLE 24342 0 0 Exxon Mobil Corporation COM 30231G102 3925 43442 SH SOLE 43442 0 0 F P L Group Incorporated COM 65339F101 464 5696 SH SOLE 5696 0 0 Fastenal Company COM 311900104 229 5000 SH SOLE 5000 0 0 Felcor Lodging Trust Inc COM 31430F101 446 75500 SH SOLE 75500 0 0 Flexsteel Inds Inc COM 339382103 393 16101 SH SOLE 16101 0 0 Flow International Corporation COM 343468104 1660 449900 SH SOLE 449900 0 0 Ford Motor Company New COM 345370860 3318 214485 SH SOLE 214485 0 0 Franklin Covey Co. COM 353469109 529 39325 SH SOLE 39325 0 0 Freeport Mcmoran Copper& Gold COM 35671D857 3724 134880 SH SOLE 134880 0 0 Frischsrestaurants COM 358748101 508 27250 SH SOLE 27250 0 0 Gannett Co Inc COM 364730101 1419 58000 SH SOLE 58000 0 0 Gas Natural Inc. COM 367204104 693 67250 SH SOLE 67250 0 0 Gencor Industries Inc. COM 368678108 505 71094 SH SOLE 71094 0 0 General Electric Company COM 369604103 7388 318603 SH SOLE 318603 0 0 General Mills Inc COM 370334104 720 14838 SH SOLE 14838 0 0 Gfi Group Inc COM 361652209 306 78150 SH SOLE 78150 0 0 Glaxosmithkline Adr Eachcnv In COM 37733W105 350 7000 SH SOLE 7000 0 0 Golub Capital Bdc, Inc. COM 38173M102 276 15775 SH SOLE 15775 0 0 Google Inc Class A COM 38259P508 752 854 SH SOLE 854 0 0 Government Ppty Incm Tr Reit COM 38376A103 2413 95675 SH SOLE 95675 0 0 Graham Corp COM 384556106 556 18525 SH SOLE 18525 0 0 Great Lakes Dredge & Dock Corp COM 390607109 502 64225 SH SOLE 64225 0 0 Healthcare Svc Group Inc COM 421906108 1046 42643 SH SOLE 42643 0 0 Heidrick & Struggles Internati COM 422819102 366 21875 SH SOLE 21875 0 0 Heritage Crystal Clean COM 42726M106 238 16285 SH SOLE 16285 0 0 Heska Corporation COM 42805E306 199 28839 SH SOLE 28839 0 0 Hf2 Financial Management Inc COM 40421A104 523 51700 SH SOLE 51700 0 0 Houston Wire & Cable Co COM 44244K109 2047 147875 SH SOLE 147875 0 0 Immunocellular Therapeutics Lt COM 452536105 39 19998 SH SOLE 19998 0 0 Ingles Markets Inc. Cl A COM 457030104 303 12000 SH SOLE 12000 0 0 Integrated Measurement COM 45320R108 116 100000 SH SOLE 100000 0 0 Intel Corp COM 458140100 3275 135183 SH SOLE 135183 0 0 Intersections, Inc. COM 460981301 432 49300 SH SOLE 49300 0 0 Intl Business Machines COM 459200101 2403 12575 SH SOLE 12575 0 0 Intl Game Technology COM 459902102 1487 89000 SH SOLE 89000 0 0 Jamba Inc COM 47023A309 426 28535 SH SOLE 28535 0 0 Janus Cap Group Inc COM 47102X105 3257 382756 SH SOLE 382756 0 0 Johnson & Johnson COM 478160104 7196 83809 SH SOLE 83809 0 0 Johnson Outdoors Cl A Class A COM 479167108 970 38943 SH SOLE 38943 0 0 Jpmorgan Chase & Co COM 46625H100 14046 266071 SH SOLE 266071 0 0 Kansas City Life Insurance Com COM 484836101 299 7800 SH SOLE 7800 0 0 Kewaunee Scientific Corp Frmly COM 492854104 545 43110 SH SOLE 43110 0 0 Kimberly-Clark Corp COM 494368103 3878 39920 SH SOLE 39920 0 0 Kinder Morgan Energy Partnersl COM 494550106 4566 53461 SH SOLE 53461 0 0 Kirby Corp Formerlykirby Expl COM 497266106 10006 125800 SH SOLE 125800 0 0 Koss Corporation COM 500692108 268 53775 SH SOLE 53775 0 0 Kraft Foods Group, Inc. COM 50076Q106 240 4288 SH SOLE 4288 0 0 Kroger Company COM 501044101 324 9381 SH SOLE 9381 0 0 LSI Industries Inc COM 50216C108 2165 267635 SH SOLE 267635 0 0 Lakeland Industries Inc. COM 511795106 47 10000 SH SOLE 10000 0 0 Landauer, Inc. COM 51476K103 245 5075 SH SOLE 5075 0 0 Las Vegas Sands Corp COM 517834107 814 15375 SH SOLE 15375 0 0 Layne Christensen Co COM 521050104 420 21550 SH SOLE 21550 0 0 Leapfrog Enterprises Inc COM 52186N106 4176 424366 SH SOLE 424366 0 0 Lee Enterprises Inc Com Sh Cer COM 523768109 741 363000 SH SOLE 363000 0 0 Lilly Eli & Co COM 532457108 295 6000 SH SOLE 6000 0 0 Mac Gray Corp COM 554153106 3290 231656 SH SOLE 231656 0 0 Mb Finl Inc New COM 55264U108 5235 195321 SH SOLE 195321 0 0 Mc Donalds Corp COM 580135101 2640 26662 SH SOLE 26662 0 0 Merck & Co Inc New COM 58933Y105 1697 36542 SH SOLE 36542 0 0 Mge Energy Inc COM 55277P104 665 12150 SH SOLE 12150 0 0 Microsoft Corp COM 594918104 1004 29053 SH SOLE 29053 0 0 Middlesex Water Company COM 596680108 976 48975 SH SOLE 48975 0 0 Miller Industries Inc COM 600551204 508 33050 SH SOLE 33050 0 0 Molycorp, Inc COM 608753109 369 59575 SH SOLE 59575 0 0 Mondelez International, Inc. COM 609207105 225 7894 SH SOLE 7894 0 0 Monmouth Real Estate Investmen COM 609720107 1278 129475 SH SOLE 129475 0 0 Monro Muffler Brake Inc COM 610236101 1183 24627 SH SOLE 24627 0 0 National Beverage Corp COM 635017106 580 33193 SH SOLE 33193 0 0 National Oilwell Varcoinc COM 637071101 1240 18000 SH SOLE 18000 0 0 National Security Group, Inc. COM 637546102 205 26585 SH SOLE 26585 0 0 Nestle S A Reg B Adr F 1 Adr R COM 641069406 446 6812 SH SOLE 6812 0 0 New Focus Auto Tech Holdgs COM G64545109 28 430500 SH SOLE 430500 0 0 Nokia Corp Spon Adr F 1 Adr Re COM 654902204 1526 408021 SH SOLE 408021 0 0 Northern Trust Corp COM 665859104 221 3815 SH SOLE 3815 0 0 O Reilly Automotive Inc COM 67103H107 225 2000 SH SOLE 2000 0 0 Old Republic Intl Corp COM 680223104 10734 834000 SH SOLE 834000 0 0 Oneok Partners L P Unitltd Par COM 68268N103 297 6000 SH SOLE 6000 0 0 Options Media Group COM 684008105 1 750000 SH SOLE 750000 0 0 Orchids Paper Products Company COM 68572N104 575 21897 SH SOLE 21897 0 0 Orion Energy Systems Inc COM 686275108 1651 665792 SH SOLE 665792 0 0 Panera Bread Co Cl A COM 69840W108 335 1800 SH SOLE 1800 0 0 Paychex Inc COM 704326107 3227 88374 SH SOLE 88374 0 0 Pepsico Incorporated COM 713448108 1236 15117 SH SOLE 15117 0 0 Perceptron, Inc. COM 71361F100 588 74575 SH SOLE 74575 0 0 Perma-Fix Environmental Servic COM 714157104 93 259533 SH SOLE 259533 0 0 Petmed Express Inc COM 716382106 606 48075 SH SOLE 48075 0 0 Pfizer Incorporated COM 717081103 2449 87450 SH SOLE 87450 0 0 Philip Morris Intl Inc COM 718172109 318 3670 SH SOLE 3670 0 0 Phillips 66 COM 718546104 512 8684 SH SOLE 8684 0 0 Plains All Amer. Pipeline Lp COM 726503105 1027 18405 SH SOLE 18405 0 0 Pnc Finl Services Gp Inc COM 693475105 1589 21790 SH SOLE 21790 0 0 Polycom, Inc. COM 73172K104 1148 109000 SH SOLE 109000 0 0 Potash Corp F COM 73755L107 1203 31550 SH SOLE 31550 0 0 Power Reit COM 73933H101 218 25225 SH SOLE 25225 0 0 Pricesmart Inc COM 741511109 321 3662 SH SOLE 3662 0 0 Procter & Gamble COM 742718109 2403 31217 SH SOLE 31217 0 0 Professional Diversity Network COM 74312Y103 606 144700 SH SOLE 144700 0 0 Psivida Corp COM 74440J101 39 10000 SH SOLE 10000 0 0 Psychemedics Corp Comnew COM 744375205 761 70900 SH SOLE 70900 0 0 Qualcomm Inc COM 747525103 384 6280 SH SOLE 6280 0 0 Rf Industries Inc COM 749552105 357 60866 SH SOLE 60866 0 0 Rgc Resources Inc. COM 74955L103 449 22175 SH SOLE 22175 0 0 Rockwell Medical Technology In COM 774374102 36 10000 SH SOLE 10000 0 0 Rosetta Stone, Inc. COM 777780107 542 36775 SH SOLE 36775 0 0 Royal Dutch Shell A Adrf Spons COM 780259206 2493 39069 SH SOLE 39069 0 0 Schawk Inc COM 806373106 639 48650 SH SOLE 48650 0 0 Sector Spdr Tech Select Shares COM 81369Y803 205 6713 SH SOLE 6713 0 0 Seneca Foods Corp Cl A COM 817070501 689 22459 SH SOLE 22459 0 0 Simulations Plus Inc. COM 829214105 225 53842 SH SOLE 53842 0 0 Skullcandy, Inc. COM 83083J104 997 182675 SH SOLE 182675 0 0 Smucker J M Co New COM 832696405 243 2353 SH SOLE 2353 0 0 Spartan Motors Inc COM 846819100 891 145552 SH SOLE 145552 0 0 Sparton Corp COM 847235108 1541 89396 SH SOLE 89396 0 0 Speedway Motorsports Inc. COM 847788106 311 17875 SH SOLE 17875 0 0 Standard Motor Prods Inc COM 853666105 990 28834 SH SOLE 28834 0 0 Standard Parking Corp COM 853790103 736 34275 SH SOLE 34275 0 0 Starbucks Corp COM 855244109 282 4308 SH SOLE 4308 0 0 Starrett L S Co Class A COM 855668109 351 34325 SH SOLE 34325 0 0 Superior Uniform Group, Inc. COM 868358102 451 41775 SH SOLE 41775 0 0 Swmx Inc COM 785025107 0 25000 SH SOLE 25000 0 0 Target Corporation COM 87612E106 279 4047 SH SOLE 4047 0 0 Terreno Realty Corp COM 88146M101 548 29575 SH SOLE 29575 0 0 The Wendy's Company COM 95058W100 1172 201051 SH SOLE 201051 0 0 The York Water Company COM 987184108 585 30725 SH SOLE 30725 0 0 U S Bancorp Del New COM 902973304 2288 63278 SH SOLE 63278 0 0 Unilever Plc Ads-Ea Repr1 Ord COM 904767704 1387 34295 SH SOLE 34295 0 0 Union Pacific Corp COM 907818108 5208 33760 SH SOLE 33760 0 0 United Online Inc COM 911268100 2223 293276 SH SOLE 293276 0 0 United Parcel Svc Inccl B COM 911312106 411 4750 SH SOLE 4750 0 0 United States Lime &mnrl COM 911922102 541 10350 SH SOLE 10350 0 0 United Technologies Corp COM 913017109 204 2193 SH SOLE 2193 0 0 Unitil Corp COM 913259107 416 14400 SH SOLE 14400 0 0 Unvl Sec Instruments New With COM 913821302 1098 203242 SH SOLE 203242 0 0 Us Ecology Inc. COM 91732J102 382 13925 SH SOLE 13925 0 0 Usa Mobility Inc COM 90341G103 1163 85673 SH SOLE 85673 0 0 Valueclick Inc COM 92046N102 305 12360 SH SOLE 12360 0 0 Vanguard Sector Index Fds COM 92204A876 502 6106 SH SOLE 6106 0 0 Vectorgroup Ltd COM 92240M108 213 13114 SH SOLE 13114 0 0 Veolia Environnement Adreach R COM 92334N103 275 24100 SH SOLE 24100 0 0 Verizon Communications COM 92343V104 1379 27392 SH SOLE 27392 0 0 Vodafone Group New Adr F Spons COM 92857W209 3517 122349 SH SOLE 122349 0 0 Wal-Mart Stores Inc COM 931142103 260 3486 SH SOLE 3486 0 0 Walgreen Company COM 931422109 1644 37197 SH SOLE 37197 0 0 Washington Mutual Inc Escrow COM 939ESC968 0 10000 SH SOLE 10000 0 0 Waste Management Inc Del COM 94106L109 482 11950 SH SOLE 11950 0 0 West Suburban Bancorp Inc. COM 956152409 241 830 SH SOLE 830 0 0 Westwood Holdings Group, Inc. COM 961765104 687 16000 SH SOLE 16000 0 0 Weyerhaeuser Co COM 962166104 1168 41000 SH SOLE 41000 0 0 Whiting Petroleum Corp COM 966387102 461 10000 SH SOLE 10000 0 0 Whole Foods Mkt Inc COM 966837106 232 4500 SH SOLE 4500 0 0 Willbros Group Inc. COM 969203108 1050 170975 SH SOLE 170975 0 0 World Wrestling Entertainment COM 98156Q108 1673 162225 SH SOLE 162225 0 0 Alerian Mlp IDX FD 00162Q866 234 13103 SH SOLE 13103 0 0 Eaton Vance Enhanced Equityinc IDX FD 278274105 3283 284238 SH SOLE 284238 0 0 First Tr Enhcd Eqty Incm Cover IDX FD 337318109 6858 543867 SH SOLE 543867 0 0 Ishares Dj Select Div Fd Selec IDX FD 464287168 11478 179311 SH SOLE 179311 0 0 Ishares Dj Us Transn Idx Trans IDX FD 464287192 2375 21614 SH SOLE 21614 0 0 Ishares S&p 500 Growth S&p 500 IDX FD 464287309 9426 112207 SH SOLE 112207 0 0 Ishares S&p 500 Value S&p 500 IDX FD 464287408 9199 121406 SH SOLE 121406 0 0 Ishares Tr Dj Us Consumr Consu IDX FD 464287580 2687 26198 SH SOLE 26198 0 0 Ishares Tr Msci Eafe Fd Msci E IDX FD 464287465 1320 23031 SH SOLE 23031 0 0 Ishares Tr S&p Global Telecomm IDX FD 464287275 1453 24473 SH SOLE 24473 0 0 Ishares Trust S&p 500 S&p 500 IDX FD 464287200 1617 10050 SH SOLE 10050 0 0 JPMorgan Alerian MLP Index ETN IDX FD 46625H365 845 18110 SH SOLE 18110 0 0 Powershs Exch Trad Fd Tr Power IDX FD 73935X229 3153 176258 SH SOLE 176258 0 0 S P D R S&p 500 Etf Tr Expirin IDX FD 78462F103 8924 55628 SH SOLE 55628 0 0 Sector Spdr Tr Shs Benint Indu IDX FD 81369Y704 1918 44989 SH SOLE 44989 0 0 Spdr Gold Trust Spdr Gold Shar IDX FD 78463V107 778 6534 SH SOLE 6534 0 0 Spdr S&p Midcap 400 Etf IDX FD 78467Y107 448 2131 SH SOLE 2131 0 0 Vanguard Emrg Mkt Etf IDX FD 922042858 1026 26440 SH SOLE 26440 0 0 Vanguard Index Tr Vanguardexte IDX FD 922908652 2544 36436 SH SOLE 36436 0 0 Vanguard S&P 500 ETF IDX FD 922908413 1227 16732 SH SOLE 16732 0 0 Vanguard Sector Indexfds Vangu IDX FD 92204A702 254 3435 SH SOLE 3435 0 0 Vanguard Specialized Portfolio IDX FD 921908844 323 4881 SH SOLE 4881 0 0 Vanguard Total International S IDX FD 921909768 208 4544 SH SOLE 4544 0 0 Vanguard Total Stock Mkt IDX FD 922908769 10873 131520 SH SOLE 131520 0 0 Vangurd Small Cap Etf IDX FD 922908751 408 4355 SH SOLE 4355 0 0 iShares Dow Jones US Regional IDX FD 464288778 2654 90690 SH SOLE 90690 0 0 Barclays Bk Plc Sponsoredadr P PFD 06739H362 294 11625 SH SOLE 11625 0 0 Charles Schwab Corporation (sc PFD 808513204 374 14700 SH SOLE 14700 0 0 Fixed Income Trust For Goldman PFD 33834B207 491 18800 SH SOLE 18800 0 0 General Electric Company 4.875 PFD 369622428 878 36590 SH SOLE 36590 0 0 General Fin Corp Delcum Redeem PFD 369822507 500 5000 SH SOLE 5000 0 0 Goldman Sachs Group Incdep Shs PFD 38144X500 295 11800 SH SOLE 11800 0 0 Hercules Technology Growth Cap PFD 427096888 276 10735 SH SOLE 10735 0 0 Hsbc Holdings Plc Perp Sub Cap PFD 404280802 396 14605 SH SOLE 14605 0 0 Jp Morgan Chase And Co PFD 46625H621 2077 81795 SH SOLE 81795 0 0 MetLife, Inc. Preferred Series PFD 59156R603 591 23365 SH SOLE 23365 0 0 Metlifeinc Pfd Ser B 6.50% Per PFD 59156R603 451 17850 SH SOLE 17850 0 0 Monmouth Real Estate Investmen PFD 609720305 300 11620 SH SOLE 11620 0 0 Nextera Egy Cap 5.625%72ser H PFD 65339K704 431 18053 SH SOLE 18053 0 0 Principal Financial Group Inc. PFD 74251V201 1326 13425 SH SOLE 13425 0 0 Privatebancorp Cap Triv Gtd Tr PFD 74272L208 564 21830 SH SOLE 21830 0 0 Privatebancorp Inc PFD 742962400 1231 47435 SH SOLE 47435 0 0 Public Storage PFD 74460W875 400 17190 SH SOLE 17190 0 0 Saratoga Invt Corp Sr Nt PFD 80349A307 940 37900 SH SOLE 37900 0 0 Southern California Edison Tru PFD 78406T201 283 11985 SH SOLE 11985 0 0 Wells Fargo & Company Wells Fa PFD 949746879 338 11675 SH SOLE 11675 0 0 Gabelli Div And Inc Tr EQ CL END 36242H104 688 35610 SH SOLE 35610 0 0 Dnp Select Income Fund FX CL END 23325P104 155 15783 SH SOLE 15783 0 0 Ishares Barclays Us Aggregate FX CL END 464287226 429 4003 SH SOLE 4003 0 0 Ishares Iboxx Investop Iboxx $ FX CL END 464287242 1015 8930 SH SOLE 8930 0 0 Ishares Tr Barclays Bond Barcl FX CL END 464287457 240 2846 SH SOLE 2846 0 0 Ishares Tr Barclays Tips Bond FX CL END 464287176 558 4982 SH SOLE 4982 0 0 Tcw Strategic Income Fdinc FX CL END 872340104 162 29312 SH SOLE 29312 0 0 Vanguard Bd Index Fd Inctotal FX CL END 921937835 976 12067 SH SOLE 12067 0 0 Sigapore Tele New Adr ADR 82929R304 1309 44050 SH SOLE 44050 0 0