0001062993-14-006126.txt : 20141024 0001062993-14-006126.hdr.sgml : 20141024 20141024162156 ACCESSION NUMBER: 0001062993-14-006126 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141024 DATE AS OF CHANGE: 20141024 EFFECTIVENESS DATE: 20141024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 141172628 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 09-30-2014 09-30-2014 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC/SC N Sarah Westbrook 410-308-9988 Sarah Westbrook Charlotte NC 10-24-2014 1 70 155261 false 1 0001560717 028-15165 Horizon Investments, LLC/SC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 1 800 FLOWERS COM CL A 68243Q106 200 27803 SH SOLE 1 0 0 27803 3M CO COM 88579Y101 2438 17206 SH SOLE 1 0 0 17206 ADVANCED MICRO DEVICES INC COM 007903107 238 69785 SH SOLE 1 0 0 69785 AGCO CORP COM 001084102 230 5049 SH SOLE 1 0 0 5049 ALPS ETF TR ALERIAN MLP 00162Q866 2788 145418 SH SOLE 0 0 145418 ARMOUR RESIDENTIAL REIT INC COM 042315101 68 17672 SH SOLE 1 0 0 17672 BAXTER INTL INC COM 071813109 2310 32189 SH SOLE 1 0 0 32189 BAY BANCORP INC COM 07203T106 103 22217 SH SOLE 1 0 0 22217 BRADY CORP CL A 104674106 225 10033 SH SOLE 1 0 0 10033 BROOKS AUTOMATION INC COM 114340102 219 20792 SH SOLE 1 0 0 20792 CONOCOPHILLIPS COM 20825C104 2367 30933 SH SOLE 1 0 0 30933 CSX CORP COM 126408103 1343 41882 SH SOLE 1 0 0 41882 CYS INVTS INC COM 12673A108 151 18268 SH SOLE 1 0 0 18268 DTS INC COM 23335C101 261 10324 SH SOLE 1 0 0 10324 LILLY ELI & CO COM 532457108 2578 39747 SH SOLE 1 0 0 39747 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 950 24326 SH SOLE 1 0 0 24326 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 693 7546 SH SOLE 1 0 0 7546 FORD MTR CO DEL COM PAR $0.01 345370860 2137 144498 SH SOLE 1 0 0 144498 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 596 18384 SH SOLE 1 0 0 18384 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 647 11596 SH SOLE 1 0 0 11596 GENERAL ELECTRIC CO COM 369604103 2298 89715 SH SOLE 1 0 0 89715 HERCULES OFFSHORE INC COM 427093109 96 43471 SH SOLE 1 0 0 43471 ION GEOPHYSICAL CORP COM 462044108 175 62845 SH SOLE 1 0 0 62845 ISHARES TR CORE US AGGBD ET 464287226 1708 15658 SH SOLE 1 0 0 15658 ISHARES TR CORE S&P500 ETF 464287200 17684 89197 SH SOLE 1 0 0 89197 ISHARES TR CORE S&P MCP ETF 464287507 1140 8335 SH SOLE 1 0 0 8335 ISHARES TR DOW JONES US ETF 464287846 275 2778 SH SOLE 1 0 0 2778 ISHARES BELGIUM CAPD ETF 464286301 259 15856 SH SOLE 1 0 0 15856 ISHARES MSCI SZ CAP ETF 464286749 247 7608 SH SOLE 1 0 0 7608 ISHARES MSCI GERMANY ETF 464286806 235 8497 SH SOLE 1 0 0 8497 ISHARES MSCI SPAN CP ETF 464286764 2825 72613 SH SOLE 1 0 0 72613 ISHARES TR S&P 500 GRWT ETF 464287309 9945 93096 SH SOLE 1 0 0 93096 ISHARES TR MSCI EAFE ETF 464287465 5854 91302 SH SOLE 1 0 0 91302 ISHARES MSCI EURO FL ETF 464289180 1969 83485 SH SOLE 1 0 0 83485 ISHARES NAT AMT FREE BD 464288414 775 7071 SH SOLE 1 0 0 7071 ISHARES TR RUS 1000 GRW ETF 464287614 4225 46104 SH SOLE 1 0 0 46104 ISHARES TR RUSSELL 2000 ETF 464287655 360 3294 SH SOLE 1 0 0 3294 ITRON INC COM 465741106 289 7346 SH SOLE 1 0 0 7346 MICROSOFT CORP COM 594918104 2678 57759 SH SOLE 1 0 0 57759 MICROSTRATEGY INC CL A NEW 594972408 279 2134 SH SOLE 1 0 0 2134 NETAPP INC COM 64110D104 229 5335 SH SOLE 1 0 0 5335 NORFOLK SOUTHERN CORP COM 655844108 1347 12067 SH SOLE 1 0 0 12067 NVIDIA CORP COM 67066G104 192 10420 SH SOLE 1 0 0 10420 OFFICE DEPOT INC COM 676220106 163 31699 SH SOLE 1 0 0 31699 ORBITZ WORLDWIDE INC COM 68557K109 200 25449 SH SOLE 1 0 0 25449 PEPSICO INC COM 713448108 2531 27185 SH SOLE 1 0 0 27185 PIMCO ETF TR TOTL RETN ETF 72201R775 393 3617 SH SOLE 1 0 0 3617 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 311 11537 SH SOLE 1 0 0 11537 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 323 11905 SH SOLE 1 0 0 11905 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8012 81103 SH SOLE 1 0 0 81103 PROSHARES TR PSHS ULTSH 20YRS 74347B201 230 4089 SH SOLE 1 0 0 4089 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3355 52503 SH SOLE 1 0 0 52503 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1447 32070 SH SOLE 0 0 32070 SM ENERGY CO COM 78454L100 252 3235 SH SOLE 1 0 0 3235 SPDR S&P 500 ETF TR TR UNIT 78462F103 23534 119450 SH SOLE 1 0 0 119450 SPDR SERIES TRUST BRCLY INTL CRP 78464A151 272 7693 SH SOLE 1 0 0 7693 SPDR SERIES TRUST S&P BK ETF 78464A797 3252 101917 SH SOLE 1 0 0 101917 SPDR SERIES TRUST BARC SHT TR CP 78464A474 470 15316 SH SOLE 1 0 0 15316 SYNGENTA AG SPONSORED ADR 87160A100 2118 33426 SH SOLE 1 0 0 33426 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2405 119175 SH SOLE 1 0 0 119175 THOMPSON CREEK METALS CO INC UNIT 99/99/9999 884768300 180 13544 SH SOLE 1 0 0 13544 TIVO INC COM 888706108 185 14477 SH SOLE 1 0 0 14477 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6121 146759 SH SOLE 1 0 0 146759 VANGUARD INDEX FDS MID CAP ETF 922908629 2082 17748 SH SOLE 1 0 0 17748 VANGUARD INDEX FDS SMALL CP ETF 922908751 1995 18036 SH SOLE 1 0 0 18036 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 240 2996 SH SOLE 1 0 0 2996 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 6085 100771 SH SOLE 1 0 0 100771 VANGUARD INDEX FDS VALUE ETF 922908744 6319 77818 SH SOLE 1 0 0 77818 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 2350 71452 SH SOLE 1 0 0 71452 WISDOMTREE TR JAPN HEDGE EQT 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