0001342356-24-000002.txt : 20240131
0001342356-24-000002.hdr.sgml : 20240131
20240131175724
ACCESSION NUMBER: 0001342356-24-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240129
FILED AS OF DATE: 20240131
DATE AS OF CHANGE: 20240131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cummings Karen
CENTRAL INDEX KEY: 0001342356
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36720
FILM NUMBER: 24584213
MAIL ADDRESS:
STREET 1: C/O OMTOOL, LTD.
STREET 2: 8A INDUSTRIAL WAY
CITY: SALEM
STATE: NH
ZIP: 03079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upland Software, Inc.
CENTRAL INDEX KEY: 0001505155
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 272992077
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-960-1010
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: Silverback Acquisition Corp
DATE OF NAME CHANGE: 20101105
4
1
wk-form4_1706741829.xml
FORM 4
X0508
4
2024-01-29
0
0001505155
Upland Software, Inc.
UPLD
0001342356
Cummings Karen
401 CONGRESS AVENUE
SUITE 1850
AUSTIN
TX
78701
0
1
0
0
Executive VP & Senior GM
0
Common Stock
2024-01-29
2024-01-29
4
A
0
150000
0
A
400509
D
The RSUs vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2023; provided that, except as otherwise provided in the Executive Employment Agreement between the Company and Participant, the Participant continues to be a Service Provider through each such vesting date.
/s/ Matthew Smith (as attorney-in-fact for K. Cummings)
2024-01-31