0001342356-24-000002.txt : 20240131 0001342356-24-000002.hdr.sgml : 20240131 20240131175724 ACCESSION NUMBER: 0001342356-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240129 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummings Karen CENTRAL INDEX KEY: 0001342356 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 24584213 MAIL ADDRESS: STREET 1: C/O OMTOOL, LTD. STREET 2: 8A INDUSTRIAL WAY CITY: SALEM STATE: NH ZIP: 03079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wk-form4_1706741829.xml FORM 4 X0508 4 2024-01-29 0 0001505155 Upland Software, Inc. UPLD 0001342356 Cummings Karen 401 CONGRESS AVENUE SUITE 1850 AUSTIN TX 78701 0 1 0 0 Executive VP & Senior GM 0 Common Stock 2024-01-29 2024-01-29 4 A 0 150000 0 A 400509 D The RSUs vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2023; provided that, except as otherwise provided in the Executive Employment Agreement between the Company and Participant, the Participant continues to be a Service Provider through each such vesting date. /s/ Matthew Smith (as attorney-in-fact for K. Cummings) 2024-01-31