0001615774-16-005248.txt : 20160506 0001615774-16-005248.hdr.sgml : 20160506 20160506152716 ACCESSION NUMBER: 0001615774-16-005248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160505 FILED AS OF DATE: 20160506 DATE AS OF CHANGE: 20160506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D Agostino Robert P CENTRAL INDEX KEY: 0001342009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 161627620 MAIL ADDRESS: STREET 1: 425 CAREDEAN DR. CITY: HORSHAM STATE: PA ZIP: 19044 4 1 s103186_form4.xml 4 X0306 4 2016-05-05 0 0001464790 B. Riley Financial, Inc. RILY 0001342009 D Agostino Robert P C/O B. RILEY FINANCIAL, INC., 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA 91367 1 0 0 0 Common Stock 2016-05-05 4 P 0 40000 9.50 A 116602 D Represents shares purchased as part of public offering of common stock by the issuer. /s/ Robert D'Agostino 2016-05-06