0001615774-16-005248.txt : 20160506
0001615774-16-005248.hdr.sgml : 20160506
20160506152716
ACCESSION NUMBER: 0001615774-16-005248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160505
FILED AS OF DATE: 20160506
DATE AS OF CHANGE: 20160506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21860 BURBANK BLVD.
STREET 2: SUITE 300 SOUTH
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 21860 BURBANK BLVD.
STREET 2: SUITE 300 SOUTH
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D Agostino Robert P
CENTRAL INDEX KEY: 0001342009
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37503
FILM NUMBER: 161627620
MAIL ADDRESS:
STREET 1: 425 CAREDEAN DR.
CITY: HORSHAM
STATE: PA
ZIP: 19044
4
1
s103186_form4.xml
4
X0306
4
2016-05-05
0
0001464790
B. Riley Financial, Inc.
RILY
0001342009
D Agostino Robert P
C/O B. RILEY FINANCIAL, INC., 21860
BURBANK BLVD. SUITE 300 SOUTH
WOODLAND HILLS
CA
91367
1
0
0
0
Common Stock
2016-05-05
4
P
0
40000
9.50
A
116602
D
Represents shares purchased as part of public offering of common stock by the issuer.
/s/ Robert D'Agostino
2016-05-06