0001213900-23-043158.txt : 20230525 0001213900-23-043158.hdr.sgml : 20230525 20230525170442 ACCESSION NUMBER: 0001213900-23-043158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D Agostino Robert P CENTRAL INDEX KEY: 0001342009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 23961879 MAIL ADDRESS: STREET 1: 21255 BURBANK BOULEVARD STREET 2: SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 4 1 ownership.xml OWNERSHIP DOCUMENT X0407 4 2023-05-23 0 0001464790 B. Riley Financial, Inc. RILY 0001342009 D Agostino Robert P C/O B. RILEY FINANCIAL, INC. 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025 1 0 0 0 0 Common Stock 2023-05-23 4 A 0 1997 0 A 155570 D Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 23, 2024, or the Company's next Annual Shareholder Meeting. /s/ Robert D'Agostino 2023-05-25