0001127602-17-024924.txt : 20170803 0001127602-17-024924.hdr.sgml : 20170803 20170803190015 ACCESSION NUMBER: 0001127602-17-024924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170801 FILED AS OF DATE: 20170803 DATE AS OF CHANGE: 20170803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLISON LAWRENCE JOSEPH CENTRAL INDEX KEY: 0000901999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35992 FILM NUMBER: 171006500 MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MGMT CORPORATION STREET 2: 5525 KIETZKE LANE, SUITE 200 CITY: RENO STATE: NV ZIP: 89511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6505067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-08-01 0001341439 ORACLE CORP ORCL 0000901999 ELLISON LAWRENCE JOSEPH C/O DELPHI ASSET MGMT CORPORATION 5525 KIETZKE LANE, SUITE 200 RENO NV 89511 1 1 1 1 Executive Chairman Chief Technology Officer Common Stock 2017-08-01 4 M 0 70312 0 A 1124174048 D Common Stock 2017-08-01 4 M 0 70312 0 A 1124244360 D Common Stock 2017-08-01 4 M 0 105468 0 A 1124349828 D Common Stock 2017-08-01 4 F 0 128411 50.16 D 1124221417 D Performance Stock Unit 0 2017-08-01 4 A 0 70312 0 A Common Stock 70312 70312 D Performance Stock Unit 0 2017-08-01 4 M 0 70312 0 D Common Stock 70312 0 D Performance Stock Unit 0 2017-08-01 4 A 0 70312 0 A Common Stock 70312 70312 D Performance Stock Unit 0 2017-08-01 4 M 0 70312 0 D Common Stock 70312 0 D Performance Stock Unit 0 2017-08-01 4 A 0 105468 0 A Common Stock 105468 105468 D Performance Stock Unit 0 2017-08-01 4 M 0 105468 0 D Common Stock 105468 0 D Shares withheld for payment of tax liability upon vesting of performance stock units. Represents amount of performance stock units earned from awards granted on July 24, 2014 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the third performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%). Represents amount of performance stock units earned from an award granted on July 2, 2015 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 50% of the target number of performance stock units eligible to be earned for the second performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%). Represents amount of performance stock units earned from an award granted on June 30, 2016 based on the achievement of performance targets for the fiscal year ended May 31, 2017, as determined by the Compensation Committee on August 1, 2017. The earned amount vested immediately. The number of earned performance stock units represents 75% of the target number of performance stock units eligible to be earned for the first performance period. The performance goals measured Oracle's performance against both a relative revenue growth metric (weighted 50%) and a relative operating cash flow metric (weighted 50%). /s/ Lori A. Clancy by Lori A. Clancy, Attorney in fact for Lawrence J. Ellison (POA filed 12/31/15) 2017-08-02