0000899243-19-021461.txt : 20190809 0000899243-19-021461.hdr.sgml : 20190809 20190809170156 ACCESSION NUMBER: 0000899243-19-021461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190807 FILED AS OF DATE: 20190809 DATE AS OF CHANGE: 20190809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherard Shelby E CENTRAL INDEX KEY: 0001341174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00861 FILM NUMBER: 191013659 MAIL ADDRESS: STREET 1: 2215 SANDERS ROAD STREET 2: SUITE 400 CITY: NORTHBROOK STATE: IL ZIP: 60062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUS INVESTMENT Corp CENTRAL INDEX KEY: 0001513363 IRS NUMBER: 275017321 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-859-3940 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-07 0 0001513363 FIDUS INVESTMENT Corp FDUS 0001341174 Sherard Shelby E C/O FIDUS INVESTMENT CORPORATION 1603 ORRINGTON AVENUE, SUITE 1005 EVANSTON IL 60201 0 1 0 0 See Remarks Common Stock 2019-08-07 4 P 0 1350 14.40 A 18960 D Common Stock 2019-08-08 4 P 0 1750 14.25 A 20710 D Chief Financial Officer, Chief Compliance Officer and Corporate Secretary /s/ Shelby E. Sherard 2019-08-09