0001127602-16-063340.txt : 20160928 0001127602-16-063340.hdr.sgml : 20160928 20160928162538 ACCESSION NUMBER: 0001127602-16-063340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160926 FILED AS OF DATE: 20160928 DATE AS OF CHANGE: 20160928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Medtronic plc CENTRAL INDEX KEY: 0001613103 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 20 ON HATCH, LOWER HATCH STREET CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: 01135314381700 MAIL ADDRESS: STREET 1: 20 ON HATCH, LOWER HATCH STREET CITY: DUBLIN STATE: L2 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: Medtronic Ltd DATE OF NAME CHANGE: 20150112 FORMER COMPANY: FORMER CONFORMED NAME: Medtronic Holdings Ltd DATE OF NAME CHANGE: 20140711 FORMER COMPANY: FORMER CONFORMED NAME: Kalani I Ltd DATE OF NAME CHANGE: 20140709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuntz Richard CENTRAL INDEX KEY: 0001341125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36820 FILM NUMBER: 161907219 MAIL ADDRESS: STREET 1: MEDTRONIC, INC. STREET 2: 710 MEDTRONIC PWKY MS LC 310 CITY: MINNEAPOLIS STATE: MN ZIP: 55432 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-09-26 0001613103 Medtronic plc MDT 0001341125 Kuntz Richard 710 MEDTRONIC PKWY MS LC300 MINNEAPOLIS MN 55432 1 SrVP & Chief Scien, Clin, Reg Ordinary Shares 2016-09-26 4 M 0 30624 35.92 A 149425 D Ordinary Shares 2016-09-26 4 S 0 25199 86.67 D 124226 D Ordinary Shares 2016-09-27 4 S 0 17141 86.696 D 107085 D Stock Option (Right to Buy) 35.92 2016-09-26 4 M 0 30624 0 D 2019-08-03 Ordinary Shares 30624 0 D The price is a weighted average price. These shares were sold in multiple transactions in prices ranging from $86.57 to $86.735, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote in this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.675 to $86.725, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option to purchase 30,624 New Medtronic ordinary shares for $35.92 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 30,624 Medtronic common stock shares for $35.92 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option. /s/ Rhonda L. Ingalsbe, Attorney-in-fact 2016-09-28