X0206 3/A 2012-08-02 2012-08-13 0 0001494448 Imperial Holdings, Inc. IFT 0001341021 Dakos Andrew C/O IMPERIAL HOLDINGS, INC. 701 PARK OF COMMERCE BLVD., SUITE 301 BOCA RATON FL 33487 1 0 1 0 Common Stock 1253581 I See Footnotes Common Stock 1174912 I See Footnotes The shares are held by certain private investment funds. Brooklyn Capital Management, LLC ("BCM") has sole voting and investment power with respect to such shares. Mr. Dakos is a principal of BCM and of the general partners of each such investment fund, and is a limited partner in certain of such funds. Mr. Dakos disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein. The shares are held by various entities and individuals. BCM has sole voting and investment power with respect to such shares. Mr. Dakos disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein. This amendment is filed in order to correct the number of shares of common stock reported as being beneficially held by Mr. Dakos. /s/ Stephanie L. Darling, Attorney-in-Fact for Andrew Dakos 2013-03-26