X0306 4 2017-12-29 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001341021 Dakos Andrew 250 PEHLE AVENUE, SUITE 708 SADDLE BROOK NJ 07663 1 0 0 0 Common Stock 2017-12-29 4 P 0 1332 12.7388 A 1277874 I By Clients Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares of SWZ deemed to be beneficially owned by Mr. Dakos as a result of his pecuniary interest therein. Mr. Dakos is a controlling member of Bulldog Investors, a principal of the general partner of certain of these private investment fund clients, and a limited partner in certain of these private fund clients. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. /s/ Reid B. Adams, Attorney-in-Fact 2018-01-03