SC 13G/A 1 a6177152.htm POKERTEK, INC. SC 13G/A a6177152.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G/A
 
 
Under the Securities Exchange Act of 1934*
(Amendment No. 4)
 
 
 
 
 
PokerTek, Inc.
(Name of Issuer)
 
 
 
Common Stock, no par value
(Title of Class of Securities)
 
 
 
  730864105  
 
(CUSIP Number)
 
 
 
 
 
December 31, 2009
(Date of Event which Requires Filing of this Statement)
 
 
Check the appropriate box to designate the Rule pursuant to which this Schedule is filed:
 
¨ Rule 13d-1(b)
 
¨ Rule 13d-1(c)
 
x Rule 13d-1(d)
 
 
*
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
 
1
 
 
 

 
 
CUSIP No. 730864105
 
         
  1.
 
Name of Reporting Person
 
            James T. Crawford, III
   
  2.
 
Check the Appropriate Box if a Member of a Group
(a)   ¨
(b)   ¨
   
  3.
 
SEC Use Only
 
   
  4.
 
Citizenship or Place of Organization
 
            United States
   
 
Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting  
Person  
With  
 
 
  5.    Sole Voting Power
 
                1,759,970 (See Item 4)
 
  *6.    Shared Voting Power
 
                –0– (See Item 4)
 
  7.    Sole Dispositive Power
 
                1,759,970 (See Item 4)
 
  8.    Shared Dispositive Power
 
               – 0– (See Item 4)
  9.
 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
            1,759,970
   
10.
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
 
 
            N/A
   
11.
 
Percent of Class Represented by Amount in Row (9)
 
            12.50%
   
12.
 
Type of Reporting Person (See Instructions)
 
            IN
   
 
 
2
 
 
 

 
 
CUSIP No. 730864105
         
  1.
 
Name of Reporting Person
 
            Crawford Ventures, LLC
   
  2.
 
Check the Appropriate Box if a Member of a Group
(a)   ¨
(b)   ¨
   
  3.
 
SEC Use Only
 
   
  4.
 
Citizenship or Place of Organization
 
            North Carolina
   
 
Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting  
Person  
With  
 
 
  5.    Sole Voting Power
 
                1,148,610 (See Item 4)
 
  *6.    Shared Voting Power
 
               –0– (See Item 4)
 
  7.    Sole Dispositive Power
 
                1,148,610 (See Item 4)
 
  8.    Shared Dispositive Power
 
               – 0– (See Item 4)
  9.
 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
           1,148,610
   
10.
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
 
 
            N/A
   
11.
 
Percent of Class Represented by Amount in Row (9)
 
            8.16%
   
12.
 
Type of Reporting Person (See Instructions)
 
           OO
   
 
3
 
 
 

 
 
Item 1
 
(a)
  
Name of Issuer:
  
 
  
 
         
     
  
PokerTek, Inc.
  
 
  
 
         
   
(b)
  
Address of Issuer’s Principal Executive Offices:
  
 
  
 
         
     
  
1150 Crews Road, Suite F
Matthews, North Carolina 28105
  
 
  
 
         
Item 2
 
(a)
  
Name of Persons Filing:
  
 
  
 
         
     
  
(i)   James T. Crawford, III
(ii)  Crawford Ventures, LLC
  
 
  
 
         
   
(b)
  
Address of Principal Office or, if none, Residence:
  
 
  
 
         
     
  
As to (i)                   1150 Crews Road, Suite F
Matthews, North Carolina 28105
 
As to (ii)                  5237 Lancelot Drive
Charlotte, North Carolina 28270
  
 
  
 
         
   
(c)
  
Citizenship or Place of Organization:
  
 
  
 
         
     
  
As to (i)                   United States
 
As to (ii)                  North Carolina
  
 
  
 
         
   
(d)
  
Title of class Securities:
  
 
  
 
         
     
  
Common Stock, no par value
  
 
  
 
         
   
(e)
  
CUSIP Number:
  
 
  
 
         
     
  
730864105
  
 
  
 
     
Item 3.
 
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
  
 
     
   
Not Applicable. This is a joint filing by the persons identified in Item 2, above, pursuant to Rules 13d-1(d) and Rule 13d-1(k) but not a group filing.
  
 
 
4
 
 
 

 
 
                     
Item 4.   Ownership:        
                 
   
(a)
 
Amount beneficially owned:
  
 
  
 
         
     
  
(i)            1,759,970
(ii)           1,148,610
  
 
  
 
         
   
(b)
 
Percent of Class:
  
 
  
 
         
     
  
(i)            12.50%
(ii)           8.16%
  
 
  
 
     
   
(c)
 
Number of Shares as to which such person has:
  
 
  
 
         
     
  
(i)            Sole power to vote or to direct the vote
 
(i)           1,759,970
(ii)          1,148,610
 
(ii)           Shared power to vote or to direct the vote
 
(i)           –0–
(ii)          –0–
 
(iii)          Sole power to dispose or to direct the disposition of
 
(i)           1,759,970
(ii)          1,148,610
 
(iv)          Shared power to dispose or to direct the disposition of
 
(i)           –0–
(ii)          –0–
  
 
  
 
     
Item 5.
  
Ownership of Five Percent or Less of a Class:
  
 
     
 
  
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]
  
 
       
 
  
Not Applicable.
  
 
     
Item 6.
  
Ownership of More than Five Percent on Behalf of Another Person:
  
 
  
 
       
 
  
See information in Item 4 above.
  
 
  
 
   
Item 7.
  
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
   
 
  
Not Applicable.
       
Item 8.
  
Identification and Classification of Members of the Group:
  
 
  
 
       
 
  
See information in Item 3 and Item 4 above.
  
 
  
 
       
Item 9.
  
Notice of Dissolution of Group:
  
 
  
 
       
 
  
Not Applicable.
  
 
  
 
       
Item 10.
  
Certifications:
  
 
  
 
       
 
  
Not Applicable.
  
 
  
 
 
5
 
 
 

 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
     
Date: February 11, 2010
 
JAMES T. CRAWFORD, III
     
     
 
    
/s/ James T. Crawford, III
 
    
James T. Crawford, III
     
   
CRAWFORD VENTURES, LLC
     
     
 
    
/s/ James T. Crawford, III
 
    
James T. Crawford, III, as Manager

6
 
 
 

 
 
EXHIBIT INDEX


Exhibit No.
 
Description
     
1
 
Joint Filing Agreement, dated January 30, 2006, by and between James Crawford and Crawford Ventures, LLC, pursuant to Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, incorporated by reference to the Schedule 13G filed by Crawford and Crawford Ventures, LLC on January 31, 2006.
     
     

7