0001340127-19-000184.txt : 20190911 0001340127-19-000184.hdr.sgml : 20190911 20190911172926 ACCESSION NUMBER: 0001340127-19-000184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190904 FILED AS OF DATE: 20190911 DATE AS OF CHANGE: 20190911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bacher Chad CENTRAL INDEX KEY: 0001787208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35264 FILM NUMBER: 191089091 MAIL ADDRESS: STREET 1: C/O CARBONITE, INC. STREET 2: TWO AVENUE DE LAYFETTE CITY: BOSTON STATE: MA ZIP: 02111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carbonite Inc CENTRAL INDEX KEY: 0001340127 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 331111329 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO AVENUE DE LAFAYETTE CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6175871140 MAIL ADDRESS: STREET 1: TWO AVENUE DE LAFAYETTE CITY: BOSTON STATE: MA ZIP: 02111 4 1 wf-form4_156823735084982.xml FORM 4 X0306 4 2019-09-04 0 0001340127 Carbonite Inc CARB 0001787208 Bacher Chad C/O CARBONITE, INC. TWO AVENUE DE LAFAYETTE BOSTON MA 02111 0 1 0 0 Chief Product Officer Common Stock 2019-09-04 4 A 0 38976 0 A 87427 D Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Upon the achievement of any vesting conditions, the restricted stock units will be settled on the applicable vest date in shares of the issuer's common stock. Consists of (i) 21,260 restricted stock units which will vest in 2 equal annual installments beginning on September 4, 2020, and (ii) 17,716 performance-based restricted stock units which will vest in whole or in part based upon the issuer's relative total shareholder return (as compared to a group of comparable companies in the Russell 3000) over a two-year performance period from the date of grant, each subject to the Recipient's continued service to the Company. Includes 87,427 shares of common stock subject to unvested restricted stock units. /s/Anthony Folger, by power of attorney 2019-09-11