0000950142-22-000810.txt : 20220224 0000950142-22-000810.hdr.sgml : 20220224 20220224162807 ACCESSION NUMBER: 0000950142-22-000810 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20220222 FILED AS OF DATE: 20220224 DATE AS OF CHANGE: 20220224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hunt Woody L CENTRAL INDEX KEY: 0001339890 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 22671515 MAIL ADDRESS: STREET 1: 4401 NORTH MESA CITY: EL PASO STATE: TX ZIP: 79902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUNT ELP, LTD. CENTRAL INDEX KEY: 0001727563 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 22671519 BUSINESS ADDRESS: STREET 1: 4401 NORTH MESA CITY: EL PASO STATE: TX ZIP: 79902 BUSINESS PHONE: 915-533-1122 MAIL ADDRESS: STREET 1: 4401 NORTH MESA CITY: EL PASO STATE: TX ZIP: 79902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hunt Companies, Inc. CENTRAL INDEX KEY: 0001727027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 22671516 BUSINESS ADDRESS: STREET 1: 4401 NORTH MESA CITY: EL PASO STATE: TX ZIP: 79902 BUSINESS PHONE: 915-533-1122 MAIL ADDRESS: STREET 1: 4401 NORTH MESA CITY: EL PASO STATE: TX ZIP: 79902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hunt Capital Holdings Investments, LLC CENTRAL INDEX KEY: 0001893716 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 22671520 BUSINESS ADDRESS: STREET 1: 4401 NORTH MESA STREET CITY: EL PASO STATE: TX ZIP: 79902 BUSINESS PHONE: 915-533-1122 MAIL ADDRESS: STREET 1: 4401 NORTH MESA STREET CITY: EL PASO STATE: TX ZIP: 79902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HB GP, LLC CENTRAL INDEX KEY: 0001727565 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 22671518 BUSINESS ADDRESS: STREET 1: 4401 NORTH MESA CITY: EL PASO STATE: TX ZIP: 79902 BUSINESS PHONE: 915-533-1122 MAIL ADDRESS: STREET 1: 4401 NORTH MESA CITY: EL PASO STATE: TX ZIP: 79902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUNT COMPANY, LLC CENTRAL INDEX KEY: 0001727630 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 22671517 BUSINESS ADDRESS: STREET 1: 9120 DOUBLE DIAMOND PARKWAY CITY: RENO STATE: NV ZIP: 89521 BUSINESS PHONE: 505-400-7100 MAIL ADDRESS: STREET 1: 9120 DOUBLE DIAMOND PARKWAY CITY: RENO STATE: NV ZIP: 89521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUNT COMPANIES EQUITY HOLDINGS, LLC CENTRAL INDEX KEY: 0001728217 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 22671521 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 720-639-5720 MAIL ADDRESS: STREET 1: 230 PARK AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lument Finance Trust, Inc. CENTRAL INDEX KEY: 0001547546 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 454966519 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: (212) 588-2051 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: Hunt Companies Finance Trust, Inc. DATE OF NAME CHANGE: 20180525 FORMER COMPANY: FORMER CONFORMED NAME: Five Oaks Investment Corp. DATE OF NAME CHANGE: 20120417 3 1 es220228896_3-hceh.xml OWNERSHIP DOCUMENT X0206 3 2022-02-22 0 0001547546 Lument Finance Trust, Inc. LFT 0001728217 HUNT COMPANIES EQUITY HOLDINGS, LLC 601 N. MESA STREET, SUITE 1900 EL PASO TX 79901 0 0 1 0 0001893716 Hunt Capital Holdings Investments, LLC 601 N. MESA STREET, SUITE 1900 EL PASO TX 79901 0 0 1 0 0001727563 HUNT ELP, LTD. 601 N. MESA STREET, SUITE 1900 EL PASO TX 79901 0 0 1 0 0001727565 HB GP, LLC 601 N. MESA STREET, SUITE 1900 EL PASO TX 79901 0 0 1 0 0001727630 HUNT COMPANY, LLC 601 N. MESA STREET, SUITE 1900 EL PASO TX 79901 0 0 1 0 0001727027 Hunt Companies, Inc. 601 N. MESA STREET, SUITE 1900 EL PASO TX 79901 0 0 1 0 0001339890 Hunt Woody L 601 N. MESA STREET, SUITE 1900 EL PASO TX 79901 0 0 1 0 Common stock, par value $0.01 per share 5774752 I See footnote See Exhibit 99.1 See signatures attached as Exhibit 99.2 2022-02-24 EX-99.1 2 es220228896_ex9901.htm EXHIBIT 99.1

 

EXHIBIT 99.1

 

  (1) The shares of common stock of Lument Finance Trust, Inc. (the “Issuer”) reported as beneficially owned are held of record by Hunt Companies Equity Holdings, LLC, a Delaware limited liability company (“Hunt CE Holdings”).

 

Hunt Capital Holdings Investments, LLC, a Delaware limited liability company (“Hunt CH Investments”) is the sole member of Hunt CE Holdings. Hunt ELP, Ltd., a Texas limited partnership (“Hunt ELP”) is the sole member of Hunt CH Investments. HB GP, LLC, a Nevada limited liability company (“HB GP”) is the general partner of Hunt ELP. Hunt Company, LLC, a Nevada limited liability company (“Hunt Company”) is the majority limited partner of Hunt ELP. Hunt Companies, Inc., a Delaware corporation (“HCI”) is the sole member of Hunt Company. Woody L. Hunt (“Mr. W.L. Hunt”) holds the majority voting power in HB GP and HCI.

 

Each of the reporting persons disclaims beneficial ownership of any securities reported herein as held by Hunt CE Holdings, or that may be beneficially owned by any of the other reporting persons, in each case except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

 

The address of each of Hunt CE Holdings, Hunt CH Investments, Hunt ELP, HB GP, Hunt Company, HCI and Mr. W.L. Hunt is 601 N. Mesa Street, Suite 1900, El Paso, Texas, 79902.

 

  

 

 

 EX-99.2 3 es220228896_ex9902.htm EXHIBIT 99.2

 

EXHIBIT 99.2

 

This Statement on Form 3 is filed by: (i) Hunt Companies Equity Holdings, LLC, (ii) Hunt Capital Holdings Investments, LLC, (iii) Hunt ELP, Ltd., (iv) HB GP, LLC, (v) Hunt Company, LLC, (vi) Hunt Companies, Inc. and (vii) Woody L. Hunt.

 

Name of Designated Filer: Hunt Companies Equity Holdings, LLC

Date of Event Requiring Statement: February 22, 2022

Issuer Name and Ticker or Trading Symbol: Lument Finance Trust, Inc. [LFT]

 

 

  HUNT COMPANIES EQUITY HOLDINGS, LLC  
     
  By: /s/ Kara Harchuck  
    Name: Kara Harchuck  
    Title: Executive Vice President  
     
     
  HUNT CAPITAL HOLDINGS INVESTMENTS, LLC  
     
  By: /s/ Kara Harchuck  
    Name: Kara Harchuck  
    Title: Executive Vice President  
     
     
  HUNT ELP, LTD.  
     
  By: /s/ Kara Harchuck  
    Name: Kara Harchuck  
    Title: Executive Vice President  
         
     
  HB GP, LLC  
     
  By: /s/ Kara Harchuck  
    Name: Kara Harchuck  
    Title: Executive Vice President  
         
     
  HUNT COMPANY, LLC  
     
  By: /s/ Kara Harchuck  
    Name: Kara Harchuck  
    Title: Executive Vice President  
     

 

  

 

 

 

HUNT COMPANIES, INC.  
     
  By: /s/ Kara Harchuck  
    Name: Kara Harchuck  
    Title: Executive Vice President  

 

 

/s/ Woody L. Hunt  
  Woody L. Hunt  
  By: Paul Donnelly, Attorney-in-Fact