0001594012-19-000075.txt : 20190722 0001594012-19-000075.hdr.sgml : 20190722 20190722172324 ACCESSION NUMBER: 0001594012-19-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190722 FILED AS OF DATE: 20190722 DATE AS OF CHANGE: 20190722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummings Kevin CENTRAL INDEX KEY: 0001339734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36441 FILM NUMBER: 19966412 MAIL ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Bancorp, Inc. CENTRAL INDEX KEY: 0001594012 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 464702118 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 924-5100 MAIL ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: New Investors Bancorp, Inc. DATE OF NAME CHANGE: 20131211 4 1 wf-form4_156383058878318.xml FORM 4 X0306 4 2019-07-22 0 0001594012 Investors Bancorp, Inc. ISBC 0001339734 Cummings Kevin 101 JFK PARKWAY SHORT HILLS NJ 07078 1 1 0 0 Chairman and CEO Common Stock 2019-07-22 4 D 0 925000 0 D 789226 D Common Stock 2019-07-22 4 A 0 925000 0 A 1714226 D Common Stock 79925 I By IRA Common Stock 37621 I By ESOP Common Stock 14359 I By 401K Stock Options 12.54 2019-07-22 4 D 0 1333333 0 D 2016-06-23 2025-06-23 Common Stock 1333333.0 0 D Stock Options 12.54 2019-07-22 4 A 0 525120 0 A 2019-07-22 2025-06-23 Common Stock 525120.0 525120 D Reflects shares of restricted stock and stock options forfeited in accordance with the settlement of a lawsuit involving Investors Bancorp, Inc. (the "Company") and certain of its current and former directors in the Court of Chancery of the State of Delaware entitled In re Investors Bancorp Inc. Stockholder Litigation, C.A. No. 12327-VCS (the "Settlement"). The Settlement resolves a lawsuit challenging the equity compensation granted on or about June 23, 2015 to persons who were then-directors of the Company. Disposition includes all related activity for the surrender including shares withheld for tax purposes. See Form 8-K filed on July 22, 2019 for further details. Reflects a replacement equity grant. Shares of restricted stock in the amount of 545,241 vest immediately upon grant and the remaining shares of restricted stock vest at a rate of 33.3% per year commencing on June 23, 2020. Reflects a replacement equity grant. Stock options in the amount of 131,280 vest immediately upon grant and the remaining stock options vest at a rate of 33.3% per year commencing on June 23, 2020. /s/ Brian Doran, pursuant to power of attorney 2019-07-22