0001209191-19-046976.txt : 20190821
0001209191-19-046976.hdr.sgml : 20190821
20190821161606
ACCESSION NUMBER: 0001209191-19-046976
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190819
FILED AS OF DATE: 20190821
DATE AS OF CHANGE: 20190821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Minick Scott
CENTRAL INDEX KEY: 0001586687
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37500
FILM NUMBER: 191043267
MAIL ADDRESS:
STREET 1: C/O BIND THERAPEUTICS, INC.
STREET 2: 325 VASSAR ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHIASMA, INC
CENTRAL INDEX KEY: 0001339469
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 460 TOTTEN POND ROAD
STREET 2: SUITE 530
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-928-5300
MAIL ADDRESS:
STREET 1: 460 TOTTEN POND ROAD
STREET 2: SUITE 530
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: CHIASMA INC
DATE OF NAME CHANGE: 20050922
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-19
0
0001339469
CHIASMA, INC
CHMA
0001586687
Minick Scott
C/O CHIASMA, INC.
460 TOTTEN POND RD, SUITE 530
WALTHAM
MA
02451
1
0
0
0
Common Stock
2019-08-19
4
P
0
4300
5.02
A
81676
I
See Footnote
Common Stock
2019-08-20
4
P
0
5518
5.33
A
87194
I
See Footnote
Common Stock
62531
D
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.000 to $5.040, inclusive. The reporting person undertakes to provide to Chiasma, Inc., any security holder of Chiasma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The amounts set forth in Column 5 of the prior Form 4s filed by the Reporting Person incorrectly included 6,844 shares of Common Stock underlying a warrant beneficially owned by the Reporting Person. The amounts in Column 5 of this Form 4 set forth the number of non-derivative securities beneficially owned by the Reporting Person following the reported transactions.
The securities are directly held by the Minick Family Trust ("MFT"). The Reporting Person is the co-trustee of MFT and disclaims beneficial ownership of all the shares except to the extent of his pecuniary interest, if any, therein.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.310 to $5.358, inclusive. The reporting person undertakes to provide to Chiasma, Inc., any security holder of Chiasma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
/s/ Mark J. Fitzpatrick, Attorney-in-Fact
2019-08-21