0001209191-19-046976.txt : 20190821 0001209191-19-046976.hdr.sgml : 20190821 20190821161606 ACCESSION NUMBER: 0001209191-19-046976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190819 FILED AS OF DATE: 20190821 DATE AS OF CHANGE: 20190821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minick Scott CENTRAL INDEX KEY: 0001586687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37500 FILM NUMBER: 191043267 MAIL ADDRESS: STREET 1: C/O BIND THERAPEUTICS, INC. STREET 2: 325 VASSAR ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHIASMA, INC CENTRAL INDEX KEY: 0001339469 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 460 TOTTEN POND ROAD STREET 2: SUITE 530 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-928-5300 MAIL ADDRESS: STREET 1: 460 TOTTEN POND ROAD STREET 2: SUITE 530 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: CHIASMA INC DATE OF NAME CHANGE: 20050922 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-19 0 0001339469 CHIASMA, INC CHMA 0001586687 Minick Scott C/O CHIASMA, INC. 460 TOTTEN POND RD, SUITE 530 WALTHAM MA 02451 1 0 0 0 Common Stock 2019-08-19 4 P 0 4300 5.02 A 81676 I See Footnote Common Stock 2019-08-20 4 P 0 5518 5.33 A 87194 I See Footnote Common Stock 62531 D The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.000 to $5.040, inclusive. The reporting person undertakes to provide to Chiasma, Inc., any security holder of Chiasma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The amounts set forth in Column 5 of the prior Form 4s filed by the Reporting Person incorrectly included 6,844 shares of Common Stock underlying a warrant beneficially owned by the Reporting Person. The amounts in Column 5 of this Form 4 set forth the number of non-derivative securities beneficially owned by the Reporting Person following the reported transactions. The securities are directly held by the Minick Family Trust ("MFT"). The Reporting Person is the co-trustee of MFT and disclaims beneficial ownership of all the shares except to the extent of his pecuniary interest, if any, therein. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.310 to $5.358, inclusive. The reporting person undertakes to provide to Chiasma, Inc., any security holder of Chiasma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ Mark J. Fitzpatrick, Attorney-in-Fact 2019-08-21