0000000000-19-013515.txt : 20191024 0000000000-19-013515.hdr.sgml : 20191024 20190912135815 ACCESSION NUMBER: 0000000000-19-013515 CONFORMED SUBMISSION TYPE: UPLOAD PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20190912 FILED FOR: COMPANY DATA: COMPANY CONFORMED NAME: CHIASMA, INC CENTRAL INDEX KEY: 0001339469 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: UPLOAD BUSINESS ADDRESS: STREET 1: 460 TOTTEN POND ROAD STREET 2: SUITE 530 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-928-5300 MAIL ADDRESS: STREET 1: 460 TOTTEN POND ROAD STREET 2: SUITE 530 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: CHIASMA INC DATE OF NAME CHANGE: 20050922 PUBLIC REFERENCE ACCESSION NUMBER: 0001193125-19-239993 LETTER 1 filename1.pdf begin 644 filename1 M)5!$1BTQ+C4-)>+CS],-"CD@,"!O8FH-/#PO3&EN96%R:7IE9" Q+TP@,S,W M.3$O3R Q,2]%(#(X,C7!E+UA2968O5ULQ(#(@,5T^/G-T('$UU4,3(P,,T!*&!B9_C/N_@\08 "/O ?@ M#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T*, T*)25%3T8-"B @(" @ M(" @#0HQ.2 P(&]B:@T\/"]&:6QT97(O1FQA=&5$96-O9&4O22 X,R],96YG M=&@@-S O4R T.#X^ -",0\0$$& !VZ C= M#0IE;F1S=')E86T-96YD;V)J#3$P(# @;V)J#3P\+TUE=&%D871A(#,@,"!2 M+U!A9V5S(#<@,"!2+U1Y<&4O0V%T86QO9SX^#65N9&]B:@TQ,2 P(&]B:@T\ M/"]#;VYT96YT%LP(# @-C$R(#,C17,% PM% P-U&P ML=%W2BQ.=%#(, @P 8!0VPPT*96YD)RE5MMRVS80?==7[*,Z(S.\B^I;&B>=M),VB3R39YB$ M+*0D(0.@%7U'^@'^U!Z I$Q15&)/[;%'I("SNV?/7NYG]Q1G/MG?+*%T16FZ MI+RB5Z*Z"^A:TJ?9I]G][+>;&;Y;)B'=%#.?KG 6'][>N"_M7TA_X/WOQ[]/ M]DK@< -:^AZPDZ47T4TU>_4NH ! 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DP %+//+L-"F5N M9'-TF4@.2]4>7!E+UA2968O5ULQ(#(@,%T^/G-T\[$P# !R.=C8JS3!;(9 0(, $RW!!H- I"F5N9'-T TEXT-EXTRACT 2 filename2.txt September 12, 2019 Raj Kannan Chief Executive Officer Chiasma, Inc. 460 Totten Pond Road, Suite 530 Waltham, Massachusetts 02451 Re: Chiasma, Inc. Registration Statement on Form S-3 Filed September 6, 2019 File No. 333-233654 Dear Mr. Kannan: We have limited our review of your registration statement to those issues we have addressed in our comment. Please respond to this letter by amending your registration statement and providing the requested information. If you do not believe our comment applies to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response. After reviewing any amendment to your registration statement and the information you provide in response to this comment, we may have additional comments. Registration Statement on Form S-3 filed September 6, 2019 Description of Capital Stock, page 10 1. We note that your forum selection provision identifies the Court of Chancery of the State of Delaware as the exclusive forum for certain litigation, including any "derivative action." Please revise your disclosure to clarify whether this provision applies to actions arising under the Securities Act or Exchange Act. In that regard, we note that Section 27 of the Exchange Act creates exclusive federal jurisdiction over all suits brought to enforce any duty or liability created by the Exchange Act or the rules and regulations thereunder, and Section 22 of the Securities Act creates concurrent jurisdiction for federal and state courts over all suits brought to enforce any duty or liability created by the Securities Act or the rules and regulations thereunder. If the provision applies to Securities Act claims, please also revise your prospectus to specifically state that there is uncertainty as to whether a court would enforce such provision and that investors cannot waive compliance Raj Kannan Chiasma, Inc. September 12, 2019 Page 2 with the federal securities laws and the rules and regulations thereunder. If this provision does not apply to actions arising under the Securities Act or Exchange Act, please tell us how you will inform investors in future filings that the provision does not apply to any actions arising under the Securities Act or Exchange Act. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Refer to Rules 460 and 461 regarding requests for acceleration. Please allow adequate time for us to review any amendment prior to the requested effective date of the registration statement. Please contact Irene Paik at 202-551-6553 or Mary Beth Breslin at 202-551-3625 with any questions. Sincerely, FirstName LastNameRaj Kannan Division of Corporation Finance Comapany NameChiasma, Inc. Office of Healthcare & Insurance September 12, 2019 Page 2 cc: Daniel A. Lang - Goodwin Procter LLP FirstName LastName