0001213900-23-053019.txt : 20230629 0001213900-23-053019.hdr.sgml : 20230629 20230629172653 ACCESSION NUMBER: 0001213900-23-053019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230629 FILED AS OF DATE: 20230629 DATE AS OF CHANGE: 20230629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simanson Gary A CENTRAL INDEX KEY: 0001339459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40555 FILM NUMBER: 231058586 MAIL ADDRESS: STREET 1: 717 KING STREET CITY: ALEXANDRIA STATE: VA ZIP: 22314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TBCP IV, LLC CENTRAL INDEX KEY: 0001844061 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40555 FILM NUMBER: 231058585 BUSINESS ADDRESS: STREET 1: 9912 GEORGETOWN PIKE (SUITE D-203) CITY: GREAT FALLS STATE: VA ZIP: 22066 BUSINESS PHONE: 7037592502 MAIL ADDRESS: STREET 1: 9912 GEORGETOWN PIKE (SUITE D-203) CITY: GREAT FALLS STATE: VA ZIP: 22066 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Thunder Bridge Capital Partners IV, Inc. CENTRAL INDEX KEY: 0001843993 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9912 GEORGETOWN PIKE (SUITE D-203) CITY: GREAT FALLS STATE: VA ZIP: 22066 BUSINESS PHONE: 7037592502 MAIL ADDRESS: STREET 1: 9912 GEORGETOWN PIKE (SUITE D-203) CITY: GREAT FALLS STATE: VA ZIP: 22066 4 1 ownership.xml X0407 4 2023-06-29 0 0001843993 Thunder Bridge Capital Partners IV, Inc. THCP 0001339459 Simanson Gary A 9912 GEORGETOWN PIKE, SUITE D203 GREAT FALLS VA 22066 1 1 1 0 President and CEO 0001844061 TBCP IV, LLC 9912 GEORGETOWN PIKE SUITE D203 GREAT FALLS VA 22066 0 0 1 0 0 Class A Common Stock 2023-06-29 4 C 0 5913195 A 6561250 I See footnote Class B Common Stock 2023-06-29 4 C 0 5913195 D Class A Common Stock 5913195 1 I See footnote The shares of Class B common stock of the Issuer are convertible into shares of Class A common stock on a one-for-one basis. The Class B common stock has no expiration date. On June 29, 2023, the reporting person elected to convert 5,913,195 shares of Class B common stock held by it into 5,913,195 shares of Class A common stock. Includes 648,055 shares of Class A common stock underlying private placement units (each unit consisting of one share of Class A common stock and one-fifth of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by TBCP IV, LLC (the "Sponsor"), acquired in connection with the Issuer's initial public offering. The Sponsor is the record holder of the securities reported herein. Mr. Simanson, the President and Chief Executive Officer of the Issuer, is the managing member of the Sponsor and has sole voting and investment discretion with respect to the common stock held of record by the Sponsor. By virtue of this relationship, Mr. Simanson may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. /s/ Gary A. Simanson Gary A. Simanson 2023-06-29 /s/ Gary A. Simanson Managing Member of TBCP IV, LLC 2023-06-29