0001339270-23-000004.txt : 20231019 0001339270-23-000004.hdr.sgml : 20231019 20231019093526 ACCESSION NUMBER: 0001339270-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231019 DATE AS OF CHANGE: 20231019 EFFECTIVENESS DATE: 20231019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 231333564 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001339270 XXXXXXXX 09-30-2023 09-30-2023 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne 3016921225 Sandra G. Horne Bedford VA 10-19-2023 0 292 645407 false INFORMATION TABLE 2 inftable.xml SOL AUM AT&T, Inc. COM 00206R102 539 35901 SH SOLE 35901 0 0 AbbVie Inc. COM 00287y109 201 1350 SH SOLE 1350 0 0 Agilent Technologies Inc. COM 00846U101 408 3646 SH SOLE 3646 0 0 Alibaba Group Holding Limited COM 01609w102 2842 32767 SH SOLE 32767 0 0 Alphabet Inc Cl A COM 02079k305 1543 11790 SH SOLE 11790 0 0 Alphabet Inc Cl C COM 02079k107 2189 16604 SH SOLE 16604 0 0 Amazon.Com Inc. COM 023135106 3626 28522 SH SOLE 28522 0 0 American Express Company COM 025816109 1697 11373 SH SOLE 11373 0 0 American International Group N COM 026874784 1933 31895 SH SOLE 31895 0 0 Amgen Inc. COM 031162100 566 2107 SH SOLE 2107 0 0 Apollo Commercial Real Estate COM 03762U105 240 23680 SH SOLE 23680 0 0 Apollo Global Management Inc. COM 03769m106 6566 73150 SH SOLE 73150 0 0 Apple Inc. COM 037833100 16331 95387 SH SOLE 95387 0 0 Applied Materials Inc COM 038222105 1042 7529 SH SOLE 7529 0 0 Autodesk Inc COM 052769106 294 1420 SH SOLE 1420 0 0 BHP Billiton Ltd Adr F Sponsor COM 088606108 206 3625 SH SOLE 3625 0 0 Banco Santander, S.A. (ADR) COM 05964h105 102 27177 SH SOLE 27177 0 0 Bank of America Corp. COM 060505104 3561 130047 SH SOLE 130047 0 0 Becton Dickinson & Co COM 075887109 696 2693 SH SOLE 2693 0 0 Berkshire Hathaway Cl B COM 084670702 2740 7822 SH SOLE 7822 0 0 Blackstone Group Inc. Cl A COM 09260D107 8132 75900 SH SOLE 75900 0 0 Boeing Company COM 097023105 1930 10070 SH SOLE 10070 0 0 Bristol-Myers Squibb Co. COM 110122108 696 11988 SH SOLE 11988 0 0 Brookfield Asset Management Cl COM 113004105 590 17705 SH SOLE 17705 0 0 Brookfield Corporation COM 11271J107 1570 50208 SH SOLE 50208 0 0 Byline Bancorp Inc. COM 124411109 893 45291 SH SOLE 45291 0 0 CSX Corp. COM 126408103 351 11400 SH SOLE 11400 0 0 CVS Health Corp. COM 126650100 3297 47217 SH SOLE 47217 0 0 Carlyle Group COM 14316J108 4177 138480 SH SOLE 138480 0 0 Caterpillar Inc. COM 149123101 1413 5177 SH SOLE 5177 0 0 Charles Schwab Corp. COM 808513105 2707 49316 SH SOLE 49316 0 0 Chevron Corporation COM 166764100 613 3634 SH SOLE 3634 0 0 Cisco Systems Inc COM 17275R102 2239 41656 SH SOLE 41656 0 0 Citigroup Inc. COM 172967424 720 17510 SH SOLE 17510 0 0 Coca-Cola Co. COM 191216100 237 4239 SH SOLE 4239 0 0 Comcast Corp New Cl A COM 20030N101 3146 70962 SH SOLE 70962 0 0 ConocoPhillips COM 20825C104 768 6413 SH SOLE 6413 0 0 Costco Wholesale Corp. New COM 22160K105 2671 4727 SH SOLE 4727 0 0 Danaher Corporation COM 235851102 327 1320 SH SOLE 1320 0 0 Dell Inc COM 24703l202 413 5995 SH SOLE 5995 0 0 Diageo Plc New (ADR) COM 25243Q205 225 1505 SH SOLE 1505 0 0 DraftKings Inc Com Cl A COM 26142v105 1178 40000 SH SOLE 40000 0 0 Eli Lilly & Co. COM 532457108 242 450 SH SOLE 450 0 0 Exxon Mobil Corp. COM 30231G102 1096 9321 SH SOLE 9321 0 0 FedEx Corp. COM 31428X106 3368 12712 SH SOLE 12712 0 0 GE Healthcare Technologies Inc COM 36266g107 573 8427 SH SOLE 8427 0 0 General Electric Company COM 369604301 4220 38175 SH SOLE 38175 0 0 Goldman Sachs Group Inc. COM 38141G104 870 2690 SH SOLE 2690 0 0 HP Inc. COM 40434l105 871 33886 SH SOLE 33886 0 0 Hewlett Packard Enterprise Com COM 42824c109 524 30192 SH SOLE 30192 0 0 Home Depot Inc. COM 437076102 4070 13471 SH SOLE 13471 0 0 Honeywell International Inc. COM 438516106 1534 8306 SH SOLE 8306 0 0 Host Hotels & Resorts, Inc. COM 44107P104 367 22856 SH SOLE 22856 0 0 Humana Inc. COM 444859102 1076 2212 SH SOLE 2212 0 0 Intel Corp. COM 458140100 2341 65851 SH SOLE 65851 0 0 International Bancshares Corp. COM 459044103 11118 256525 SH SOLE 256525 0 0 International Business Machine COM 459200101 817 5821 SH SOLE 5821 0 0 JPMorgan Chase & Co. COM 46625H100 3727 25703 SH SOLE 25703 0 0 Johnson & Johnson COM 478160104 1363 8751 SH SOLE 8751 0 0 Johnson Controls Inc. COM g51502105 455 8556 SH SOLE 8556 0 0 KKR & Co. Inc. COM 48251w104 8053 130737 SH SOLE 130737 0 0 Koninklijke Philips Electronic COM 500472303 709 35581 SH SOLE 35581 0 0 Lockheed Martin Corp. COM 539830109 770 1883 SH SOLE 1883 0 0 Lowe's Companies, Inc. COM 548661107 682 3280 SH SOLE 3280 0 0 Lumen Technologies, Inc. COM 550241103 451 317275 SH SOLE 317275 0 0 Marriott International, Inc. C COM 571903202 413 2100 SH SOLE 2100 0 0 Marsh & McLennan Companies, In COM 571748102 465 2445 SH SOLE 2445 0 0 McDonald's Corp. COM 580135101 2216 8411 SH SOLE 8411 0 0 McKesson Corp. COM 58155Q103 805 1850 SH SOLE 1850 0 0 Merck & Co. Inc. New COM 58933Y105 460 4467 SH SOLE 4467 0 0 Meta Platforms Inc. COM 30303m102 7447 24805 SH SOLE 24805 0 0 Microsoft Corp. COM 594918104 8756 27732 SH SOLE 27732 0 0 Morgan Stanley COM 617446448 255 3120 SH SOLE 3120 0 0 Motorola Solutions Inc. COM 620076307 276 1012 SH SOLE 1012 0 0 Netflix, Inc. COM 64110l106 1789 4738 SH SOLE 4738 0 0 Nike Inc. Cl B COM 654106103 566 5916 SH SOLE 5916 0 0 Nokia Corp (ADR) COM 654902204 258 69106 SH SOLE 69106 0 0 Oracle Corp. COM 68389X105 3508 33121 SH SOLE 33121 0 0 PNC Financial Services Group, COM 693475105 422 3440 SH SOLE 3440 0 0 Paramount Global Class B COM 92556h206 736 57074 SH SOLE 57074 0 0 Paypal Holdings Inc. COM 70450y103 1620 27716 SH SOLE 27716 0 0 Pepsico, Inc. COM 713448108 645 3809 SH SOLE 3809 0 0 Pfizer, Inc. COM 717081103 2839 85582 SH SOLE 85582 0 0 Philip Morris International In COM 718172109 460 4970 SH SOLE 4970 0 0 Procter & Gamble Co. COM 742718109 2315 15873 SH SOLE 15873 0 0 Qualcomm Inc. COM 747525103 1423 12810 SH SOLE 12810 0 0 Qurate Retail Group COM 74915m100 16 27000 SH SOLE 27000 0 0 Raytheon Technologies Corp COM 75513E101 303 4215 SH SOLE 4215 0 0 Rio Tinto Plc COM 767204100 268 4205 SH SOLE 4205 0 0 Roblox Corp Ordinary Shares Cl COM 771049103 2502 86398 SH SOLE 86398 0 0 SAP AG (ADR) COM 803054204 633 4898 SH SOLE 4898 0 0 SJW Group Com COM 784305104 361 6000 SH SOLE 6000 0 0 Schlumberger Ltd F COM 806857108 324 5550 SH SOLE 5550 0 0 Sempra Energy COM 816851109 203 2982 SH SOLE 2982 0 0 Senseonics Holdings COM 81727u105 7 11500 SH SOLE 11500 0 0 Shell PLC COM 780259305 1252 19453 SH SOLE 19453 0 0 Sony Corp. (ADR) COM 835699307 1340 16255 SH SOLE 16255 0 0 Stellantis N.V. COM N82405106 638 33350 SH SOLE 33350 0 0 TE Connectivity Ltd. F COM h84989104 1149 9305 SH SOLE 9305 0 0 Tapestry Inc. COM 876030107 227 7879 SH SOLE 7879 0 0 Target Corp. COM 87612E106 339 3065 SH SOLE 3065 0 0 Tesla Motors Inc. COM 88160r101 2055 8211 SH SOLE 8211 0 0 Teva Pharmaceutical Industries COM 881624209 144 14100 SH SOLE 14100 0 0 The Walt Disney Co. COM 254687106 2155 26585 SH SOLE 26585 0 0 Thermo Fisher Scientific Inc. COM 883556102 1037 2048 SH SOLE 2048 0 0 UBS Group CHF0.10 COM H42097107 994 40330 SH SOLE 40330 0 0 UnitedHealth Group, Inc. COM 91324P102 7169 14218 SH SOLE 14218 0 0 VMWare, Inc. COM 928563402 482 2898 SH SOLE 2898 0 0 Verizon Communications Inc. COM 92343V104 360 11096 SH SOLE 11096 0 0 Visa, Inc. Cl A COM 92826C839 469 2039 SH SOLE 2039 0 0 Vishay Intertechnology Inc. COM 928298108 210 8500 SH SOLE 8500 0 0 Vodafone Group (ADR) COM 92857w308 98 10300 SH SOLE 10300 0 0 WPP PLC F Sponsored ADR COM 92937A102 221 4950 SH SOLE 4950 0 0 Wal-Mart Inc. COM 931142103 1660 10380 SH SOLE 10380 0 0 Warner Bros. Discovery Inc. Se COM 934423104 1748 160944 SH SOLE 160944 0 0 Waste Management Inc. COM 94106L109 831 5450 SH SOLE 5450 0 0 WeWork Inc. COM 96209A104 94 31351 SH SOLE 31351 0 0 Wells Fargo & Co. New COM 949746101 2257 55243 SH SOLE 55243 0 0 Wynn Resorts LTD COM 983134107 216 2340 SH SOLE 2340 0 0 Yum China Holdings Inc. COM 98850p109 597 10710 SH SOLE 10710 0 0 Yum! Brands, Inc. COM 988498101 1338 10710 SH SOLE 10710 0 0 eBay, Inc. COM 278642103 842 19105 SH SOLE 19105 0 0 ARK Innovations ETF COM 00214q104 286 7200 SH SOLE 7200 0 0 Avantis Emerging Markets Equit COM 025072604 3351 63482 SH SOLE 63482 0 0 Avantis International Equity E COM 025072703 2295 41237 SH SOLE 41237 0 0 Avantis International Large Ca COM 025072364 335 6955 SH SOLE 6955 0 0 Avantis International Small Ca COM 025072802 214 3700 SH SOLE 3700 0 0 Avantis Real Estate ETF COM 025072356 3922 104388 SH SOLE 104388 0 0 Avantis U.S. Equity ETF COM 025072885 4557 62205 SH SOLE 62205 0 0 Avantis U.S. Large Cap Value E COM 025072349 3878 73608 SH SOLE 73608 0 0 Avantis US Small Cap ValueETF COM 025072877 2212 28379 SH SOLE 28379 0 0 Capital Group Core PLU COM 14020Y102 294 13675 SH SOLE 13675 0 0 Capital Group Growth ETF COM 14020g101 480 19588 SH SOLE 19588 0 0 Capital Group International Fo COM 14019w109 17871 822030 SH SOLE 822030 0 0 Capital Group Short Duration I COM 14020Y409 1183 47240 SH SOLE 47240 0 0 Dimensional ETF Trust Global R COM 25434V658 1138 50765 SH SOLE 50765 0 0 Dimensional Emerging Core Equi COM 25434v302 7696 340981 SH SOLE 340981 0 0 Dimensional Emerging Mkts Core COM 25434V732 520 22300 SH SOLE 22300 0 0 Dimensional International Valu COM 25434v807 459 14065 SH SOLE 14065 0 0 Dimensional Intl Core Equity M COM 25434v203 2921 111885 SH SOLE 111885 0 0 Dimensional US Core Equity Mar COM 25434V104 394 13150 SH SOLE 13150 0 0 Dimensional US Large Cap Value COM 25434v666 209 8425 SH SOLE 8425 0 0 Dimensional US Target Value ET COM 25434v609 2227 48743 SH SOLE 48743 0 0 Direxion Daily Financial Bull COM 25459y694 705 12000 SH SOLE 12000 0 0 ETFMG Prime Mobile Payments ET COM 26924G409 1639 41928 SH SOLE 41928 0 0 Energy Select Sector SPDR COM 81369Y506 7734 85565 SH SOLE 85565 0 0 Financial Select Sector SPDR COM 81369Y605 1145 34513 SH SOLE 34513 0 0 Franklin FTSE Asia ex-Japan ET COM 35473p660 719 35356 SH SOLE 35356 0 0 Global X MLP & Energy Infrastr COM 37954y293 4068 95972 SH SOLE 95972 0 0 Global X Robotics & AI Themati COM 37954y715 7092 286880 SH SOLE 286880 0 0 Goldman Sachs Innovative Equit COM 38149W820 4284 91726 SH SOLE 91726 0 0 Harbor Dividend Growth Leaders COM 41151j703 151 12400 SH SOLE 12400 0 0 Harbor Long Term Growers ETF COM 41151j406 1558 87321 SH SOLE 87321 0 0 Health Care Sector Select SPDR COM 81369Y209 1103 8564 SH SOLE 8564 0 0 Industrial Select Sector SPDR COM 81369y704 1444 14245 SH SOLE 14245 0 0 Invesco Dynamic Leisure & Ente COM 46137V720 255 6660 SH SOLE 6660 0 0 Invesco KBW Bank ETF COM 46138e628 15318 382291 SH SOLE 382291 0 0 Invesco KBW Regional Banking COM 46138e578 288 6575 SH SOLE 6575 0 0 Invesco NASDAQ 100 ETF COM 46138G649 6109 41445 SH SOLE 41445 0 0 Invesco QQQ Trust Series 1 COM 46090e103 15357 42864 SH SOLE 42864 0 0 Invesco S&P 500 Pure Growth ET COM 46137v266 1604 53200 SH SOLE 53200 0 0 Invesco S&P 500 Pure Value ETF COM 46137v258 4707 63966 SH SOLE 63966 0 0 Invesco Water Resources COM 46137v142 266 5000 SH SOLE 5000 0 0 JP Morgan International Growth COM 46641Q324 640 11965 SH SOLE 11965 0 0 KraneShares CSI China Internet COM 500767306 1190 43470 SH SOLE 43470 0 0 Materials Select Sector SPDR E COM 81369Y100 952 12115 SH SOLE 12115 0 0 Pacer US Cash Cows 100 ETF COM 69374h881 239 4830 SH SOLE 4830 0 0 Robo Global Healthcare Tech & COM 301505723 4543 179830 SH SOLE 179830 0 0 Robo Global Robotics & Automat COM 301505707 1206 23944 SH SOLE 23944 0 0 Royce Value Trust Inc. COM 780910105 280 21785 SH SOLE 21785 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 202 4800 SH SOLE 4800 0 0 SPDR Dow Jones Global Real Est COM 78463x749 901 23575 SH SOLE 23575 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 663 1980 SH SOLE 1980 0 0 SPDR Gold Trust ETF COM 78463v107 366 2135 SH SOLE 2135 0 0 SPDR KBW Regional Banking ETF COM 78464A698 705 16890 SH SOLE 16890 0 0 SPDR Portfolio Devel. World EX COM 78463X889 2008 64750 SH SOLE 64750 0 0 SPDR Portfolio S&P 500 ETF COM 78464A854 7589 150995 SH SOLE 150995 0 0 SPDR S&P 400 Mid Cap ETF COM 78464a847 517 11805 SH SOLE 11805 0 0 SPDR S&P 400 Mid Cap Value ETF COM 78464A839 540 8330 SH SOLE 8330 0 0 SPDR S&P 500 Index ETF COM 78462F103 2570 6012 SH SOLE 6012 0 0 SPDR S&P Bank ETF COM 78464A797 213 5771 SH SOLE 5771 0 0 SPDR S&P Global Natural Resour COM 78463X541 3383 60711 SH SOLE 60711 0 0 SPDR S&P Kensho New Economies COM 78468R648 2894 73069 SH SOLE 73069 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 1130 2475 SH SOLE 2475 0 0 SPDR S&P Oil & Gas Explor & Pr COM 78468r556 223 1506 SH SOLE 1506 0 0 SPDR Series Trust Biotech COM 78464a870 754 10331 SH SOLE 10331 0 0 Schwab 1000 Index ETF COM 808524722 392 9500 SH SOLE 9500 0 0 Schwab Emerging Markets Equity COM 808524706 554 23132 SH SOLE 23132 0 0 Schwab Fundamental Intl Large COM 808524755 354 11170 SH SOLE 11170 0 0 Schwab Fundamental US Large Co COM 808524771 532 9500 SH SOLE 9500 0 0 Schwab International Equity ET COM 808524805 669 19700 SH SOLE 19700 0 0 Schwab International Small Cap COM 808524888 1060 32863 SH SOLE 32863 0 0 Schwab Strategic US Large Cap COM 808524300 410 5635 SH SOLE 5635 0 0 Schwab US Broad Market ETF COM 808524102 1127 22609 SH SOLE 22609 0 0 Schwab US Large Cap Value ETF COM 808524409 921 14288 SH SOLE 14288 0 0 Schwab US Mid Cap ETF COM 808524508 683 10088 SH SOLE 10088 0 0 Schwab US Small Cap ETF COM 808524607 813 19624 SH SOLE 19624 0 0 Select Sector SPDR TR Communic COM 81369y852 249 3800 SH SOLE 3800 0 0 Technology Select Sector SPDR COM 81369Y803 705 4300 SH SOLE 4300 0 0 The Emerging Mkts Internet & E COM 301505889 7349 250135 SH SOLE 250135 0 0 The Next Frontier Internet & E COM 301505590 119 11410 SH SOLE 11410 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 205 7600 SH SOLE 7600 0 0 Vanguard Dividend Appreciation COM 921908844 684 4405 SH SOLE 4405 0 0 Vanguard Emerging Markets ETF COM 922042858 3508 89455 SH SOLE 89455 0 0 Vanguard Energy ETF COM 92204A306 769 6070 SH SOLE 6070 0 0 Vanguard European ETF COM 922042874 1324 22850 SH SOLE 22850 0 0 Vanguard Extended Market Index COM 922908652 10184 71056 SH SOLE 71056 0 0 Vanguard FTSE All World Ex-US COM 922042775 4074 78540 SH SOLE 78540 0 0 Vanguard FTSE All-World Ex-US COM 922042718 1948 18347 SH SOLE 18347 0 0 Vanguard FTSE Developed Market COM 921943858 2310 52840 SH SOLE 52840 0 0 Vanguard Financials ETF COM 92204A405 4222 52565 SH SOLE 52565 0 0 Vanguard Global ex-US Real Est COM 922042676 2674 68688 SH SOLE 68688 0 0 Vanguard Growth ETF COM 922908736 3989 14647 SH SOLE 14647 0 0 Vanguard Health Care ETF COM 92204A504 1447 6154 SH SOLE 6154 0 0 Vanguard High Dividend Yield E COM 921946406 719 6955 SH SOLE 6955 0 0 Vanguard Index Fund Small Cap COM 922908611 737 4623 SH SOLE 4623 0 0 Vanguard Mega Cap 300 Growth I COM 921910816 6945 30610 SH SOLE 30610 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 504 3321 SH SOLE 3321 0 0 Vanguard Mega Cap 300 Value In COM 921910840 8622 85026 SH SOLE 85026 0 0 Vanguard Mid Cap Growth ETF COM 922908538 2332 11972 SH SOLE 11972 0 0 Vanguard Mid-Cap ETF COM 922908629 17129 82257 SH SOLE 82257 0 0 Vanguard Mid-Cap Value ETF COM 922908512 4580 34972 SH SOLE 34972 0 0 Vanguard REIT ETF COM 922908553 1475 19489 SH SOLE 19489 0 0 Vanguard S&P 500 ETF COM 922908363 9184 23386 SH SOLE 23386 0 0 Vanguard Small Cap ETF COM 922908751 2188 11572 SH SOLE 11572 0 0 Vanguard Small Cap Growth ETF COM 922908595 580 2706 SH SOLE 2706 0 0 Vanguard Total International S COM 921909768 3809 71178 SH SOLE 71178 0 0 Vanguard Total Stock Mkt ETF COM 922908769 2231 10505 SH SOLE 10505 0 0 Vanguard Value ETF COM 922908744 11858 85972 SH SOLE 85972 0 0 WisdomTree China Ex-State-Owne COM 97717X719 2470 83460 SH SOLE 83460 0 0 iShares Core Dividend Growth COM 46434v621 248 5000 SH SOLE 5000 0 0 iShares Core EAFE COM 46432F842 1429 22204 SH SOLE 22204 0 0 iShares Core High Dividend ETF COM 46429B663 287 2900 SH SOLE 2900 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 6859 144127 SH SOLE 144127 0 0 iShares Core S&P 500 ETF COM 464287200 6732 15677 SH SOLE 15677 0 0 iShares Core S&P Midcap ETF COM 464287507 5098 20446 SH SOLE 20446 0 0 iShares Core S&P Small Cap ETF COM 464287804 2140 22687 SH SOLE 22687 0 0 iShares Core S&P Total US Stoc COM 464287150 503 5344 SH SOLE 5344 0 0 iShares Core S&P US Growth ETF COM 464287671 404 4255 SH SOLE 4255 0 0 iShares DJ US Home Constructio COM 464288752 2521 32115 SH SOLE 32115 0 0 iShares Edge MSCI Intl Quality COM 46434V456 2345 69767 SH SOLE 69767 0 0 iShares Edge MSCI USA Quality COM 46432F339 3610 27391 SH SOLE 27391 0 0 iShares FTSE/Xinhua China 25 I COM 464287184 218 8200 SH SOLE 8200 0 0 iShares Global REIT ETF COM 46434V647 1746 82480 SH SOLE 82480 0 0 iShares MSCI AC Asia Ex-Japan COM 464288182 9186 144654 SH SOLE 144654 0 0 iShares MSCI Brazil Index ETF COM 464286400 1710 55769 SH SOLE 55769 0 0 iShares MSCI China ETF COM 46429b671 214 4950 SH SOLE 4950 0 0 iShares MSCI EAFE Growth ETF COM 464288885 1427 16530 SH SOLE 16530 0 0 iShares MSCI EAFE Index ETF COM 464287465 386 5600 SH SOLE 5600 0 0 iShares MSCI EAFE Value Index COM 464288877 3307 67592 SH SOLE 67592 0 0 iShares MSCI EMU Index Fund ET COM 464286608 843 19960 SH SOLE 19960 0 0 iShares MSCI Emerging Markets COM 464286426 224 3565 SH SOLE 3565 0 0 iShares MSCI Emerging Markets COM 464287234 323 8510 SH SOLE 8510 0 0 iShares MSCI Japan Index ETF COM 46434g822 594 9855 SH SOLE 9855 0 0 iShares MSCI Mexico Investible COM 464286822 215 3700 SH SOLE 3700 0 0 iShares Nasdaq Biotechnology COM 464287556 3189 26079 SH SOLE 26079 0 0 iShares Russell 1000 ETF COM 464287622 537 2286 SH SOLE 2286 0 0 iShares Russell 1000 Growth In COM 464287614 2421 9100 SH SOLE 9100 0 0 iShares Russell 1000 Value Ind COM 464287598 4294 28281 SH SOLE 28281 0 0 iShares Russell 2000 Index ETF COM 464287655 989 5597 SH SOLE 5597 0 0 iShares Russell 2000 Value Ind COM 464287630 747 5510 SH SOLE 5510 0 0 iShares Russell 3000 Index Fun COM 464287689 297 1210 SH SOLE 1210 0 0 iShares Russell Midcap Index F COM 464287499 369 5330 SH SOLE 5330 0 0 iShares Russell Midcap Value I COM 464287473 1906 18271 SH SOLE 18271 0 0 iShares S&P 100 Index ETF COM 464287101 820 4085 SH SOLE 4085 0 0 iShares S&P 500/Barra Growth E COM 464287309 901 13169 SH SOLE 13169 0 0 iShares S&P 500/Barra Value ET COM 464287408 2532 16460 SH SOLE 16460 0 0 iShares S&P Global Healthcare COM 464287325 280 3400 SH SOLE 3400 0 0 iShares S&P Global Technology COM 464287291 5023 86835 SH SOLE 86835 0 0 iShares S&P Midcap 400/Growth COM 464287606 883 12221 SH SOLE 12221 0 0 iShares S&P Midcap 400/Value E COM 464287705 3820 37852 SH SOLE 37852 0 0 iShares S&P Small Cap 600 Barr COM 464287887 274 2500 SH SOLE 2500 0 0 iShares S&P Small Cap 600 Valu COM 464287879 549 6150 SH SOLE 6150 0 0 iShares Trust - iShares Core U COM 464287663 357 4780 SH SOLE 4780 0 0 iShares Trust Core MSCI Total COM 46432F834 459 7648 SH SOLE 7648 0 0 JP Morgan Ultra Short Income F COM 46641q837 6679 133097 SH SOLE 133097 0 0 PCM Fund, Inc. COM 69323T101 1241 139400 SH SOLE 139400 0 0 PIMCO 0-5 Yr. High Yield Corp. COM 72201R783 767 8493 SH SOLE 8493 0 0 PIMCO Access Fund COM 72203T100 9003 648620 SH SOLE 648620 0 0 PIMCO Dynamic Income COM 72201y101 11467 663598 SH SOLE 663598 0 0 PIMCO Dynamic Income Opportuni COM 69355M107 12581 1058980 SH SOLE 1058980 0 0 PIMCO Short Maturity ETF COM 72201r833 6438 64289 SH SOLE 64289 0 0 PIMCO Total Return ETF COM 72201R775 214 2440 SH SOLE 2440 0 0 SPDR SSgA Ultra Short Term Bon COM 78467V707 471 11700 SH SOLE 11700 0 0 Vanguard Short Term Bond ETF COM 921937827 1959 26055 SH SOLE 26055 0 0 Vanguard Short-Term Corporate COM 92206c409 917 12205 SH SOLE 12205 0 0 Vanguard Total Bond Market ETF COM 921937835 4150 59475 SH SOLE 59475 0 0 Vanguard Ultra Short Bond ETF COM 92203c303 866 17600 SH SOLE 17600 0 0 iShares National Muni Bond ETF COM 464288414 1973 19242 SH SOLE 19242 0 0 iShares Short Maturity Bond ET COM 46431W507 520 10425 SH SOLE 10425 0 0 iShares Short Treasury Bond ET COM 464288679 1098 9940 SH SOLE 9940 0 0 iShares US PFD ETF US PFD STK COM 464288687 394 13055 SH SOLE 13055 0 0