VP/Chief Compliance Officer

0001339270-23-000003.txt : 20230726 0001339270-23-000003.hdr.sgml : 20230726 20230726093415 ACCESSION NUMBER: 0001339270-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230726 DATE AS OF CHANGE: 20230726 EFFECTIVENESS DATE: 20230726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 231110310 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001339270 XXXXXXXX 06-30-2023 06-30-2023 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne VP/Chief Compliance Officer 3016921225 Sandra G. Horne Bedford VA 07-26-2023 0 280 660100 false INFORMATION TABLE 2 inftable.xml SOL AUM AT&T, Inc. COM 00206R102 1061 66496 SH SOLE 66496 0 0 AbbVie Inc. COM 00287y109 222 1650 SH SOLE 1650 0 0 Agilent Technologies Inc. COM 00846U101 438 3646 SH SOLE 3646 0 0 Alibaba Group Holding Limited COM 01609w102 2714 32567 SH SOLE 32567 0 0 Alphabet Inc Cl A COM 02079k305 1446 12080 SH SOLE 12080 0 0 Alphabet Inc Cl C COM 02079k107 2203 18212 SH SOLE 18212 0 0 Amazon.Com Inc. COM 023135106 4017 30817 SH SOLE 30817 0 0 American Express Company COM 025816109 1986 11403 SH SOLE 11403 0 0 American International Group N COM 026874784 1858 32295 SH SOLE 32295 0 0 Amgen Inc. COM 031162100 468 2107 SH SOLE 2107 0 0 Apollo Commercial Real Estate COM 03762U105 466 41180 SH SOLE 41180 0 0 Apollo Global Management Inc. COM 03769m106 5653 73600 SH SOLE 73600 0 0 Apple Inc. COM 037833100 19300 99502 SH SOLE 99502 0 0 Applied Materials Inc COM 038222105 1099 7600 SH SOLE 7600 0 0 Autodesk Inc COM 052769106 291 1420 SH SOLE 1420 0 0 BHP Billiton Ltd Adr F Sponsor COM 088606108 201 3375 SH SOLE 3375 0 0 Banco Santander, S.A. (ADR) COM 05964h105 86 23077 SH SOLE 23077 0 0 Bank of America Corp. COM 060505104 4560 158957 SH SOLE 158957 0 0 Becton Dickinson & Co COM 075887109 711 2693 SH SOLE 2693 0 0 Berkshire Hathaway Cl B COM 084670702 2778 8147 SH SOLE 8147 0 0 Blackstone Group Inc. Cl A COM 09260D107 7201 77455 SH SOLE 77455 0 0 Boeing Company COM 097023105 2278 10790 SH SOLE 10790 0 0 Bristol-Myers Squibb Co. COM 110122108 779 12188 SH SOLE 12188 0 0 Brookfield Asset Management Cl COM 113004105 556 17040 SH SOLE 17040 0 0 Brookfield Corporation COM 11271J107 2523 74973 SH SOLE 74973 0 0 Byline Bancorp Inc. COM 124411109 819 45291 SH SOLE 45291 0 0 CSX Corp. COM 126408103 389 11400 SH SOLE 11400 0 0 CVS Health Corp. COM 126650100 2789 40346 SH SOLE 40346 0 0 Carlyle Group COM 14316J108 4733 148130 SH SOLE 148130 0 0 Caterpillar Inc. COM 149123101 1274 5177 SH SOLE 5177 0 0 Charles Schwab Corp. COM 808513105 2750 48516 SH SOLE 48516 0 0 Chevron Corporation COM 166764100 572 3634 SH SOLE 3634 0 0 Cisco Systems Inc COM 17275R102 2155 41656 SH SOLE 41656 0 0 Citigroup Inc. COM 172967424 1716 37275 SH SOLE 37275 0 0 Coca-Cola Co. COM 191216100 255 4239 SH SOLE 4239 0 0 Comcast Corp New Cl A COM 20030N101 2972 71526 SH SOLE 71526 0 0 ConocoPhillips COM 20825C104 664 6413 SH SOLE 6413 0 0 Costco Wholesale Corp. New COM 22160K105 2645 4912 SH SOLE 4912 0 0 DXC Technology Company Com. COM 23355l106 240 8979 SH SOLE 8979 0 0 Danaher Corporation COM 235851102 317 1320 SH SOLE 1320 0 0 Dell Inc COM 24703l202 328 6065 SH SOLE 6065 0 0 Diageo Plc New (ADR) COM 25243Q205 239 1380 SH SOLE 1380 0 0 DraftKings Inc Com Cl A COM 26142v105 1063 40000 SH SOLE 40000 0 0 Eli Lilly & Co. COM 532457108 211 450 SH SOLE 450 0 0 Exxon Mobil Corp. COM 30231G102 1000 9321 SH SOLE 9321 0 0 FedEx Corp. COM 31428X106 3410 13755 SH SOLE 13755 0 0 GE Healthcare Technologies Inc COM 36266g107 821 10111 SH SOLE 10111 0 0 General Electric Company COM 369604301 4301 39153 SH SOLE 39153 0 0 Goldman Sachs Group Inc. COM 38141G104 868 2690 SH SOLE 2690 0 0 HP Inc. COM 40434l105 1041 33886 SH SOLE 33886 0 0 Hewlett Packard Enterprise Com COM 42824c109 507 30192 SH SOLE 30192 0 0 Home Depot Inc. COM 437076102 4395 14147 SH SOLE 14147 0 0 Honeywell International Inc. COM 438516106 1723 8306 SH SOLE 8306 0 0 Host Hotels & Resorts, Inc. COM 44107P104 385 22856 SH SOLE 22856 0 0 Humana Inc. COM 444859102 989 2212 SH SOLE 2212 0 0 Intel Corp. COM 458140100 2347 70176 SH SOLE 70176 0 0 International Bancshares Corp. COM 459044103 11338 256525 SH SOLE 256525 0 0 International Business Machine COM 459200101 846 6321 SH SOLE 6321 0 0 JPMorgan Chase & Co. COM 46625H100 4906 33732 SH SOLE 33732 0 0 Johnson & Johnson COM 478160104 1448 8751 SH SOLE 8751 0 0 Johnson Controls Inc. COM g51502105 583 8556 SH SOLE 8556 0 0 KKR & Co. Inc. COM 48251w104 7371 131625 SH SOLE 131625 0 0 Koninklijke Philips Electronic COM 500472303 810 37322 SH SOLE 37322 0 0 Lockheed Martin Corp. COM 539830109 867 1883 SH SOLE 1883 0 0 Lowe's Companies, Inc. COM 548661107 740 3280 SH SOLE 3280 0 0 Lumen Technologies, Inc. COM 550241103 1027 454310 SH SOLE 454310 0 0 Marriott International, Inc. C COM 571903202 386 2100 SH SOLE 2100 0 0 Marsh & McLennan Companies, In COM 571748102 460 2445 SH SOLE 2445 0 0 McDonald's Corp. COM 580135101 2520 8446 SH SOLE 8446 0 0 McKesson Corp. COM 58155Q103 791 1850 SH SOLE 1850 0 0 Merck & Co. Inc. New COM 58933Y105 433 3752 SH SOLE 3752 0 0 Meta Platforms Inc. COM 30303m102 7361 25650 SH SOLE 25650 0 0 Microsoft Corp. COM 594918104 9837 28887 SH SOLE 28887 0 0 Morgan Stanley COM 617446448 256 3000 SH SOLE 3000 0 0 Motorola Solutions Inc. COM 620076307 297 1012 SH SOLE 1012 0 0 Netflix, Inc. COM 64110l106 2120 4813 SH SOLE 4813 0 0 Nike Inc. Cl B COM 654106103 653 5916 SH SOLE 5916 0 0 Nokia Corp (ADR) COM 654902204 486 116713 SH SOLE 116713 0 0 Oracle Corp. COM 68389X105 4008 33653 SH SOLE 33653 0 0 PNC Financial Services Group, COM 693475105 433 3440 SH SOLE 3440 0 0 Paramount Global Class B COM 92556h206 701 44049 SH SOLE 44049 0 0 Paypal Holdings Inc. COM 70450y103 1854 27791 SH SOLE 27791 0 0 Pepsico, Inc. COM 713448108 706 3809 SH SOLE 3809 0 0 Pfizer, Inc. COM 717081103 2666 72676 SH SOLE 72676 0 0 Philip Morris International In COM 718172109 485 4970 SH SOLE 4970 0 0 Procter & Gamble Co. COM 742718109 2416 15923 SH SOLE 15923 0 0 Qualcomm Inc. COM 747525103 1513 12710 SH SOLE 12710 0 0 Qurate Retail Group COM 74915m100 27 27000 SH SOLE 27000 0 0 Raytheon Technologies Corp COM 75513E101 432 4415 SH SOLE 4415 0 0 Rio Tinto Plc COM 767204100 252 3955 SH SOLE 3955 0 0 Roblox Corp Ordinary Shares Cl COM 771049103 2437 60473 SH SOLE 60473 0 0 SAP AG (ADR) COM 803054204 677 4948 SH SOLE 4948 0 0 SJW Group Com COM 784305104 421 6000 SH SOLE 6000 0 0 Schlumberger Ltd F COM 806857108 273 5550 SH SOLE 5550 0 0 Sempra Energy COM 816851109 217 1491 SH SOLE 1491 0 0 Shell PLC COM 780259305 1246 20628 SH SOLE 20628 0 0 Sony Corp. (ADR) COM 835699307 1444 16035 SH SOLE 16035 0 0 Stellantis N.V. COM N82405106 589 33600 SH SOLE 33600 0 0 TE Connectivity Ltd. F COM h84989104 1344 9590 SH SOLE 9590 0 0 Tapestry Inc. COM 876030107 337 7879 SH SOLE 7879 0 0 Target Corp. COM 87612E106 404 3065 SH SOLE 3065 0 0 Tesla Motors Inc. COM 88160r101 2149 8211 SH SOLE 8211 0 0 Teva Pharmaceutical Industries COM 881624209 106 14100 SH SOLE 14100 0 0 The Walt Disney Co. COM 254687106 2407 26965 SH SOLE 26965 0 0 Thermo Fisher Scientific Inc. COM 883556102 1079 2068 SH SOLE 2068 0 0 UBS Group CHF0.10 COM H42097107 802 39580 SH SOLE 39580 0 0 UnitedHealth Group, Inc. COM 91324P102 6913 14383 SH SOLE 14383 0 0 VMWare, Inc. COM 928563402 419 2917 SH SOLE 2917 0 0 Verizon Communications Inc. COM 92343V104 382 10266 SH SOLE 10266 0 0 Visa, Inc. Cl A COM 92826C839 484 2039 SH SOLE 2039 0 0 Vishay Intertechnology Inc. COM 928298108 250 8500 SH SOLE 8500 0 0 WPP PLC F Sponsored ADR COM 92937A102 363 6950 SH SOLE 6950 0 0 Wal-Mart Inc. COM 931142103 1647 10480 SH SOLE 10480 0 0 Warner Bros. Discovery Inc. Se COM 934423104 2021 161177 SH SOLE 161177 0 0 Waste Management Inc. COM 94106L109 945 5450 SH SOLE 5450 0 0 WeWork Inc. COM 96209A104 320 1254091 SH SOLE 1254091 0 0 Wells Fargo & Co. New COM 949746101 2358 55243 SH SOLE 55243 0 0 Wynn Resorts LTD COM 983134107 247 2340 SH SOLE 2340 0 0 Yum China Holdings Inc. COM 98850p109 605 10710 SH SOLE 10710 0 0 Yum! Brands, Inc. COM 988498101 1484 10710 SH SOLE 10710 0 0 eBay, Inc. COM 278642103 865 19355 SH SOLE 19355 0 0 ARK Innovations ETF COM 00214q104 318 7200 SH SOLE 7200 0 0 Avantis Emerging Markets Equit COM 025072604 3439 63903 SH SOLE 63903 0 0 Avantis International Equity E COM 025072703 2568 44732 SH SOLE 44732 0 0 Avantis International Large Ca COM 025072364 335 6895 SH SOLE 6895 0 0 Avantis International Small Ca COM 025072802 237 4125 SH SOLE 4125 0 0 Avantis Real Estate ETF COM 025072356 4550 111147 SH SOLE 111147 0 0 Avantis U.S. Equity ETF COM 025072885 4448 59157 SH SOLE 59157 0 0 Avantis U.S. Large Cap Value E COM 025072349 3194 59875 SH SOLE 59875 0 0 Avantis US Small Cap ValueETF COM 025072877 1539 19832 SH SOLE 19832 0 0 Capital Group Growth ETF COM 14020g101 487 19298 SH SOLE 19298 0 0 Capital Group International Fo COM 14019w109 18271 776834 SH SOLE 776834 0 0 Capital Group Short Duration I COM 14020Y409 1116 44435 SH SOLE 44435 0 0 Dimensional Emerging Core Equi COM 25434v302 8088 344755 SH SOLE 344755 0 0 Dimensional Emerging Mkts Core COM 25434V732 536 22300 SH SOLE 22300 0 0 Dimensional International Valu COM 25434v807 1294 39390 SH SOLE 39390 0 0 Dimensional Intl Core Equity M COM 25434v203 2545 93155 SH SOLE 93155 0 0 Dimensional US Core Equity Mar COM 25434V104 365 11775 SH SOLE 11775 0 0 Dimensional US Target Value ET COM 25434v609 2261 48743 SH SOLE 48743 0 0 Direxion Daily Financial Bull COM 25459y694 763 12000 SH SOLE 12000 0 0 ETFMG Prime Mobile Payments ET COM 26924G409 1976 46278 SH SOLE 46278 0 0 Energy Select Sector SPDR COM 81369Y506 7167 88300 SH SOLE 88300 0 0 Financial Select Sector SPDR COM 81369Y605 1175 34853 SH SOLE 34853 0 0 Franklin FTSE Asia ex-Japan ET COM 35473p660 728 34594 SH SOLE 34594 0 0 Global X MLP & Energy Infrastr COM 37954y293 4154 99926 SH SOLE 99926 0 0 Global X Robotics & AI Themati COM 37954y715 8286 288318 SH SOLE 288318 0 0 Goldman Sachs Innovative Equit COM 38149W820 4291 87338 SH SOLE 87338 0 0 Harbor Dividend Growth Leaders COM 41151j703 154 12250 SH SOLE 12250 0 0 Harbor Long Term Growers ETF COM 41151j406 1528 82389 SH SOLE 82389 0 0 Health Care Sector Select SPDR COM 81369Y209 1546 11646 SH SOLE 11646 0 0 Industrial Select Sector SPDR COM 81369y704 1566 14595 SH SOLE 14595 0 0 Invesco Dynamic Leisure & Ente COM 46137V720 292 6980 SH SOLE 6980 0 0 Invesco KBW Bank ETF COM 46138e628 15703 382526 SH SOLE 382526 0 0 Invesco KBW Regional Banking COM 46138e578 285 6575 SH SOLE 6575 0 0 Invesco NASDAQ 100 ETF COM 46138G649 6161 40541 SH SOLE 40541 0 0 Invesco QQQ Trust Series 1 COM 46090e103 15947 43167 SH SOLE 43167 0 0 Invesco S&P 500 Pure Growth ET COM 46137v266 1617 10600 SH SOLE 10600 0 0 Invesco S&P 500 Pure Value ETF COM 46137v258 4633 59736 SH SOLE 59736 0 0 Invesco Water Resources COM 46137v142 282 5000 SH SOLE 5000 0 0 JP Morgan International Growth COM 46641Q324 725 12265 SH SOLE 12265 0 0 KraneShares CSI China Internet COM 500767306 1571 58320 SH SOLE 58320 0 0 Materials Select Sector SPDR E COM 81369Y100 1031 12440 SH SOLE 12440 0 0 Robo Global Healthcare Tech & COM 301505723 5854 194606 SH SOLE 194606 0 0 Robo Global Robotics & Automat COM 301505707 1631 27844 SH SOLE 27844 0 0 Royce Value Trust Inc. COM 780910105 447 32402 SH SOLE 32402 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 221 4800 SH SOLE 4800 0 0 SPDR DJ International Real Est COM 78463X863 229 9255 SH SOLE 9255 0 0 SPDR Dow Jones Global Real Est COM 78463x749 1000 24343 SH SOLE 24343 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 1181 3435 SH SOLE 3435 0 0 SPDR Gold Trust ETF COM 78463v107 398 2235 SH SOLE 2235 0 0 SPDR KBW Regional Banking ETF COM 78464A698 761 18640 SH SOLE 18640 0 0 SPDR S&P 400 Mid Cap Value ETF COM 78464A839 673 9780 SH SOLE 9780 0 0 SPDR S&P 500 Index ETF COM 78462F103 3286 7412 SH SOLE 7412 0 0 SPDR S&P Bank ETF COM 78464A797 212 5881 SH SOLE 5881 0 0 SPDR S&P Global Natural Resour COM 78463X541 3412 63294 SH SOLE 63294 0 0 SPDR S&P Kensho New Economies COM 78468R648 3202 71804 SH SOLE 71804 0 0 SPDR S&P Metals and Mining ETF COM 78464A755 205 4025 SH SOLE 4025 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 1216 2540 SH SOLE 2540 0 0 SPDR Series Trust Biotech COM 78464a870 496 5963 SH SOLE 5963 0 0 Schwab 1000 Index ETF COM 808524722 509 11895 SH SOLE 11895 0 0 Schwab Emerging Markets Equity COM 808524706 583 23651 SH SOLE 23651 0 0 Schwab Fundamental Intl Large COM 808524755 366 11325 SH SOLE 11325 0 0 Schwab Fundamental US Large Co COM 808524771 556 9655 SH SOLE 9655 0 0 Schwab International Equity ET COM 808524805 682 19140 SH SOLE 19140 0 0 Schwab International Small Cap COM 808524888 1110 32863 SH SOLE 32863 0 0 Schwab Strategic US Large Cap COM 808524300 423 5645 SH SOLE 5645 0 0 Schwab US Broad Market ETF COM 808524102 1140 22056 SH SOLE 22056 0 0 Schwab US Large Cap Value ETF COM 808524409 964 14369 SH SOLE 14369 0 0 Schwab US Mid Cap ETF COM 808524508 717 10087 SH SOLE 10087 0 0 Schwab US Small Cap ETF COM 808524607 1451 33122 SH SOLE 33122 0 0 Select Sector SPDR TR Communic COM 81369y852 280 4295 SH SOLE 4295 0 0 Technology Select Sector SPDR COM 81369Y803 762 4382 SH SOLE 4382 0 0 The Emerging Mkts Internet & E COM 301505889 7585 258340 SH SOLE 258340 0 0 The Next Frontier Internet & E COM 301505590 123 11410 SH SOLE 11410 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 229 7600 SH SOLE 7600 0 0 Vanguard Dividend Appreciation COM 921908844 716 4405 SH SOLE 4405 0 0 Vanguard Emerging Markets ETF COM 922042858 4761 117040 SH SOLE 117040 0 0 Vanguard Energy ETF COM 92204A306 691 6120 SH SOLE 6120 0 0 Vanguard European ETF COM 922042874 2139 34675 SH SOLE 34675 0 0 Vanguard Extended Market Index COM 922908652 10738 72148 SH SOLE 72148 0 0 Vanguard FTSE All World Ex-US COM 922042775 5389 99040 SH SOLE 99040 0 0 Vanguard FTSE All-World Ex-US COM 922042718 2508 22697 SH SOLE 22697 0 0 Vanguard FTSE Developed Market COM 921943858 528 11440 SH SOLE 11440 0 0 Vanguard Financials ETF COM 92204A405 4786 58915 SH SOLE 58915 0 0 Vanguard Global ex-US Real Est COM 922042676 3233 80439 SH SOLE 80439 0 0 Vanguard Growth ETF COM 922908736 3724 13161 SH SOLE 13161 0 0 Vanguard Health Care ETF COM 92204A504 1483 6059 SH SOLE 6059 0 0 Vanguard High Dividend Yield E COM 921946406 918 8655 SH SOLE 8655 0 0 Vanguard Index Fund Small Cap COM 922908611 797 4818 SH SOLE 4818 0 0 Vanguard Large Cap Index FDS E COM 922908637 203 1000 SH SOLE 1000 0 0 Vanguard Mega Cap 300 Growth I COM 921910816 8754 37200 SH SOLE 37200 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 520 3321 SH SOLE 3321 0 0 Vanguard Mega Cap 300 Value In COM 921910840 9978 96161 SH SOLE 96161 0 0 Vanguard Mid Cap Growth ETF COM 922908538 2628 12772 SH SOLE 12772 0 0 Vanguard Mid-Cap ETF COM 922908629 18452 83811 SH SOLE 83811 0 0 Vanguard Mid-Cap Value ETF COM 922908512 5205 37612 SH SOLE 37612 0 0 Vanguard REIT ETF COM 922908553 2238 26782 SH SOLE 26782 0 0 Vanguard S&P 500 ETF COM 922908363 393 965 SH SOLE 965 0 0 Vanguard Small Cap ETF COM 922908751 2555 12845 SH SOLE 12845 0 0 Vanguard Small Cap Growth ETF COM 922908595 700 3046 SH SOLE 3046 0 0 Vanguard Total International S COM 921909768 3903 69597 SH SOLE 69597 0 0 Vanguard Total Stock Mkt ETF COM 922908769 3057 13880 SH SOLE 13880 0 0 Vanguard Value ETF COM 922908744 13661 96135 SH SOLE 96135 0 0 WisdomTree China Ex-State-Owne COM 97717X719 3412 111275 SH SOLE 111275 0 0 iShares Core Dividend Growth COM 46434v621 258 5000 SH SOLE 5000 0 0 iShares Core EAFE COM 46432F842 1687 24996 SH SOLE 24996 0 0 iShares Core High Dividend ETF COM 46429B663 292 2900 SH SOLE 2900 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 7862 159509 SH SOLE 159509 0 0 iShares Core S&P 500 ETF COM 464287200 4373 9811 SH SOLE 9811 0 0 iShares Core S&P Midcap ETF COM 464287507 5867 22436 SH SOLE 22436 0 0 iShares Core S&P Small Cap ETF COM 464287804 2273 22807 SH SOLE 22807 0 0 iShares Core S&P Total US Stoc COM 464287150 523 5344 SH SOLE 5344 0 0 iShares Core S&P US Growth ETF COM 464287671 415 4255 SH SOLE 4255 0 0 iShares DJ US Home Constructio COM 464288752 2972 34790 SH SOLE 34790 0 0 iShares Edge MSCI Intl Quality COM 46434V456 2298 64557 SH SOLE 64557 0 0 iShares Edge MSCI USA Quality COM 46432F339 3857 28599 SH SOLE 28599 0 0 iShares Global REIT ETF COM 46434V647 2117 92150 SH SOLE 92150 0 0 iShares MSCI AC Asia Ex-Japan COM 464288182 11247 169280 SH SOLE 169280 0 0 iShares MSCI Brazil Index ETF COM 464286400 1998 61620 SH SOLE 61620 0 0 iShares MSCI China ETF COM 46429b671 298 6650 SH SOLE 6650 0 0 iShares MSCI EAFE Growth ETF COM 464288885 1560 16355 SH SOLE 16355 0 0 iShares MSCI EAFE Index ETF COM 464287465 430 5927 SH SOLE 5927 0 0 iShares MSCI EAFE Value Index COM 464288877 3091 63167 SH SOLE 63167 0 0 iShares MSCI EMU Index Fund ET COM 464286608 1383 30185 SH SOLE 30185 0 0 iShares MSCI Emerging Markets COM 464287234 345 8710 SH SOLE 8710 0 0 iShares MSCI Japan Index ETF COM 46434g822 973 15725 SH SOLE 15725 0 0 iShares MSCI Mexico Investible COM 464286822 230 3700 SH SOLE 3700 0 0 iShares Nasdaq Biotechnology COM 464287556 3329 26220 SH SOLE 26220 0 0 iShares Russell 1000 ETF COM 464287622 557 2286 SH SOLE 2286 0 0 iShares Russell 1000 Growth In COM 464287614 2529 9190 SH SOLE 9190 0 0 iShares Russell 1000 Value Ind COM 464287598 5458 34581 SH SOLE 34581 0 0 iShares Russell 2000 Index ETF COM 464287655 1310 6995 SH SOLE 6995 0 0 iShares Russell 2000 Value Ind COM 464287630 825 5860 SH SOLE 5860 0 0 iShares Russell 3000 Index Fun COM 464287689 335 1317 SH SOLE 1317 0 0 iShares Russell Midcap Index F COM 464287499 389 5330 SH SOLE 5330 0 0 iShares Russell Midcap Value I COM 464287473 2100 19121 SH SOLE 19121 0 0 iShares S&P 100 Index ETF COM 464287101 846 4085 SH SOLE 4085 0 0 iShares S&P 500/Barra Growth E COM 464287309 927 13159 SH SOLE 13159 0 0 iShares S&P 500/Barra Value ET COM 464287408 2651 16445 SH SOLE 16445 0 0 iShares S&P Global Healthcare COM 464287325 289 3400 SH SOLE 3400 0 0 iShares S&P Global Technology COM 464287291 6383 102635 SH SOLE 102635 0 0 iShares S&P Midcap 400/Growth COM 464287606 1076 14341 SH SOLE 14341 0 0 iShares S&P Midcap 400/Value E COM 464287705 4161 38841 SH SOLE 38841 0 0 iShares S&P Small Cap 600 Barr COM 464287887 313 2725 SH SOLE 2725 0 0 iShares S&P Small Cap 600 Valu COM 464287879 601 6325 SH SOLE 6325 0 0 iShares Trust - iShares Core U COM 464287663 374 4780 SH SOLE 4780 0 0 iShares Trust Core MSCI Total COM 46432F834 479 7648 SH SOLE 7648 0 0 JP Morgan Ultra Short Income F COM 46641q837 7150 142605 SH SOLE 142605 0 0 PCM Fund, Inc. COM 69323T101 1357 140900 SH SOLE 140900 0 0 PIMCO 0-5 Yr. High Yield Corp. COM 72201R783 202 2218 SH SOLE 2218 0 0 PIMCO Access Fund COM 72203T100 9057 614010 SH SOLE 614010 0 0 PIMCO Dynamic Income COM 72201y101 11476 612075 SH SOLE 612075 0 0 PIMCO Dynamic Income Opportuni COM 69355M107 12307 942349 SH SOLE 942349 0 0 PIMCO Short Maturity ETF COM 72201r833 6730 67460 SH SOLE 67460 0 0 SPDR SSgA Ultra Short Term Bon COM 78467V707 471 11700 SH SOLE 11700 0 0 Vanguard Short-Term Corporate COM 92206c409 889 11753 SH SOLE 11753 0 0 Vanguard Ultra Short Bond ETF COM 92203c303 1480 30100 SH SOLE 30100 0 0 iShares Short Maturity Bond ET COM 46431W507 552 11105 SH SOLE 11105 0 0 iShares Short Treasury Bond ET COM 464288679 585 5300 SH SOLE 5300 0 0 iShares US PFD ETF US PFD STK COM 464288687 339 10945 SH SOLE 10945 0 0