VP/Chief Compliance Officer

0001339270-23-000002.txt : 20230419 0001339270-23-000002.hdr.sgml : 20230419 20230419155538 ACCESSION NUMBER: 0001339270-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230419 DATE AS OF CHANGE: 20230419 EFFECTIVENESS DATE: 20230419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 23830005 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001339270 XXXXXXXX 03-31-2023 03-31-2023 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne VP/Chief Compliance Officer 3016921225 Sandra G. Horne Bedford VA 04-19-2023 0 278 610209301 false INFORMATION TABLE 2 inftable.xml SOL AUM AT&T, Inc. COM 00206R102 1407089 73096 SH SOLE 73096 0 0 AbbVie Inc. COM 00287y109 235708 1479 SH SOLE 1479 0 0 Agilent Technologies Inc. COM 00846U101 504388 3646 SH SOLE 3646 0 0 Alibaba Group Holding Limited COM 01609w102 3225516 31567 SH SOLE 31567 0 0 Alphabet Inc Cl A COM 02079k305 1255133 12100 SH SOLE 12100 0 0 Alphabet Inc Cl C COM 02079k107 1906528 18332 SH SOLE 18332 0 0 Amazon.Com Inc. COM 023135106 3420655 33117 SH SOLE 33117 0 0 American Express Company COM 025816109 1881007 11403 SH SOLE 11403 0 0 American International Group N COM 026874784 1591124 31595 SH SOLE 31595 0 0 Amgen Inc. COM 031162100 509367 2107 SH SOLE 2107 0 0 Apollo Commercial Real Estate COM 03762U105 383386 41180 SH SOLE 41180 0 0 Apollo Global Management Inc. COM 03769m106 4594890 72750 SH SOLE 72750 0 0 Apple Inc. COM 037833100 15047439 91252 SH SOLE 91252 0 0 Applied Materials Inc COM 038222105 933508 7600 SH SOLE 7600 0 0 Autodesk Inc COM 052769106 295587 1420 SH SOLE 1420 0 0 BHP Billiton Ltd Adr F Sponsor COM 088606108 221935 3500 SH SOLE 3500 0 0 Banco Santander, S.A. (ADR) COM 05964h105 85154 23077 SH SOLE 23077 0 0 Bank of America Corp. COM 060505104 4536881 158632 SH SOLE 158632 0 0 Becton Dickinson & Co COM 075887109 666625 2693 SH SOLE 2693 0 0 Berkshire Hathaway Cl B COM 084670702 2461514 7972 SH SOLE 7972 0 0 Blackstone Group Inc. Cl A COM 09260D107 6765876 77025 SH SOLE 77025 0 0 Boeing Company COM 097023105 2304865 10850 SH SOLE 10850 0 0 Bristol-Myers Squibb Co. COM 110122108 879379 12688 SH SOLE 12688 0 0 Brookfield Asset Management Cl COM 113004105 565074 17270 SH SOLE 17270 0 0 Brookfield Corporation COM 11271J107 2608764 80048 SH SOLE 80048 0 0 Byline Bancorp Inc. COM 124411109 1054861 48791 SH SOLE 48791 0 0 CSX Corp. COM 126408103 341316 11400 SH SOLE 11400 0 0 CVS Health Corp. COM 126650100 2130879 28676 SH SOLE 28676 0 0 Carlyle Group COM 14316J108 4607130 148330 SH SOLE 148330 0 0 Caterpillar Inc. COM 149123101 1184705 5177 SH SOLE 5177 0 0 Charles Schwab Corp. COM 808513105 2194355 41893 SH SOLE 41893 0 0 Chevron Corporation COM 166764100 592923 3634 SH SOLE 3634 0 0 Cisco Systems Inc COM 17275R102 2177559 41656 SH SOLE 41656 0 0 Citigroup Inc. COM 172967424 1740791 37125 SH SOLE 37125 0 0 Coca-Cola Co. COM 191216100 262928 4239 SH SOLE 4239 0 0 Comcast Corp New Cl A COM 20030N101 2711551 71526 SH SOLE 71526 0 0 ConocoPhillips COM 20825C104 636234 6413 SH SOLE 6413 0 0 Costco Wholesale Corp. New COM 22160K105 2450563 4932 SH SOLE 4932 0 0 DXC Technology Company Com. COM 23355l106 269121 10529 SH SOLE 10529 0 0 Danaher Corporation COM 235851102 446111 1770 SH SOLE 1770 0 0 Dell Inc COM 24703l202 243874 6065 SH SOLE 6065 0 0 Diageo Plc New (ADR) COM 25243Q205 250028 1380 SH SOLE 1380 0 0 DraftKings Inc Com Cl A COM 26142v105 774400 40000 SH SOLE 40000 0 0 Exxon Mobil Corp. COM 30231G102 1044094 9521 SH SOLE 9521 0 0 FedEx Corp. COM 31428X106 3170299 13875 SH SOLE 13875 0 0 GE Healthcare Technologies Inc COM 36266g107 924478 11270 SH SOLE 11270 0 0 General Electric Company COM 369604301 3790827 39653 SH SOLE 39653 0 0 Goldman Sachs Group Inc. COM 38141G104 847215 2590 SH SOLE 2590 0 0 HP Inc. COM 40434l105 994554 33886 SH SOLE 33886 0 0 Hewlett Packard Enterprise Com COM 42824c109 482552 30292 SH SOLE 30292 0 0 Home Depot Inc. COM 437076102 4169160 14127 SH SOLE 14127 0 0 Honeywell International Inc. COM 438516106 1587443 8306 SH SOLE 8306 0 0 Host Hotels & Resorts, Inc. COM 44107P104 376895 22856 SH SOLE 22856 0 0 Humana Inc. COM 444859102 1073838 2212 SH SOLE 2212 0 0 Intel Corp. COM 458140100 2259986 69176 SH SOLE 69176 0 0 International Bancshares Corp. COM 459044103 10984400 256525 SH SOLE 256525 0 0 International Business Machine COM 459200101 848244 6471 SH SOLE 6471 0 0 JPMorgan Chase & Co. COM 46625H100 4395617 33732 SH SOLE 33732 0 0 Johnson & Johnson COM 478160104 1356369 8751 SH SOLE 8751 0 0 Johnson Controls Inc. COM g51502105 515242 8556 SH SOLE 8556 0 0 KKR & Co. Inc. COM 48251w104 6898765 131355 SH SOLE 131355 0 0 Koninklijke Philips Electronic COM 500472303 691079 37661 SH SOLE 37661 0 0 Lockheed Martin Corp. COM 539830109 961060 2033 SH SOLE 2033 0 0 Lowe's Companies, Inc. COM 548661107 655902 3280 SH SOLE 3280 0 0 Lumen Technologies, Inc. COM 550241103 1161415 438270 SH SOLE 438270 0 0 Marriott International, Inc. C COM 571903202 373590 2250 SH SOLE 2250 0 0 Marsh & McLennan Companies, In COM 571748102 407215 2445 SH SOLE 2445 0 0 McDonald's Corp. COM 580135101 2393741 8561 SH SOLE 8561 0 0 McKesson Corp. COM 58155Q103 671219 1885 SH SOLE 1885 0 0 Merck & Co. Inc. New COM 58933Y105 418325 3932 SH SOLE 3932 0 0 Meta Platforms Inc. COM 30303m102 5534177 26112 SH SOLE 26112 0 0 Microsoft Corp. COM 594918104 8104401 28111 SH SOLE 28111 0 0 Morgan Stanley COM 617446448 273936 3120 SH SOLE 3120 0 0 Motorola Solutions Inc. COM 620076307 289686 1012 SH SOLE 1012 0 0 Netflix, Inc. COM 64110l106 1674887 4848 SH SOLE 4848 0 0 Nike Inc. Cl B COM 654106103 737802 6016 SH SOLE 6016 0 0 Nokia Corp (ADR) COM 654902204 738037 150313 SH SOLE 150313 0 0 Oracle Corp. COM 68389X105 3172568 34143 SH SOLE 34143 0 0 PNC Financial Services Group, COM 693475105 437224 3440 SH SOLE 3440 0 0 Paramount Global Class B COM 92556h206 846977 37964 SH SOLE 37964 0 0 Paypal Holdings Inc. COM 70450y103 2179934 28706 SH SOLE 28706 0 0 Pepsico, Inc. COM 713448108 694381 3809 SH SOLE 3809 0 0 Pfizer, Inc. COM 717081103 2211914 54214 SH SOLE 54214 0 0 Philip Morris International In COM 718172109 502818 5170 SH SOLE 5170 0 0 Procter & Gamble Co. COM 742718109 2367591 15923 SH SOLE 15923 0 0 Qualcomm Inc. COM 747525103 1621542 12710 SH SOLE 12710 0 0 Qurate Retail Group COM 74915m100 26671 27000 SH SOLE 27000 0 0 Raytheon Technologies Corp COM 75513E101 432361 4415 SH SOLE 4415 0 0 Rio Tinto Plc COM 767204100 262395 3825 SH SOLE 3825 0 0 Roblox Corp Ordinary Shares Cl COM 771049103 2720076 60473 SH SOLE 60473 0 0 SAP AG (ADR) COM 803054204 632497 4998 SH SOLE 4998 0 0 SJW Group Com COM 784305104 456817 6000 SH SOLE 6000 0 0 Schlumberger Ltd F COM 806857108 279624 5695 SH SOLE 5695 0 0 Sempra Energy COM 816851109 225395 1491 SH SOLE 1491 0 0 Shell PLC COM 780259305 1205636 20953 SH SOLE 20953 0 0 Sony Corp. (ADR) COM 835699307 1453573 16035 SH SOLE 16035 0 0 Stellantis N.V. COM N82405106 611184 33600 SH SOLE 33600 0 0 TE Connectivity Ltd. F COM h84989104 1257728 9590 SH SOLE 9590 0 0 Tapestry Inc. COM 876030107 339664 7879 SH SOLE 7879 0 0 Target Corp. COM 87612E106 343682 2075 SH SOLE 2075 0 0 Tesla Motors Inc. COM 88160r101 1713827 8261 SH SOLE 8261 0 0 Teva Pharmaceutical Industries COM 881624209 108147 12220 SH SOLE 12220 0 0 The Walt Disney Co. COM 254687106 2644637 26412 SH SOLE 26412 0 0 Thermo Fisher Scientific Inc. COM 883556102 1191933 2068 SH SOLE 2068 0 0 UBS Group CHF0.10 COM H42097107 844637 39580 SH SOLE 39580 0 0 UnitedHealth Group, Inc. COM 91324P102 6622404 14013 SH SOLE 14013 0 0 VMWare, Inc. COM 928563402 364187 2917 SH SOLE 2917 0 0 Verizon Communications Inc. COM 92343V104 278686 7166 SH SOLE 7166 0 0 Visa, Inc. Cl A COM 92826C839 459713 2039 SH SOLE 2039 0 0 WPP PLC F Sponsored ADR COM 92937A102 413664 6950 SH SOLE 6950 0 0 Wal-Mart Inc. COM 931142103 1562970 10600 SH SOLE 10600 0 0 Warner Bros. Discovery Inc. Se COM 934423104 2447363 162077 SH SOLE 162077 0 0 Waste Management Inc. COM 94106L109 889276 5450 SH SOLE 5450 0 0 WeWork Inc. COM 96209A104 974805 1254091 SH SOLE 1254091 0 0 Wells Fargo & Co. New COM 949746101 2069667 55368 SH SOLE 55368 0 0 Yum China Holdings Inc. COM 98850p109 680175 10730 SH SOLE 10730 0 0 Yum! Brands, Inc. COM 988498101 1429106 10820 SH SOLE 10820 0 0 eBay, Inc. COM 278642103 858781 19355 SH SOLE 19355 0 0 ARK Innovations ETF COM 00214q104 290448 7200 SH SOLE 7200 0 0 Avantis Emerging Markets Equit COM 025072604 3301500 62422 SH SOLE 62422 0 0 Avantis International Equity E COM 025072703 2469513 43302 SH SOLE 43302 0 0 Avantis International Large Ca COM 025072364 307452 6380 SH SOLE 6380 0 0 Avantis International Small Ca COM 025072802 241230 4125 SH SOLE 4125 0 0 Avantis Real Estate ETF COM 025072356 3841559 92657 SH SOLE 92657 0 0 Avantis U.S. Equity ETF COM 025072885 3984874 56220 SH SOLE 56220 0 0 Avantis U.S. Large Cap Value E COM 025072349 2930903 57345 SH SOLE 57345 0 0 Avantis US Small Cap ValueETF COM 025072877 1286200 17367 SH SOLE 17367 0 0 Capital Group Growth ETF COM 14020g101 328590 14630 SH SOLE 14630 0 0 Capital Group International Fo COM 14019w109 16476634 710506 SH SOLE 710506 0 0 Capital Group Short Duration I COM 14020Y409 937104 36725 SH SOLE 36725 0 0 Dimensional Emerging Core Equi COM 25434v302 7687345 333942 SH SOLE 333942 0 0 Dimensional Emerging Mkts Core COM 25434V732 526057 22300 SH SOLE 22300 0 0 Dimensional International Valu COM 25434v807 1253425 38890 SH SOLE 38890 0 0 Dimensional Intl Core Equity M COM 25434v203 2386288 88545 SH SOLE 88545 0 0 Dimensional US Core Equity Mar COM 25434V104 338767 11775 SH SOLE 11775 0 0 Dimensional US Target Value ET COM 25434v609 2108988 47393 SH SOLE 47393 0 0 Direxion Daily Financial Bull COM 25459y694 692040 12000 SH SOLE 12000 0 0 ETFMG Prime Mobile Payments ET COM 26924G409 1882776 45183 SH SOLE 45183 0 0 Energy Select Sector SPDR COM 81369Y506 7484519 90360 SH SOLE 90360 0 0 Financial Select Sector SPDR COM 81369Y605 1204114 37453 SH SOLE 37453 0 0 Franklin FTSE Asia ex-Japan ET COM 35473p660 762393 35659 SH SOLE 35659 0 0 Global X MLP & Energy Infrastr COM 37954y293 4086126 102281 SH SOLE 102281 0 0 Global X Robotics & AI Themati COM 37954y715 7352236 288323 SH SOLE 288323 0 0 Global X Silver Miners ETF COM 37954y848 226744 7381 SH SOLE 7381 0 0 Goldman Sachs Innovative Equit COM 38149W820 4037548 87030 SH SOLE 87030 0 0 Harbor Long Term Growers ETF COM 41151j406 1130560 70134 SH SOLE 70134 0 0 Health Care Sector Select SPDR COM 81369Y209 1485165 11472 SH SOLE 11472 0 0 Industrial Select Sector SPDR COM 81369y704 1527312 15095 SH SOLE 15095 0 0 Invesco Dynamic Leisure & Ente COM 46137V720 284016 6980 SH SOLE 6980 0 0 Invesco KBW Bank ETF COM 46138e628 13545650 322746 SH SOLE 322746 0 0 Invesco KBW Regional Banking COM 46138e578 303305 6575 SH SOLE 6575 0 0 Invesco NASDAQ 100 ETF COM 46138G649 5153406 39038 SH SOLE 39038 0 0 Invesco QQQ Trust Series 1 COM 46090e103 13881185 43253 SH SOLE 43253 0 0 Invesco S&P 500 Pure Growth ET COM 46137v266 1523491 10080 SH SOLE 10080 0 0 Invesco S&P 500 Pure Value ETF COM 46137v258 3952948 52081 SH SOLE 52081 0 0 Invesco Water Resources COM 46137v142 266750 5000 SH SOLE 5000 0 0 JP Morgan International Growth COM 46641Q324 623612 10730 SH SOLE 10730 0 0 KraneShares CSI China Internet COM 500767306 1706717 54720 SH SOLE 54720 0 0 Materials Select Sector SPDR E COM 81369Y100 1003410 12440 SH SOLE 12440 0 0 Robo Global Healthcare Tech & COM 301505723 5852799 196346 SH SOLE 196346 0 0 Robo Global Robotics & Automat COM 301505707 1518972 27759 SH SOLE 27759 0 0 Royce Value Trust Inc. COM 780910105 439410 32381 SH SOLE 32381 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 215520 4800 SH SOLE 4800 0 0 SPDR DJ International Real Est COM 78463X863 243221 9255 SH SOLE 9255 0 0 SPDR Dow Jones Global Real Est COM 78463x749 1085307 26368 SH SOLE 26368 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 1192443 3585 SH SOLE 3585 0 0 SPDR Gold Trust ETF COM 78463v107 463547 2530 SH SOLE 2530 0 0 SPDR KBW Regional Banking ETF COM 78464A698 723251 16490 SH SOLE 16490 0 0 SPDR S&P 400 Mid Cap Value ETF COM 78464A839 652870 9880 SH SOLE 9880 0 0 SPDR S&P 500 Index ETF COM 78462F103 2644250 6459 SH SOLE 6459 0 0 SPDR S&P Bank ETF COM 78464A797 202069 5451 SH SOLE 5451 0 0 SPDR S&P Global Natural Resour COM 78463X541 3761032 65879 SH SOLE 65879 0 0 SPDR S&P Kensho New Economies COM 78468R648 3126451 73219 SH SOLE 73219 0 0 SPDR S&P Metals and Mining ETF COM 78464A755 213969 4025 SH SOLE 4025 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 1164361 2540 SH SOLE 2540 0 0 SPDR Series Trust Biotech COM 78464a870 372286 4885 SH SOLE 4885 0 0 Schwab 1000 Index ETF COM 808524722 490222 12395 SH SOLE 12395 0 0 Schwab Emerging Markets Equity COM 808524706 444139 18113 SH SOLE 18113 0 0 Schwab Fundamental Intl Large COM 808524755 354133 11325 SH SOLE 11325 0 0 Schwab Fundamental US Large Co COM 808524771 530253 9655 SH SOLE 9655 0 0 Schwab International Equity ET COM 808524805 677671 19473 SH SOLE 19473 0 0 Schwab International Small Cap COM 808524888 1112868 33013 SH SOLE 33013 0 0 Schwab Strategic US Large Cap COM 808524300 389391 5975 SH SOLE 5975 0 0 Schwab US Broad Market ETF COM 808524102 1070127 22364 SH SOLE 22364 0 0 Schwab US Large Cap Value ETF COM 808524409 942385 14370 SH SOLE 14370 0 0 Schwab US Mid Cap ETF COM 808524508 730512 10767 SH SOLE 10767 0 0 Schwab US Small Cap ETF COM 808524607 1914002 45648 SH SOLE 45648 0 0 Select Sector SPDR TR Communic COM 81369y852 248981 4295 SH SOLE 4295 0 0 Technology Select Sector SPDR COM 81369Y803 661726 4382 SH SOLE 4382 0 0 The Emerging Mkts Internet & E COM 301505889 8150860 254000 SH SOLE 254000 0 0 The Next Frontier Internet & E COM 301505590 119225 11410 SH SOLE 11410 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 245860 7600 SH SOLE 7600 0 0 Vanguard Dividend Appreciation COM 921908844 689811 4479 SH SOLE 4479 0 0 Vanguard Emerging Markets ETF COM 922042858 4957874 122720 SH SOLE 122720 0 0 Vanguard Energy ETF COM 92204A306 753347 6595 SH SOLE 6595 0 0 Vanguard European ETF COM 922042874 2113441 34675 SH SOLE 34675 0 0 Vanguard Extended Market Index COM 922908652 9479483 67614 SH SOLE 67614 0 0 Vanguard FTSE All World Ex-US COM 922042775 5295669 99040 SH SOLE 99040 0 0 Vanguard FTSE All-World Ex-US COM 922042718 2419338 22147 SH SOLE 22147 0 0 Vanguard FTSE Developed Market COM 921943858 520133 11515 SH SOLE 11515 0 0 Vanguard Financials ETF COM 92204A405 4524630 58090 SH SOLE 58090 0 0 Vanguard Global ex-US Real Est COM 922042676 3242111 79914 SH SOLE 79914 0 0 Vanguard Growth ETF COM 922908736 3297846 13221 SH SOLE 13221 0 0 Vanguard Health Care ETF COM 92204A504 1344676 5639 SH SOLE 5639 0 0 Vanguard High Dividend Yield E COM 921946406 794942 7535 SH SOLE 7535 0 0 Vanguard Index Fund Small Cap COM 922908611 713309 4493 SH SOLE 4493 0 0 Vanguard Large Cap Index FDS E COM 922908637 280215 1500 SH SOLE 1500 0 0 Vanguard Mega Cap 300 Growth I COM 921910816 7585276 37090 SH SOLE 37090 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 475368 3321 SH SOLE 3321 0 0 Vanguard Mega Cap 300 Value In COM 921910840 9653067 95556 SH SOLE 95556 0 0 Vanguard Mid Cap Growth ETF COM 922908538 2438464 12512 SH SOLE 12512 0 0 Vanguard Mid-Cap ETF COM 922908629 17612031 83501 SH SOLE 83501 0 0 Vanguard Mid-Cap Value ETF COM 922908512 4876394 36372 SH SOLE 36372 0 0 Vanguard REIT ETF COM 922908553 2210691 26622 SH SOLE 26622 0 0 Vanguard S&P 500 ETF COM 922908363 377574 1004 SH SOLE 1004 0 0 Vanguard Small Cap ETF COM 922908751 2546359 13433 SH SOLE 13433 0 0 Vanguard Small Cap Growth ETF COM 922908595 588852 2721 SH SOLE 2721 0 0 Vanguard Total International S COM 921909768 3887723 70417 SH SOLE 70417 0 0 Vanguard Total Stock Mkt ETF COM 922908769 2985983 14630 SH SOLE 14630 0 0 Vanguard Value ETF COM 922908744 13089513 94776 SH SOLE 94776 0 0 WisdomTree China Ex-State-Owne COM 97717X719 3726468 107144 SH SOLE 107144 0 0 iShares Core Dividend Growth COM 46434v621 249950 5000 SH SOLE 5000 0 0 iShares Core EAFE COM 46432F842 1665434 24913 SH SOLE 24913 0 0 iShares Core High Dividend ETF COM 46429B663 294814 2900 SH SOLE 2900 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 7844895 160789 SH SOLE 160789 0 0 iShares Core Russell US Growth COM 464287671 377716 4255 SH SOLE 4255 0 0 iShares Core S&P 500 ETF COM 464287200 3787280 9213 SH SOLE 9213 0 0 iShares Core S&P Midcap ETF COM 464287507 5568061 22258 SH SOLE 22258 0 0 iShares Core S&P Small Cap ETF COM 464287804 2147417 22207 SH SOLE 22207 0 0 iShares Core S&P Total US Stoc COM 464287150 482631 5330 SH SOLE 5330 0 0 iShares DJ US Home Constructio COM 464288752 2445389 34790 SH SOLE 34790 0 0 iShares Edge MSCI Intl Quality COM 46434V456 2271626 64352 SH SOLE 64352 0 0 iShares Edge MSCI USA Quality COM 46432F339 3363030 27107 SH SOLE 27107 0 0 iShares Global REIT ETF COM 46434V647 1696820 74000 SH SOLE 74000 0 0 iShares MSCI AC Asia Ex-Japan COM 464288182 10224683 150651 SH SOLE 150651 0 0 iShares MSCI Brazil Index ETF COM 464286400 1698792 62045 SH SOLE 62045 0 0 iShares MSCI China ETF COM 46429b671 291856 5850 SH SOLE 5850 0 0 iShares MSCI EAFE Growth ETF COM 464288885 1510122 16120 SH SOLE 16120 0 0 iShares MSCI EAFE Index ETF COM 464287465 443424 6200 SH SOLE 6200 0 0 iShares MSCI EAFE Value Index COM 464288877 2939802 60577 SH SOLE 60577 0 0 iShares MSCI EMU Index Fund ET COM 464286608 1360740 30185 SH SOLE 30185 0 0 iShares MSCI Emerging Markets COM 464287234 428536 10860 SH SOLE 10860 0 0 iShares MSCI Japan Index ETF COM 46434g822 922900 15725 SH SOLE 15725 0 0 iShares MSCI Mexico Investible COM 464286822 220261 3700 SH SOLE 3700 0 0 iShares Nasdaq Biotechnology COM 464287556 3270460 25321 SH SOLE 25321 0 0 iShares Russell 1000 ETF COM 464287622 514876 2286 SH SOLE 2286 0 0 iShares Russell 1000 Growth In COM 464287614 2245393 9190 SH SOLE 9190 0 0 iShares Russell 1000 Value Ind COM 464287598 5288142 34731 SH SOLE 34731 0 0 iShares Russell 2000 Index ETF COM 464287655 1562962 8761 SH SOLE 8761 0 0 iShares Russell 2000 Value Ind COM 464287630 805678 5880 SH SOLE 5880 0 0 iShares Russell 3000 Index Fun COM 464287689 310035 1317 SH SOLE 1317 0 0 iShares Russell Midcap Index F COM 464287499 372674 5330 SH SOLE 5330 0 0 iShares Russell Midcap Value I COM 464287473 2030650 19121 SH SOLE 19121 0 0 iShares S&P 100 Index ETF COM 464287101 764058 4085 SH SOLE 4085 0 0 iShares S&P 500/Barra Growth E COM 464287309 860534 13469 SH SOLE 13469 0 0 iShares S&P 500/Barra Value ET COM 464287408 2565958 16908 SH SOLE 16908 0 0 iShares S&P Global Healthcare COM 464287325 283424 3400 SH SOLE 3400 0 0 iShares S&P Global Technology COM 464287291 5693395 104735 SH SOLE 104735 0 0 iShares S&P Midcap 400/Growth COM 464287606 987625 13811 SH SOLE 13811 0 0 iShares S&P Midcap 400/Value E COM 464287705 3814411 37116 SH SOLE 37116 0 0 iShares S&P Small Cap 600 Barr COM 464287887 297388 2705 SH SOLE 2705 0 0 iShares S&P Small Cap 600 Valu COM 464287879 575578 6150 SH SOLE 6150 0 0 iShares Silver Trust COM 46428q109 221200 10000 SH SOLE 10000 0 0 iShares Trust - iShares Core U COM 464287663 352668 4780 SH SOLE 4780 0 0 iShares Trust Core MSCI Total COM 46432F834 473794 7648 SH SOLE 7648 0 0 JP Morgan Ultra Short Income F COM 46641q837 4598644 91388 SH SOLE 91388 0 0 PCM Fund, Inc. COM 69323T101 1203218 142900 SH SOLE 142900 0 0 PIMCO 0-5 Yr. High Yield Corp. COM 72201R783 202526 2218 SH SOLE 2218 0 0 PIMCO Access Fund COM 72203T100 8323202 560485 SH SOLE 560485 0 0 PIMCO Dynamic Income COM 72201y101 5770112 320206 SH SOLE 320206 0 0 PIMCO Dynamic Income Opportuni COM 69355M107 12988492 1047459 SH SOLE 1047459 0 0 PIMCO Short Maturity ETF COM 72201r833 6206202 62531 SH SOLE 62531 0 0 SPDR SSgA Ultra Short Term Bon COM 78467V707 491050 12200 SH SOLE 12200 0 0 Vanguard Short-Term Corporate COM 92206c409 469043 6153 SH SOLE 6153 0 0 Vanguard Ultra Short Bond ETF COM 92203c303 344680 7000 SH SOLE 7000 0 0 iShares Short Maturity Bond ET COM 46431W507 554776 11185 SH SOLE 11185 0 0 iShares Short Treasury Bond ET COM 464288679 313267 2835 SH SOLE 2835 0 0 iShares US PFD ETF US PFD STK COM 464288687 970005 31070 SH SOLE 31070 0 0