VP/Chief Compliance Officer

0001339270-22-000004.txt : 20221012 0001339270-22-000004.hdr.sgml : 20221012 20221012164007 ACCESSION NUMBER: 0001339270-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221012 DATE AS OF CHANGE: 20221012 EFFECTIVENESS DATE: 20221012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 221307204 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001339270 XXXXXXXX 09-30-2022 09-30-2022 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne VP/Chief Compliance Officer 3016921225 Sandra G. Horne Bedford VA 10-12-2022 0 265 480812 false INFORMATION TABLE 2 inftable.xml SOL AUM AT&T, Inc. COM 00206R102 1313 85586 SH SOLE 85586 0 0 Agilent Technologies Inc. COM 00846U101 443 3646 SH SOLE 3646 0 0 Alibaba Group Holding Limited COM 01609w102 2707 33842 SH SOLE 33842 0 0 Alphabet Inc Cl A COM 02079k305 1018 10640 SH SOLE 10640 0 0 Alphabet Inc Cl C COM 02079k107 1223 12715 SH SOLE 12715 0 0 Amazon.Com Inc. COM 023135106 1238 10960 SH SOLE 10960 0 0 American Express Company COM 025816109 1538 11403 SH SOLE 11403 0 0 American International Group N COM 026874784 1512 31845 SH SOLE 31845 0 0 Amgen Inc. COM 031162100 475 2107 SH SOLE 2107 0 0 Apollo Commercial Real Estate COM 03762U105 228 27500 SH SOLE 27500 0 0 Apollo Global Management Inc. COM 03769m106 3222 69290 SH SOLE 69290 0 0 Apple Inc. COM 037833100 13873 100381 SH SOLE 100381 0 0 Applied Materials Inc COM 038222105 623 7600 SH SOLE 7600 0 0 Autodesk Inc COM 052769106 265 1420 SH SOLE 1420 0 0 BHP Billiton Ltd Adr F Sponsor COM 088606108 225 4500 SH SOLE 4500 0 0 Banco Santander, S.A. (ADR) COM 05964h105 54 23077 SH SOLE 23077 0 0 Bank of America Corp. COM 060505104 4791 158632 SH SOLE 158632 0 0 Becton Dickinson & Co COM 075887109 600 2693 SH SOLE 2693 0 0 Berkshire Hathaway Cl B COM 084670702 2158 8083 SH SOLE 8083 0 0 Blackstone Group Inc. Cl A COM 09260D107 5574 66600 SH SOLE 66600 0 0 Blackstone Mortgage Trust, Inc COM 09257W100 322 13800 SH SOLE 13800 0 0 Boeing Company COM 097023105 1361 11240 SH SOLE 11240 0 0 Bristol-Myers Squibb Co. COM 110122108 919 12928 SH SOLE 12928 0 0 Brookfield Asset Management Cl COM 112585104 2484 60737 SH SOLE 60737 0 0 Byline Bancorp Inc. COM 124411109 1089 53791 SH SOLE 53791 0 0 CSX Corp. COM 126408103 304 11400 SH SOLE 11400 0 0 CVS Health Corp. COM 126650100 2592 27176 SH SOLE 27176 0 0 Carlyle Group COM 14316J108 3410 131960 SH SOLE 131960 0 0 Caterpillar Inc. COM 149123101 867 5287 SH SOLE 5287 0 0 Charles Schwab Corp. COM 808513105 2968 41298 SH SOLE 41298 0 0 Chevron Corporation COM 166764100 544 3784 SH SOLE 3784 0 0 Cisco Systems Inc COM 17275R102 1666 41656 SH SOLE 41656 0 0 Citigroup Inc. COM 172967424 1624 38975 SH SOLE 38975 0 0 Coca-Cola Co. COM 191216100 237 4239 SH SOLE 4239 0 0 Comcast Corp New Cl A COM 20030N101 1826 62246 SH SOLE 62246 0 0 ConocoPhillips COM 20825C104 662 6468 SH SOLE 6468 0 0 Costco Wholesale Corp. New COM 22160K105 2339 4952 SH SOLE 4952 0 0 DXC Technology Company Com. COM 23355l106 258 10529 SH SOLE 10529 0 0 Danaher Corporation COM 235851102 457 1770 SH SOLE 1770 0 0 Delaware Enhanced Global Divid COM 246060107 68 10000 SH SOLE 10000 0 0 Dell Inc COM 24703l202 207 6065 SH SOLE 6065 0 0 Diageo Plc New (ADR) COM 25243Q205 234 1380 SH SOLE 1380 0 0 DraftKings Inc Com Cl A COM 26142v105 606 40000 SH SOLE 40000 0 0 Exxon Mobil Corp. COM 30231G102 964 11043 SH SOLE 11043 0 0 FedEx Corp. COM 31428X106 1981 13345 SH SOLE 13345 0 0 General Electric Company COM 369604301 2509 40519 SH SOLE 40519 0 0 Goldman Sachs Group Inc. COM 38141G104 722 2465 SH SOLE 2465 0 0 HP Inc. COM 40434l105 852 34186 SH SOLE 34186 0 0 Hewlett Packard Enterprise Com COM 42824c109 365 30492 SH SOLE 30492 0 0 Home Depot Inc. COM 437076102 3753 13602 SH SOLE 13602 0 0 Honeywell International Inc. COM 438516106 1387 8306 SH SOLE 8306 0 0 Host Hotels & Resorts, Inc. COM 44107P104 363 22856 SH SOLE 22856 0 0 Humana Inc. COM 444859102 1073 2212 SH SOLE 2212 0 0 Intel Corp. COM 458140100 1713 66481 SH SOLE 66481 0 0 International Bancshares Corp. COM 459044103 10998 258775 SH SOLE 258775 0 0 International Business Machine COM 459200101 810 6821 SH SOLE 6821 0 0 JPMorgan Chase & Co. COM 46625H100 3522 33707 SH SOLE 33707 0 0 Johnson & Johnson COM 478160104 1451 8881 SH SOLE 8881 0 0 Johnson Controls Inc. COM g51502105 421 8556 SH SOLE 8556 0 0 KKR & Co. Inc. COM 48251w104 5423 126120 SH SOLE 126120 0 0 Koninklijke Philips Electronic COM 500472303 975 63333 SH SOLE 63333 0 0 Lockheed Martin Corp. COM 539830109 801 2073 SH SOLE 2073 0 0 Lowe's Companies, Inc. COM 548661107 616 3280 SH SOLE 3280 0 0 Lumen Technologies, Inc. COM 550241103 2518 345883 SH SOLE 345883 0 0 Marriott International, Inc. C COM 571903202 315 2250 SH SOLE 2250 0 0 Marsh & McLennan Companies, In COM 571748102 365 2445 SH SOLE 2445 0 0 McDonald's Corp. COM 580135101 1982 8591 SH SOLE 8591 0 0 McKesson Corp. COM 58155Q103 690 2030 SH SOLE 2030 0 0 Medtronic Inc. COM g5960L103 232 2873 SH SOLE 2873 0 0 Merck & Co. Inc. New COM 58933Y105 352 4082 SH SOLE 4082 0 0 Meta Platforms Inc. COM 30303m102 2079 15320 SH SOLE 15320 0 0 Microsoft Corp. COM 594918104 6062 26028 SH SOLE 26028 0 0 Morgan Stanley COM 617446448 247 3120 SH SOLE 3120 0 0 Motorola Solutions Inc. COM 620076307 243 1083 SH SOLE 1083 0 0 Netflix, Inc. COM 64110l106 1143 4854 SH SOLE 4854 0 0 Nike Inc. Cl B COM 654106103 500 6016 SH SOLE 6016 0 0 Nokia Corp (ADR) COM 654902204 661 154913 SH SOLE 154913 0 0 Oracle Corp. COM 68389X105 2091 34243 SH SOLE 34243 0 0 PNC Financial Services Group, COM 693475105 514 3440 SH SOLE 3440 0 0 Paramount Global Class B COM 92556h206 813 42714 SH SOLE 42714 0 0 PaySafe Ltd Com COM G6964L107 14 10000 SH SOLE 10000 0 0 Paypal Holdings Inc. COM 70450y103 2305 26781 SH SOLE 26781 0 0 Pepsico, Inc. COM 713448108 622 3809 SH SOLE 3809 0 0 Pfizer, Inc. COM 717081103 1896 43336 SH SOLE 43336 0 0 Philip Morris International In COM 718172109 429 5170 SH SOLE 5170 0 0 Procter & Gamble Co. COM 742718109 2010 15923 SH SOLE 15923 0 0 Qualcomm Inc. COM 747525103 1430 12660 SH SOLE 12660 0 0 Qurate Retail Group COM 74915m100 32 16100 SH SOLE 16100 0 0 Raytheon Technologies Corp COM 75513E101 366 4465 SH SOLE 4465 0 0 Rio Tinto Plc COM 767204100 267 4850 SH SOLE 4850 0 0 Roblox Corp Ordinary Shares Cl COM 771049103 1823 50863 SH SOLE 50863 0 0 SAP AG (ADR) COM 803054204 406 4998 SH SOLE 4998 0 0 SJW Group Com COM 784305104 346 6000 SH SOLE 6000 0 0 SOFI Technologies Inc. COM 83406f102 52 10735 SH SOLE 10735 0 0 Schlumberger Ltd F COM 806857108 213 5930 SH SOLE 5930 0 0 Scotts Co. Cl A COM 810186106 201 4710 SH SOLE 4710 0 0 Sempra Energy COM 816851109 224 1491 SH SOLE 1491 0 0 Shell PLC COM 780259305 1078 21673 SH SOLE 21673 0 0 Sony Corp. (ADR) COM 835699307 1024 15985 SH SOLE 15985 0 0 Stellantis N.V. COM N82405106 410 34600 SH SOLE 34600 0 0 TE Connectivity Ltd. F COM h84989104 1058 9590 SH SOLE 9590 0 0 Tapestry Inc. COM 876030107 224 7879 SH SOLE 7879 0 0 Target Corp. COM 87612E106 284 1915 SH SOLE 1915 0 0 Tesla Motors Inc. COM 88160r101 466 1758 SH SOLE 1758 0 0 Teva Pharmaceutical Industries COM 881624209 158 19620 SH SOLE 19620 0 0 The Walt Disney Co. COM 254687106 2008 21289 SH SOLE 21289 0 0 Thermo Fisher Scientific Inc. COM 883556102 1049 2068 SH SOLE 2068 0 0 Two Harbors Investment Corp COM 90187B408 33 10000 SH SOLE 10000 0 0 UBS Group CHF0.10 COM H42097107 574 39580 SH SOLE 39580 0 0 UnitedHealth Group, Inc. COM 91324P102 7029 13918 SH SOLE 13918 0 0 VMWare, Inc. COM 928563402 311 2917 SH SOLE 2917 0 0 Verizon Communications Inc. COM 92343V104 279 7341 SH SOLE 7341 0 0 Visa, Inc. Cl A COM 92826C839 362 2039 SH SOLE 2039 0 0 WPP PLC F Sponsored ADR COM 92937A102 303 7350 SH SOLE 7350 0 0 Wal-Mart Inc. COM 931142103 1381 10650 SH SOLE 10650 0 0 Warner Bros. Discovery Inc. Se COM 934423104 1851 160942 SH SOLE 160942 0 0 Waste Management Inc. COM 94106L109 873 5450 SH SOLE 5450 0 0 WeWork Inc. COM 96209A104 3323 1254091 SH SOLE 1254091 0 0 Wells Fargo & Co. New COM 949746101 2245 55818 SH SOLE 55818 0 0 Yum China Holdings Inc. COM 98850p109 508 10730 SH SOLE 10730 0 0 Yum! Brands, Inc. COM 988498101 1151 10820 SH SOLE 10820 0 0 eBay, Inc. COM 278642103 712 19355 SH SOLE 19355 0 0 ARK Innovations ETF COM 00214q104 303 8030 SH SOLE 8030 0 0 Aberdeen Asia-Pacific Income E COM 003009107 38 15051 SH SOLE 15051 0 0 Aberdeen Total Dynamic Dividen COM 00326l100 78 10864 SH SOLE 10864 0 0 Avantis Emerging Markets Equit COM 025072604 2917 63507 SH SOLE 63507 0 0 Avantis International Equity E COM 025072703 2628 57614 SH SOLE 57614 0 0 Avantis U.S. Equity ETF COM 025072885 3157 50641 SH SOLE 50641 0 0 Avantis U.S. Large Cap Value E COM 025072349 2024 45573 SH SOLE 45573 0 0 Avantis US Small Cap ValueETF COM 025072877 1002 15152 SH SOLE 15152 0 0 Capital Group International Fo COM 14019w109 6668 356371 SH SOLE 356371 0 0 Dimensional Emerging Core Equi COM 25434v302 1993 99209 SH SOLE 99209 0 0 Dimensional Intl Core Equity M COM 25434v203 426 19765 SH SOLE 19765 0 0 Dimensional US Target Value ET COM 25434v609 1743 44726 SH SOLE 44726 0 0 Direxion Daily Financial Bull COM 25459y694 651 12000 SH SOLE 12000 0 0 ETFMG Prime Mobile Payments ET COM 26924G409 1634 43284 SH SOLE 43284 0 0 Eaton Vance Tax-Managed Global COM 27829F108 138 18992 SH SOLE 18992 0 0 Energy Select Sector SPDR COM 81369Y506 7249 100646 SH SOLE 100646 0 0 Financial Select Sector SPDR COM 81369Y605 1222 40243 SH SOLE 40243 0 0 Franklin FTSE Asia ex-Japan ET COM 35473p660 684 36569 SH SOLE 36569 0 0 Global X MLP & Energy Infrastr COM 37954y293 4033 107610 SH SOLE 107610 0 0 Global X Robotics & AI Themati COM 37954y715 4311 238431 SH SOLE 238431 0 0 Goldman Sachs Innovative Equit COM 38149W820 4414 113601 SH SOLE 113601 0 0 Harbor Long Term Growers ETF COM 41151j406 308 22190 SH SOLE 22190 0 0 Health Care Sector Select SPDR COM 81369Y209 1444 11922 SH SOLE 11922 0 0 Industrial Select Sector SPDR COM 81369y704 1271 15345 SH SOLE 15345 0 0 Invesco Dynamic Leisure & Ente COM 46137V720 399 11520 SH SOLE 11520 0 0 Invesco KBW Bank ETF COM 46138e628 14614 297523 SH SOLE 297523 0 0 Invesco KBW Regional Banking COM 46138e578 363 6575 SH SOLE 6575 0 0 Invesco NASDAQ 100 ETF COM 46138G649 2461 22383 SH SOLE 22383 0 0 Invesco QQQ Trust Series 1 COM 46090e103 11495 43012 SH SOLE 43012 0 0 Invesco S&P 500 Pure Growth ET COM 46137v266 383 2650 SH SOLE 2650 0 0 Invesco S&P 500 Pure Value ETF COM 46137v258 2092 29956 SH SOLE 29956 0 0 Invesco Water Resources COM 46137v142 229 5000 SH SOLE 5000 0 0 KraneShares CSI China Internet COM 500767306 315 12800 SH SOLE 12800 0 0 Materials Select Sector SPDR E COM 81369Y100 846 12440 SH SOLE 12440 0 0 PIMCO Dynamic Income COM 72201y101 898 46350 SH SOLE 46350 0 0 Robo Global Healthcare Tech & COM 301505723 5435 200846 SH SOLE 200846 0 0 Robo Global Robotics & Automat COM 301505707 895 21659 SH SOLE 21659 0 0 Royce Value Trust Inc. COM 780910105 331 26394 SH SOLE 26394 0 0 SPDR Dow Jones Global Real Est COM 78463x749 1705 44072 SH SOLE 44072 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 1030 3585 SH SOLE 3585 0 0 SPDR Gold Trust ETF COM 78463v107 489 3160 SH SOLE 3160 0 0 SPDR KBW Regional Banking ETF COM 78464A698 912 15490 SH SOLE 15490 0 0 SPDR S&P 400 Mid Cap Value ETF COM 78464A839 616 10655 SH SOLE 10655 0 0 SPDR S&P 500 Index ETF COM 78462F103 2307 6459 SH SOLE 6459 0 0 SPDR S&P Bank ETF COM 78464A797 236 5327 SH SOLE 5327 0 0 SPDR S&P Global Natural Resour COM 78463X541 3482 70399 SH SOLE 70399 0 0 SPDR S&P Kensho New Economies COM 78468R648 541 14011 SH SOLE 14011 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 1171 2915 SH SOLE 2915 0 0 SPDR Series Trust Biotech COM 78464a870 289 3640 SH SOLE 3640 0 0 Schwab 1000 Index ETF COM 808524722 410 11845 SH SOLE 11845 0 0 Schwab Emerging Markets Equity COM 808524706 396 17695 SH SOLE 17695 0 0 Schwab Fundamental Intl Large COM 808524755 281 11170 SH SOLE 11170 0 0 Schwab Fundamental US Large Co COM 808524771 454 9500 SH SOLE 9500 0 0 Schwab International Equity ET COM 808524805 537 19098 SH SOLE 19098 0 0 Schwab International Small Cap COM 808524888 989 35653 SH SOLE 35653 0 0 Schwab Strategic US Large Cap COM 808524300 328 5870 SH SOLE 5870 0 0 Schwab US Broad Market ETF COM 808524102 848 20187 SH SOLE 20187 0 0 Schwab US Large Cap Value ETF COM 808524409 848 14493 SH SOLE 14493 0 0 Schwab US Mid Cap ETF COM 808524508 639 10559 SH SOLE 10559 0 0 Select Sector SPDR TR Communic COM 81369y852 245 5125 SH SOLE 5125 0 0 Technology Select Sector SPDR COM 81369Y803 520 4382 SH SOLE 4382 0 0 The Emerging Mkts Internet & E COM 301505889 5831 218813 SH SOLE 218813 0 0 Vanguard Dividend Appreciation COM 921908844 600 4439 SH SOLE 4439 0 0 Vanguard Emerging Markets ETF COM 922042858 3700 101400 SH SOLE 101400 0 0 Vanguard Energy ETF COM 92204A306 682 6713 SH SOLE 6713 0 0 Vanguard European ETF COM 922042874 1724 37355 SH SOLE 37355 0 0 Vanguard Extended Market Index COM 922908652 7398 58204 SH SOLE 58204 0 0 Vanguard FTSE All World Ex-US COM 922042775 4062 91560 SH SOLE 91560 0 0 Vanguard FTSE All-World Ex-US COM 922042718 1609 17332 SH SOLE 17332 0 0 Vanguard FTSE Developed Market COM 921943858 451 12415 SH SOLE 12415 0 0 Vanguard Financials ETF COM 92204A405 4265 57290 SH SOLE 57290 0 0 Vanguard Global ex-US Real Est COM 922042676 2128 55778 SH SOLE 55778 0 0 Vanguard Growth ETF COM 922908736 2343 10951 SH SOLE 10951 0 0 Vanguard Health Care ETF COM 92204A504 1110 4961 SH SOLE 4961 0 0 Vanguard High Dividend Yield E COM 921946406 669 7049 SH SOLE 7049 0 0 Vanguard Index Fund Small Cap COM 922908611 500 3490 SH SOLE 3490 0 0 Vanguard Large Cap Index FDS E COM 922908637 245 1500 SH SOLE 1500 0 0 Vanguard Mega Cap 300 Growth I COM 921910816 6495 37265 SH SOLE 37265 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 415 3321 SH SOLE 3321 0 0 Vanguard Mega Cap 300 Value In COM 921910840 8191 91101 SH SOLE 91101 0 0 Vanguard Mid Cap Growth ETF COM 922908538 1597 9364 SH SOLE 9364 0 0 Vanguard Mid-Cap ETF COM 922908629 15809 84102 SH SOLE 84102 0 0 Vanguard Mid-Cap Value ETF COM 922908512 4024 33045 SH SOLE 33045 0 0 Vanguard REIT ETF COM 922908553 966 12045 SH SOLE 12045 0 0 Vanguard S&P 500 ETF COM 922908363 433 1319 SH SOLE 1319 0 0 Vanguard Small Cap ETF COM 922908751 2391 13988 SH SOLE 13988 0 0 Vanguard Small Cap Growth ETF COM 922908595 358 1833 SH SOLE 1833 0 0 Vanguard Total International S COM 921909768 3837 83824 SH SOLE 83824 0 0 Vanguard Total Stock Mkt ETF COM 922908769 2768 15423 SH SOLE 15423 0 0 Vanguard Value ETF COM 922908744 11199 90692 SH SOLE 90692 0 0 Voya Emerging Mkts High Divid COM 92912p108 79 16035 SH SOLE 16035 0 0 Wells Fargo Advantage Global D COM 94987C103 52 12613 SH SOLE 12613 0 0 WisdomTree China Ex-State-Owne COM 97717X719 2031 64309 SH SOLE 64309 0 0 X-Trackers International Real COM 233051846 200 10302 SH SOLE 10302 0 0 iShares Core Dividend Growth COM 46434v621 222 5000 SH SOLE 5000 0 0 iShares Core EAFE COM 46432F842 932 17701 SH SOLE 17701 0 0 iShares Core High Dividend ETF COM 46429B663 265 2900 SH SOLE 2900 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 6838 159104 SH SOLE 159104 0 0 iShares Core Russell US Growth COM 464287671 309 3850 SH SOLE 3850 0 0 iShares Core S&P 500 ETF COM 464287200 2473 6894 SH SOLE 6894 0 0 iShares Core S&P Midcap ETF COM 464287507 4850 22119 SH SOLE 22119 0 0 iShares Core S&P Small Cap ETF COM 464287804 1916 21973 SH SOLE 21973 0 0 iShares Core S&P Total US Stoc COM 464287150 425 5338 SH SOLE 5338 0 0 iShares DJ US Home Constructio COM 464288752 1822 35020 SH SOLE 35020 0 0 iShares Edge MSCI Intl Quality COM 46434V456 1617 58205 SH SOLE 58205 0 0 iShares Edge MSCI USA Quality COM 46432F339 1815 17460 SH SOLE 17460 0 0 iShares MSCI AC Asia Ex-Japan COM 464288182 2343 40036 SH SOLE 40036 0 0 iShares MSCI Brazil Index ETF COM 464286400 1866 62970 SH SOLE 62970 0 0 iShares MSCI EAFE Growth ETF COM 464288885 792 10920 SH SOLE 10920 0 0 iShares MSCI EAFE Index ETF COM 464287465 347 6200 SH SOLE 6200 0 0 iShares MSCI EAFE Value Index COM 464288877 2779 72117 SH SOLE 72117 0 0 iShares MSCI EMU Index Fund ET COM 464286608 945 29535 SH SOLE 29535 0 0 iShares MSCI Emerging Markets COM 464287234 378 10825 SH SOLE 10825 0 0 iShares MSCI Japan Index ETF COM 46434g822 734 15025 SH SOLE 15025 0 0 iShares Nasdaq Biotechnology COM 464287556 2975 25436 SH SOLE 25436 0 0 iShares Russell 1000 Growth In COM 464287614 2076 9865 SH SOLE 9865 0 0 iShares Russell 1000 Value Ind COM 464287598 4908 36091 SH SOLE 36091 0 0 iShares Russell 2000 Index ETF COM 464287655 3061 18558 SH SOLE 18558 0 0 iShares Russell 2000 Value Ind COM 464287630 748 5805 SH SOLE 5805 0 0 iShares Russell 3000 Index Fun COM 464287689 273 1317 SH SOLE 1317 0 0 iShares Russell Midcap Index F COM 464287499 356 5730 SH SOLE 5730 0 0 iShares Russell Midcap Value I COM 464287473 1894 19721 SH SOLE 19721 0 0 iShares S&P 100 Index ETF COM 464287101 668 4110 SH SOLE 4110 0 0 iShares S&P 500/Barra Growth E COM 464287309 775 13394 SH SOLE 13394 0 0 iShares S&P 500/Barra Value ET COM 464287408 2254 17537 SH SOLE 17537 0 0 iShares S&P Global Healthcare COM 464287325 256 3400 SH SOLE 3400 0 0 iShares S&P Global Technology COM 464287291 4537 107570 SH SOLE 107570 0 0 iShares S&P Midcap 400/Growth COM 464287606 674 10701 SH SOLE 10701 0 0 iShares S&P Midcap 400/Value E COM 464287705 3069 34096 SH SOLE 34096 0 0 iShares S&P Small Cap 600 Valu COM 464287879 383 4645 SH SOLE 4645 0 0 iShares Silver Trust COM 46428q109 254 14500 SH SOLE 14500 0 0 iShares Trust - iShares Core U COM 464287663 321 5130 SH SOLE 5130 0 0 iShares Trust Core MSCI Total COM 46432F834 309 6068 SH SOLE 6068 0 0 JP Morgan Ultra Short Income F COM 46641q837 1978 39435 SH SOLE 39435 0 0 PCM Fund, Inc. COM 69323T101 1200 150400 SH SOLE 150400 0 0 PIMCO Access Fund COM 72203T100 4810 303475 SH SOLE 303475 0 0 PIMCO Dynamic Income Opportuni COM 69355M107 16402 1243544 SH SOLE 1243544 0 0 PIMCO Short Maturity ETF COM 72201r833 8855 89569 SH SOLE 89569 0 0 SPDR SSgA Ultra Short Term Bon COM 78467V707 647 16200 SH SOLE 16200 0 0 Vanguard Short Term Bond ETF COM 921937827 429 5735 SH SOLE 5735 0 0 Vanguard Short-Term Corporate COM 92206c409 457 6153 SH SOLE 6153 0 0 Vanguard Ultra Short Bond ETF COM 92203c303 480 9800 SH SOLE 9800 0 0 iShares Short Maturity Bond ET COM 46431W507 605 12280 SH SOLE 12280 0 0