VP/Chief Compliance Officer

0001339270-21-000002.txt : 20210422 0001339270-21-000002.hdr.sgml : 20210422 20210422125900 ACCESSION NUMBER: 0001339270-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 EFFECTIVENESS DATE: 20210422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 21844131 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001339270 XXXXXXXX 03-31-2021 03-31-2021 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne VP/Chief Compliance Officer 301-692-1225 Sandra G. Horne Bedford VA 04-22-2021 0 236 473838 false INFORMATION TABLE 2 inftable.xml SOL AUM 3M Company COM 88579Y101 291 1511 SH SOLE 1511 0 0 AT&T, Inc. COM 00206R102 2167 71581 SH SOLE 71581 0 0 Agilent Technologies Inc. COM 00846U101 511 4021 SH SOLE 4021 0 0 Alibaba Group Holding Limited COM 01609w102 717 3162 SH SOLE 3162 0 0 Alphabet Inc Cl A COM 02079k305 1126 546 SH SOLE 546 0 0 Alphabet Inc Cl C COM 02079k107 950 459 SH SOLE 459 0 0 Altria Group Inc COM 02209S103 220 4304 SH SOLE 4304 0 0 Amazon.Com Inc. COM 023135106 1101 356 SH SOLE 356 0 0 American Express Company COM 025816109 1974 13953 SH SOLE 13953 0 0 American International Group N COM 026874784 1701 36800 SH SOLE 36800 0 0 Amgen Inc. COM 031162100 554 2227 SH SOLE 2227 0 0 Apollo Commercial Real Estate COM 03762U105 622 44500 SH SOLE 44500 0 0 Apollo Global Management Inc. COM 03768e105 3077 65445 SH SOLE 65445 0 0 Apple Inc. COM 037833100 14695 120304 SH SOLE 120304 0 0 Applied Materials Inc COM 038222105 1055 7900 SH SOLE 7900 0 0 Assurant Inc. COM 04621X108 255 1800 SH SOLE 1800 0 0 Autodesk Inc COM 052769106 394 1420 SH SOLE 1420 0 0 Avis Budget Group Inc. COM 053774105 435 6000 SH SOLE 6000 0 0 Banco Santander, S.A. (ADR) COM 05964h105 100 29016 SH SOLE 29016 0 0 Bank of America Corp. COM 060505104 6733 174013 SH SOLE 174013 0 0 Becton Dickinson & Co COM 075887109 819 3370 SH SOLE 3370 0 0 Berkshire Hathaway Cl B COM 084670702 2119 8293 SH SOLE 8293 0 0 Blackstone Group Inc. Cl A COM 09260D107 4996 67030 SH SOLE 67030 0 0 Blackstone Mortgage Trust, Inc COM 09257W100 425 13700 SH SOLE 13700 0 0 Boeing Company COM 097023105 1465 5752 SH SOLE 5752 0 0 Bristol-Myers Squibb Co. COM 110122108 982 15563 SH SOLE 15563 0 0 Brookfield Asset Management Cl COM 112585104 2495 56058 SH SOLE 56058 0 0 CSX Corp. COM 126408103 366 3800 SH SOLE 3800 0 0 CVS Health Corp. COM 126650100 2180 28975 SH SOLE 28975 0 0 Carlyle Group COM 14316J108 5133 139635 SH SOLE 139635 0 0 Caterpillar Inc. COM 149123101 1382 5959 SH SOLE 5959 0 0 Charles Schwab Corp. COM 808513105 2942 45141 SH SOLE 45141 0 0 Chevron Corporation COM 166764100 535 5103 SH SOLE 5103 0 0 Cisco Systems Inc COM 17275R102 2103 40665 SH SOLE 40665 0 0 Citigroup Inc. COM 172967424 4065 55874 SH SOLE 55874 0 0 Coca-Cola Co. COM 191216100 223 4239 SH SOLE 4239 0 0 Comcast Corp New Cl A COM 20030N101 3261 60271 SH SOLE 60271 0 0 ConocoPhillips COM 20825C104 435 8204 SH SOLE 8204 0 0 Corning Inc. COM 219350105 266 6105 SH SOLE 6105 0 0 Costco Wholesale Corp. New COM 22160K105 1914 5431 SH SOLE 5431 0 0 DXC Technology Company Com. COM 23355l106 776 24811 SH SOLE 24811 0 0 Danaher Corporation COM 235851102 281 1250 SH SOLE 1250 0 0 Dell Inc COM 24703l202 647 7342 SH SOLE 7342 0 0 Diageo Plc New (ADR) COM 25243Q205 227 1380 SH SOLE 1380 0 0 Discovery Communications Ser C COM 25470F302 985 26700 SH SOLE 26700 0 0 Expedia Group Inc. COM 30212p303 282 1641 SH SOLE 1641 0 0 Exxon Mobil Corp. COM 30231G102 717 12838 SH SOLE 12838 0 0 Facebook Inc. COM 30303m102 514 1745 SH SOLE 1745 0 0 FedEx Corp. COM 31428X106 3583 12615 SH SOLE 12615 0 0 General Electric Company COM 369604103 4848 369220 SH SOLE 369220 0 0 Goldman Sachs Group Inc. COM 38141G104 533 1630 SH SOLE 1630 0 0 HP Inc. COM 40434l105 1185 37336 SH SOLE 37336 0 0 Hewlett Packard Enterprise Com COM 42824c109 601 38171 SH SOLE 38171 0 0 Home Depot Inc. COM 437076102 3967 12995 SH SOLE 12995 0 0 Honeywell International Inc. COM 438516106 2019 9301 SH SOLE 9301 0 0 Host Hotels & Resorts, Inc. COM 44107P104 479 28423 SH SOLE 28423 0 0 Humana Inc. COM 444859102 1191 2840 SH SOLE 2840 0 0 Intel Corp. COM 458140100 2669 41706 SH SOLE 41706 0 0 International Bancshares Corp. COM 459044103 15227 328025 SH SOLE 328025 0 0 International Business Machine COM 459200101 860 6451 SH SOLE 6451 0 0 JPMorgan Chase & Co. COM 46625H100 4872 32006 SH SOLE 32006 0 0 Johnson & Johnson COM 478160104 1771 10775 SH SOLE 10775 0 0 Johnson Controls Inc. COM g51502105 566 9485 SH SOLE 9485 0 0 KKR & Co. Inc. COM 48251w104 6075 124360 SH SOLE 124360 0 0 Koninklijke Philips Electronic COM 500472303 1481 25971 SH SOLE 25971 0 0 Lockheed Martin Corp. COM 539830109 906 2453 SH SOLE 2453 0 0 Lowe's Companies, Inc. COM 548661107 623 3275 SH SOLE 3275 0 0 Lumen Technologies, Inc. COM 550241103 3129 234375 SH SOLE 234375 0 0 Marriott International, Inc. C COM 571903202 363 2450 SH SOLE 2450 0 0 Marsh & McLennan Companies, In COM 571748102 307 2520 SH SOLE 2520 0 0 McDonald's Corp. COM 580135101 2094 9341 SH SOLE 9341 0 0 McKesson Corp. COM 58155Q103 441 2260 SH SOLE 2260 0 0 Medtronic Inc. COM g5960L103 473 4001 SH SOLE 4001 0 0 Merck & Co. Inc. New COM 58933Y105 359 4651 SH SOLE 4651 0 0 Microsoft Corp. COM 594918104 6769 28709 SH SOLE 28709 0 0 Morgan Stanley COM 617446448 284 3656 SH SOLE 3656 0 0 Motorola Solutions Inc. COM 620076307 244 1297 SH SOLE 1297 0 0 Nike Inc. Cl B COM 654106103 774 5826 SH SOLE 5826 0 0 Nokia Corp (ADR) COM 654902204 648 163672 SH SOLE 163672 0 0 Oracle Corp. COM 68389X105 2646 37710 SH SOLE 37710 0 0 PNC Financial Services Group, COM 693475105 610 3475 SH SOLE 3475 0 0 Paypal Holdings Inc. COM 70450y103 4439 18280 SH SOLE 18280 0 0 Pepsico, Inc. COM 713448108 654 4621 SH SOLE 4621 0 0 Pfizer, Inc. COM 717081103 1245 34358 SH SOLE 34358 0 0 Philip Morris International In COM 718172109 498 5612 SH SOLE 5612 0 0 Procter & Gamble Co. COM 742718109 2307 17031 SH SOLE 17031 0 0 Qualcomm Inc. COM 747525103 1095 8258 SH SOLE 8258 0 0 Qurate Retail Group COM 74915m100 159 13490 SH SOLE 13490 0 0 Raytheon Technologies Corp COM 75513E101 501 6490 SH SOLE 6490 0 0 Royal Dutch Shell Plc COM 780259107 558 15155 SH SOLE 15155 0 0 SAP AG (ADR) COM 803054204 701 5710 SH SOLE 5710 0 0 SJW Group Com COM 784305104 437 6945 SH SOLE 6945 0 0 Sempra Energy COM 816851109 201 1519 SH SOLE 1519 0 0 Sony Corp. (ADR) COM 835699307 2017 19022 SH SOLE 19022 0 0 Southwest Airlines Co. COM 844741108 281 4600 SH SOLE 4600 0 0 Stellantis N.V. COM N82405106 611 34350 SH SOLE 34350 0 0 TE Connectivity Ltd. F COM h84989104 1407 10900 SH SOLE 10900 0 0 Tapestry Inc. COM 876030107 325 7879 SH SOLE 7879 0 0 Tesla Motors Inc. COM 88160r101 384 575 SH SOLE 575 0 0 Teva Pharmaceutical Industries COM 881624209 514 44568 SH SOLE 44568 0 0 The Walt Disney Co. COM 254687106 2766 14992 SH SOLE 14992 0 0 Thermo Fisher Scientific Inc. COM 883556102 924 2025 SH SOLE 2025 0 0 Toyota Motor Corp. (ADR) COM 892331307 257 1650 SH SOLE 1650 0 0 UBS Group CHF0.10 COM H42097107 709 45680 SH SOLE 45680 0 0 UnitedHealth Group, Inc. COM 91324P102 6000 16126 SH SOLE 16126 0 0 Verizon Communications Inc. COM 92343V104 601 10329 SH SOLE 10329 0 0 ViacomCBS Class B COM 92556H206 1159 25688 SH SOLE 25688 0 0 Viatris COM 92556v106 310 22186 SH SOLE 22186 0 0 Visa, Inc. Cl A COM 92826C839 442 2089 SH SOLE 2089 0 0 Vishay Intertechnology Inc. COM 928298108 229 9500 SH SOLE 9500 0 0 WPP PLC F Sponsored ADR COM 92937A102 518 8100 SH SOLE 8100 0 0 Wal-Mart Inc. COM 931142103 1347 9915 SH SOLE 9915 0 0 Waste Management Inc. COM 94106L109 710 5500 SH SOLE 5500 0 0 Wells Fargo & Co. New COM 949746101 2656 67988 SH SOLE 67988 0 0 Yum China Holdings Inc. COM 98850p109 712 12030 SH SOLE 12030 0 0 Yum! Brands, Inc. COM 988498101 1263 11679 SH SOLE 11679 0 0 eBay, Inc. COM 278642103 1210 19760 SH SOLE 19760 0 0 Consumer Discret Sel Sect SPDR COM 81369Y407 252 1500 SH SOLE 1500 0 0 Direxion Daily Financial Bull COM 25459y694 1090 12000 SH SOLE 12000 0 0 Energy Select Sector SPDR COM 81369Y506 6245 127285 SH SOLE 127285 0 0 Financial Select Sector SPDR COM 81369Y605 1339 39318 SH SOLE 39318 0 0 Global X MLP & Energy Infrastr COM 37954y293 3767 119224 SH SOLE 119224 0 0 Global X Robotics & AI Themati COM 37954y715 5531 166905 SH SOLE 166905 0 0 Global X Silver Miners ETF COM 37954y848 315 7901 SH SOLE 7901 0 0 Goldman Sachs Innovative Equit COM 38149W820 3080 53852 SH SOLE 53852 0 0 Health Care Sector Select SPDR COM 81369Y209 1394 11944 SH SOLE 11944 0 0 Industrial Select Sector SPDR COM 81369y704 1739 17665 SH SOLE 17665 0 0 Invesco KBW Bank ETF COM 46138e628 21105 341008 SH SOLE 341008 0 0 Invesco KBW Regional Banking COM 46138e578 421 6900 SH SOLE 6900 0 0 Invesco QQQ Trust Series 1 COM 46090e103 14424 45199 SH SOLE 45199 0 0 Invesco Water Resources COM 46137v142 247 5000 SH SOLE 5000 0 0 Materials Select Sector SPDR E COM 81369Y100 1150 14595 SH SOLE 14595 0 0 ProShares Ultra Pro S&P500 COM 74347x864 1626 18000 SH SOLE 18000 0 0 Robo Global Healthcare Tech & COM 301505723 1401 31910 SH SOLE 31910 0 0 Robo Global Robotics & Automat COM 301505707 345 5430 SH SOLE 5430 0 0 Royce Value Trust Inc. COM 780910105 244 13500 SH SOLE 13500 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 214 4800 SH SOLE 4800 0 0 SPDR Dow Jones Global Real Est COM 78463x749 1900 40247 SH SOLE 40247 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 1227 3715 SH SOLE 3715 0 0 SPDR Gold Trust ETF COM 78463v107 306 1910 SH SOLE 1910 0 0 SPDR KBW Regional Banking ETF COM 78464A698 1008 15200 SH SOLE 15200 0 0 SPDR S&P 400 Mid Cap Value ETF COM 78464A839 632 9655 SH SOLE 9655 0 0 SPDR S&P 500 Index ETF COM 78462F103 2567 6476 SH SOLE 6476 0 0 SPDR S&P Bank ETF COM 78464A797 482 9287 SH SOLE 9287 0 0 SPDR S&P Global Natural Resour COM 78463X541 4660 92709 SH SOLE 92709 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 1381 2900 SH SOLE 2900 0 0 SPDR Series Trust Biotech COM 78464a870 231 1700 SH SOLE 1700 0 0 Schwab 1000 Index ETF COM 808524722 467 11845 SH SOLE 11845 0 0 Schwab Emerging Markets Equity COM 808524706 827 26007 SH SOLE 26007 0 0 Schwab Fundamental Intl Large COM 808524755 457 14233 SH SOLE 14233 0 0 Schwab Fundamental US Broad Mk COM 808524789 299 5837 SH SOLE 5837 0 0 Schwab Fundamental US Large Co COM 808524771 491 9500 SH SOLE 9500 0 0 Schwab International Equity ET COM 808524805 737 19581 SH SOLE 19581 0 0 Schwab International Small Cap COM 808524888 1555 39445 SH SOLE 39445 0 0 Schwab Strategic US Large Cap COM 808524300 387 2985 SH SOLE 2985 0 0 Schwab US Broad Market ETF COM 808524102 1358 14037 SH SOLE 14037 0 0 Schwab US Large Cap Value ETF COM 808524409 789 12084 SH SOLE 12084 0 0 Schwab US Mid Cap ETF COM 808524508 858 11530 SH SOLE 11530 0 0 Schwab US Small Cap ETF COM 808524607 251 2518 SH SOLE 2518 0 0 Technology Select Sector SPDR COM 81369Y803 551 4150 SH SOLE 4150 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 312 9600 SH SOLE 9600 0 0 Vanguard Dividend Appreciation COM 921908844 648 4405 SH SOLE 4405 0 0 Vanguard Emerging Markets ETF COM 922042858 5532 106276 SH SOLE 106276 0 0 Vanguard Energy ETF COM 92204A306 468 6888 SH SOLE 6888 0 0 Vanguard European ETF COM 922042874 2298 36480 SH SOLE 36480 0 0 Vanguard Extended Market Index COM 922908652 7057 39893 SH SOLE 39893 0 0 Vanguard FTSE All World Ex-US COM 922042775 5871 96750 SH SOLE 96750 0 0 Vanguard FTSE All-World Ex-US COM 922042718 1757 13690 SH SOLE 13690 0 0 Vanguard FTSE Developed Market COM 921943858 673 13700 SH SOLE 13700 0 0 Vanguard Financials ETF COM 92204A405 5257 62210 SH SOLE 62210 0 0 Vanguard Global ex-US Real Est COM 922042676 2251 40372 SH SOLE 40372 0 0 Vanguard Growth ETF COM 922908736 2865 11146 SH SOLE 11146 0 0 Vanguard Health Care ETF COM 92204A504 822 3594 SH SOLE 3594 0 0 Vanguard High Dividend Yield E COM 921946406 677 6700 SH SOLE 6700 0 0 Vanguard Index Fund Small Cap COM 922908611 552 3334 SH SOLE 3334 0 0 Vanguard Large Cap Index FDS E COM 922908637 278 1500 SH SOLE 1500 0 0 Vanguard Mega Cap 300 Growth I COM 921910816 8069 38969 SH SOLE 38969 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 509 3630 SH SOLE 3630 0 0 Vanguard Mega Cap 300 Value In COM 921910840 9212 96768 SH SOLE 96768 0 0 Vanguard Mid Cap Growth ETF COM 922908538 2162 10074 SH SOLE 10074 0 0 Vanguard Mid-Cap ETF COM 922908629 17878 80771 SH SOLE 80771 0 0 Vanguard Mid-Cap Value ETF COM 922908512 4367 32380 SH SOLE 32380 0 0 Vanguard REIT ETF COM 922908553 710 7730 SH SOLE 7730 0 0 Vanguard S&P 500 ETF COM 922908363 219 600 SH SOLE 600 0 0 Vanguard Small Cap ETF COM 922908751 2618 12227 SH SOLE 12227 0 0 Vanguard Small Cap Growth ETF COM 922908595 292 1063 SH SOLE 1063 0 0 Vanguard Total International S COM 921909768 5449 86900 SH SOLE 86900 0 0 Vanguard Total Stock Mkt ETF COM 922908769 3826 18509 SH SOLE 18509 0 0 Vanguard Value ETF COM 922908744 10958 83359 SH SOLE 83359 0 0 iShares Core Dividend Growth COM 46434v621 241 5000 SH SOLE 5000 0 0 iShares Core EAFE COM 46432F842 1240 17217 SH SOLE 17217 0 0 iShares Core High Dividend ETF COM 46429B663 285 3000 SH SOLE 3000 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 10145 157625 SH SOLE 157625 0 0 iShares Core Russell US Growth COM 464287671 409 4500 SH SOLE 4500 0 0 iShares Core S&P 500 ETF COM 464287200 1709 4295 SH SOLE 4295 0 0 iShares Core S&P Midcap ETF COM 464287507 5782 22215 SH SOLE 22215 0 0 iShares Core S&P Small Cap ETF COM 464287804 2132 19640 SH SOLE 19640 0 0 iShares Core S&P Total US Stoc COM 464287150 488 5325 SH SOLE 5325 0 0 iShares DJ US Home Constructio COM 464288752 2572 37900 SH SOLE 37900 0 0 iShares Edge MSCI USA Quality COM 46432F339 726 5965 SH SOLE 5965 0 0 iShares MSCI AC Asia Ex-Japan COM 464288182 226 2440 SH SOLE 2440 0 0 iShares MSCI ACWI ex US COM 464288240 248 4500 SH SOLE 4500 0 0 iShares MSCI Brazil Index ETF COM 464286400 2232 66715 SH SOLE 66715 0 0 iShares MSCI EAFE Growth ETF COM 464288885 709 7060 SH SOLE 7060 0 0 iShares MSCI EAFE Index ETF COM 464287465 564 7437 SH SOLE 7437 0 0 iShares MSCI EAFE Value Index COM 464288877 3351 65740 SH SOLE 65740 0 0 iShares MSCI EMU Index Fund ET COM 464286608 1437 30950 SH SOLE 30950 0 0 iShares MSCI Emerging Markets COM 464287234 667 12500 SH SOLE 12500 0 0 iShares MSCI Japan Index ETF COM 46434g822 1035 15112 SH SOLE 15112 0 0 iShares Nasdaq Biotechnology COM 464287556 2251 14951 SH SOLE 14951 0 0 iShares Russell 1000 Growth In COM 464287614 2700 11110 SH SOLE 11110 0 0 iShares Russell 1000 Value Ind COM 464287598 5780 38140 SH SOLE 38140 0 0 iShares Russell 2000 Index ETF COM 464287655 4453 20155 SH SOLE 20155 0 0 iShares Russell 2000 Value Ind COM 464287630 856 5370 SH SOLE 5370 0 0 iShares Russell 3000 Index Fun COM 464287689 349 1472 SH SOLE 1472 0 0 iShares Russell Midcap Index F COM 464287499 387 5230 SH SOLE 5230 0 0 iShares Russell Midcap Value I COM 464287473 2098 19196 SH SOLE 19196 0 0 iShares S & P Small Cap 600 Va COM 464287879 435 4315 SH SOLE 4315 0 0 iShares S&P 100 Index ETF COM 464287101 763 4245 SH SOLE 4245 0 0 iShares S&P 500/Barra Growth E COM 464287309 953 14644 SH SOLE 14644 0 0 iShares S&P 500/Barra Value ET COM 464287408 2976 21067 SH SOLE 21067 0 0 iShares S&P Global Healthcare COM 464287325 262 3400 SH SOLE 3400 0 0 iShares S&P Global Technology COM 464287291 6225 20230 SH SOLE 20230 0 0 iShares S&P Midcap 400/Growth COM 464287606 556 7098 SH SOLE 7098 0 0 iShares S&P Midcap 400/Value E COM 464287705 3190 31292 SH SOLE 31292 0 0 iShares Trust - iShares Core U COM 464287663 353 5130 SH SOLE 5130 0 0 iShares Trust Core MSCI Total COM 46432F834 277 3947 SH SOLE 3947 0 0 JP Morgan Ultra Short Income F COM 46641q837 266 5250 SH SOLE 5250 0 0 PCM Fund, Inc. COM 69323T101 1979 172700 SH SOLE 172700 0 0 PIMCO 0-5 Yr. High Yield Corp. COM 72201R783 203 2043 SH SOLE 2043 0 0 PIMCO Dynamic Income Opportuni COM 69355M107 388 19310 SH SOLE 19310 0 0 PIMCO Short Maturity ETF COM 72201r833 8879 87127 SH SOLE 87127 0 0 SPDR SSgA Ultra Short Term Bon COM 78467V707 655 16200 SH SOLE 16200 0 0 Vanguard Short-Term Corporate COM 92206c409 445 5395 SH SOLE 5395 0 0 iShares Short Maturity Bond ET COM 46431W507 2565 51110 SH SOLE 51110 0 0 iShares Short Treasury Bond ET COM 464288679 505 4567 SH SOLE 4567 0 0