-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V+yHSgOXiMerc0E2smhY5SBou6792JN9xbAVPrCCMRcHGWpH5l7Qjm+Z6RslvHHW t8aQ8SN9izxfJw0YW6TfLw== 0001209191-07-005873.txt : 20070129 0001209191-07-005873.hdr.sgml : 20070129 20070129180804 ACCESSION NUMBER: 0001209191-07-005873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070125 FILED AS OF DATE: 20070129 DATE AS OF CHANGE: 20070129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buller Steven E CENTRAL INDEX KEY: 0001338946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 07562318 BUSINESS ADDRESS: BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: C/O BLACKROCK, INC. STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-25 0 0001364742 BlackRock Inc. BLK 0001338946 Buller Steven E BLACKROCK, INC. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Shares of Common Stock (par value $0.01 per share) 2007-01-25 4 A 0 1957 0.00 A 36689 D Restricted Stock Units granted under the 1999 Stock Award and Incentive Plan as part of the reporting person's bonus approved by the Management Development and Compensation Committee of the Board of Directors for the 2006 fiscal year under the Amended and Restated 1999 Annual Incentive Performance Plan. The number of Restricted Stock Units was determined by dividing the approved dollar value of the equity award, by $170.90, which was the average of the high and low price per share of Common Stock on January 25, 2007. This formula was approved by the Management Development and Compensation Committee on January 16, 2007. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock and vests in equal installments on 1/31/08, 1/31/09 and 1/31/10. Includes 57 shares of Common Stock acquired since the reporting person's last report and held under the BlackRock, Inc. Retirement Savings Plan (the "RSP"), the successor to The PNC Financial Services Group, Inc. Incentive Savings Plan. The information on this report with respect to the RSP is based on a plan statement dated as of December 29, 2006. Includes 33,852 shares of restricted Common Stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan, vesting 56% on 10/1/08, 22% on 10/1/09, and 22% on 10/1/10. Also, includes 823 Restricted Stock Units granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan, vesting in three equal installments on 1/31/07, 1/31/08 and 1/31/09. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. On September 29, 2006, the corporation then known as BlackRock, Inc. ("Old BlackRock") merged with its wholly-owned subsidiary, BlackRock Merger Sub, Inc., with Old BlackRock surviving the merger. As a result of that merger, New BlackRock, Inc. (now named BlackRock, Inc.) became the successor and holding company of Old BlackRock. The merger did not alter the proportionate ownership of the capital stock. Each share of Class A Common Stock and Class B Common Stock of Old BlackRock issued and outstanding prior to the merger was converted into one share of Common Stock. /s/ Daniel R. Waltcher as Attorney-in-Fact for Steven E. Buller 2007-01-29 -----END PRIVACY-ENHANCED MESSAGE-----