0001104659-12-022095.txt : 20120328 0001104659-12-022095.hdr.sgml : 20120328 20120328214010 ACCESSION NUMBER: 0001104659-12-022095 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20120328 FILED AS OF DATE: 20120328 DATE AS OF CHANGE: 20120328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rexnord Corp CENTRAL INDEX KEY: 0001439288 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 205197013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4701 GREENFIELD AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53214 BUSINESS PHONE: 414-643-3000 MAIL ADDRESS: STREET 1: 4701 GREENFIELD AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53214 FORMER COMPANY: FORMER CONFORMED NAME: Rexnord Holdings, Inc DATE OF NAME CHANGE: 20080707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APOLLO INVESTMENT FUND VI L P CENTRAL INDEX KEY: 0001338750 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 12722142 BUSINESS ADDRESS: STREET 1: 2 MANHATTAVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 2 MANHATTAVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management, L.P. CENTRAL INDEX KEY: 0001398053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 12722145 BUSINESS ADDRESS: STREET 1: 2 MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: 2 MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Principal Holdings I, L.P. CENTRAL INDEX KEY: 0001413406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 12722141 BUSINESS ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Principal Holdings I GP, LLC CENTRAL INDEX KEY: 0001413407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 12722140 BUSINESS ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management GP, LLC CENTRAL INDEX KEY: 0001413410 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 12722146 BUSINESS ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AIF VI Management, LLC CENTRAL INDEX KEY: 0001435155 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 12722144 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management VI, L.P. CENTRAL INDEX KEY: 0001435156 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 12722143 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings GP, LLC CENTRAL INDEX KEY: 0001449433 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 12722149 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings, L.P. CENTRAL INDEX KEY: 0001449434 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 12722148 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Advisors VI, L.P. CENTRAL INDEX KEY: 0001512669 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 12722147 BUSINESS ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD STREET 2: SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD STREET 2: SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 3 1 a3.xml 3 X0205 3 2012-03-28 0 0001439288 Rexnord Corp RXN 0001449433 Apollo Management Holdings GP, LLC 9 W. 57TH STREET 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001449434 Apollo Management Holdings, L.P. 9 W. 57TH STREET 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001413410 Apollo Management GP, LLC TWO MANHATTANVILLE ROAD SUITE 203 PURCHASE NY 10577 0 0 1 0 0001398053 Apollo Management, L.P. 2 MANHATTANVILLE ROAD SUITE 203 PURCHASE NY 10577 0 0 1 0 0001435155 AIF VI Management, LLC 9 WEST 57TH STREET 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001435156 Apollo Management VI, L.P. 9 WEST 57TH STREET 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001338750 APOLLO INVESTMENT FUND VI L P 2 MANHATTAVILLE RD PURCHASE NY 10577 0 0 1 0 0001413406 Apollo Principal Holdings I, L.P. TWO MANHATTANVILLE ROAD SUITE 203 PURCHASE NY 10577 0 0 1 0 0001413407 Apollo Principal Holdings I GP, LLC TWO MANHATTANVILLE ROAD SUITE 203 PURCHASE NY 10577 0 0 1 0 0001512669 Apollo Advisors VI, L.P. ONE MANHATTANVILLE ROAD SUITE 201 PURCHASE NY 10577 0 0 1 0 Common stock, par value $0.01 62554045 I See footnote See Exhibit 99.1. See signatures attached as Exhibit 99.2 2012-03-28 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

(1)          The amount reported includes an aggregate of 62,554,045 shares of common stock, par value $0.01, of Rexnord Corporation (the “Issuer”) held of record by Rexnord Acquisition Holdings I, LLC (“Rexnord I”) and Rexnord Acquisition Holdings II, LLC (“Rexnord II”), respectively.  Apollo Investment Fund VI, L.P. (“AIF VI”) is the sole member of Rexnord I.  Apollo Advisors VI, L.P. (“Advisors VI”) is the general partner of AIF VI.  Apollo Capital Management VI, LLC (“ACM VI”) is the general partner of Advisors VI.  Apollo Principal Holdings I, L.P. (“Principal I”) is the sole member and manager of ACM VI, and Apollo Principal Holdings I GP, LLC (“Principal I GP”) is the general partner of Principal I.  Apollo Management VI, L.P. (“Management VI”) is the manager of Rexnord I and Rexnord II, and of AIF VI.  AIF VI Management, LLC (“AIF VI Management”) is the general partner of Management VI.  Apollo Management, L.P. (“Apollo Management”) is the sole member and manager of AIF VI Management, and Apollo Management GP, LLC (“Management GP”) is the general partner of Apollo Management.  Apollo Management Holdings, L.P. (“Management Holdings”) is the sole member and manager of Management GP, and Apollo Management Holdings GP, LLC (“Management Holdings GP”) is the general partner of Management Holdings.  Leon Black, Joshua Harris and Marc Rowan are the managers of Principal I GP and the managers, as well as principal executive officers, of Management Holdings GP.  Rexnord I and Rexnord II each disclaim beneficial ownership of the shares of the Issuer’s common stock held of record by the other, and each of AIF VI, Advisors VI, ACM VI, Principal I, Principal I GP, Management VI, AIF VI Management, Apollo Management, Management GP, Management Holdings and Management Holdings GP, and Messrs. Black, Harris and Rowan, disclaims beneficial ownership of the shares of the Issuer’s common stock held of record by Rexnord I or Rexnord II, in each case except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.  The address of Rexnord I, Rexnord II, AIF VI, Advisors VI, ACM VI, Principal I and Principal I GP is One Manhattanville Road, Suite 201, Purchase, New York 10577.  The address of Management VI, AIF VI Management, Apollo Management, Management GP, Management Holdings and Management Holdings GP, and Messrs. Black, Harris and Rowan, is 9 West 57th St., 43rd Floor, New York, New York 10019.

 

 EX-99.2 3 ex-99d2.htm EX-99.2 Exhibit 99

Exhibit 99.2

 

This Statement on Form 3 is filed by: (i) Rexnord Acquisition Holdings I, LLC, (ii) Rexnord Acquisition Holdings II, LLC, (iii) Apollo Investment Fund VI, L.P., (iv) Apollo Advisors VI, L.P., (v) Apollo Capital Management VI, LLC, (vi) Apollo Principal Holdings I, L.P., (vii) Apollo Principal Holdings I GP, LLC, (viii) Apollo Management VI, L.P., (ix) AIF VI Management, LLC, (x) Apollo Management, L.P., (xi) Apollo Management GP, LLC, (xii) Apollo Management Holdings, L.P., and (xiii) Apollo Management Holdings GP, LLC.

 

Name of Designated Filer:  Apollo Management Holdings GP, LLC

Date of Event Requiring Statement:  March 28, 2012

Issuer Name and Ticker or Trading Symbol: Rexnord Corporation [RXN]

 

 

 

REXNORD ACQUISITION HOLDINGS I, LLC

 

 

 

 

By:

Apollo Management VI, L.P.,

 

 

its manager

 

 

 

 

 

 

By:

AIF VI Management, LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

 

By:

/s/ Laurie Medley

 

 

 

Name:

Laurie Medley

 

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

 

 

 

REXNORD ACQUISITION HOLDINGS II, LLC

 

 

 

 

 

 

By:

Apollo Management VI, L.P.,

 

 

its manager

 

 

 

 

 

 

 

By:

AIF VI Management, LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

 

By:

/s/ Laurie Medley

 

 

 

Name:

Laurie Medley

 

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

 

 

 

APOLLO INVESTMENT FUND VI, L.P.

 

 

 

 

 

 

By:

Apollo Advisors VI, L.P.,

 

 

its general partner

 

 

 

 

 

 

 

By:

Apollo Capital Management VI, LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

 

By:

/s/ Laurie Medley

 

 

 

Name:

Laurie Medley

 

 

 

Title:

Vice President

 


 

 

APOLLO ADVISORS VI, L.P.

 

 

 

 

 

 

By:

Apollo Capital Management VI, LLC,

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Laurie Medley

 

 

Name:

Laurie Medley

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

 

APOLLO CAPITAL MANAGEMENT VI, LLC

 

 

 

 

By:

/s/ Laurie Medley

 

Name:

Laurie Medley

 

Title:

Vice President

 

 

 

 

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS I, L.P.

 

 

 

 

 

By:

Apollo Principal Holdings I GP, LLC,

 

 

its general partner

 

 

 

 

 

 

By:

/s/ Laurie Medley

 

 

Name:

Laurie Medley

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS I GP, LLC

 

 

 

 

 

By:

/s/ Laurie Medley

 

Name:

Laurie Medley

 

Title:

Vice President

 

 

 

 

 

 

 

 

 

APOLLO MANAGEMENT VI, L.P.

 

 

 

 

 

By:

AIF VI Management, LLC,

 

 

its general partner

 

 

 

 

 

 

By:

/s/ Laurie Medley

 

 

Name:

Laurie Medley

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

 

AIF VI MANAGEMENT, LLC

 

 

 

 

 

By:

/s/ Laurie Medley

 

Name:

Laurie Medley

 

Title:

Vice President

 


 

 

APOLLO MANAGEMENT, L.P.

 

 

 

 

 

By:

Apollo Management GP, LLC,

 

 

its general partner

 

 

 

 

 

 

By:

/s/ Laurie Medley

 

 

Name:

Laurie Medley

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

 

APOLLO MANAGEMENT GP, LLC

 

 

 

 

 

By:

/s/ Laurie Medley

 

Name:

Laurie Medley

 

Title:

Vice President

 

 

 

 

 

 

 

 

 

APOLLO MANAGEMENT HOLDINGS, L.P.

 

 

 

 

 

By:

Apollo Management Holdings GP, LLC,

 

 

its general partner

 

 

 

 

 

 

By:

/s/ Laurie Medley

 

 

Name:

Laurie Medley

 

 

Title:

Vice President

 

 

 

 

 

 

 

 

 

APOLLO MANAGEMENT HOLDINGS GP, LLC

 

 

 

 

 

By:

/s/ Laurie Medley

 

Name:

Laurie Medley

 

Title:

Vice President