0001337848-14-000003.txt : 20140213 0001337848-14-000003.hdr.sgml : 20140213 20140212174441 ACCESSION NUMBER: 0001337848-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140212 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Research Affiliates, LLC CENTRAL INDEX KEY: 0001337848 IRS NUMBER: 020570299 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11483 FILM NUMBER: 14601714 BUSINESS ADDRESS: STREET 1: 620 NEWPORT CENETR DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9493258700 MAIL ADDRESS: STREET 1: 620 NEWPORT CENETR DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001337848 XXXXXXXX 09-30-2013 09-30-2013 true 1 RESTATEMENT Research Affiliates, LLC

620 NEWPORT CENETR DRIVE SUITE 900 NEWPORT BEACH CA 92660

13F COMBINATION REPORT 028-11483 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC N DANIEL M. HARKINS 949-325-8731 DANIEL M. HARKINS NEWPORT BEACH CA 02-12-2014 0 16 159894 false INFORMATION TABLE 2 13f-q313Ver1.xml ISHARES IBOXX INV GR CORP BOND COMMON STOCK 464287242 30455 268276 SH SOLE 0 268276 0 0 ISHARES SP CITIGROUP INTL TRE COMMON STOCK 464288117 6488 64392 SH SOLE 0 64392 0 0 MARKET VECTORS EMERGING MARKET COMMON STOCK 57060U522 23594 970960 SH SOLE 0 970960 0 0 PIMCO ENHANCED SHORT MATURITY COMMON STOCK 72201R833 718 7079 SH SOLE 0 7079 0 0 POWERSHARES DB COMMODITY INDEX COMMON STOCK 73935S105 6993 271462 SH SOLE 0 271462 0 0 POWERSHARES DB G10 CURRENCY HA COMMON STOCK 73935Y102 9972 390302 SH SOLE 0 390302 0 0 POWERSHARES EMER MKTS SOVEREIG COMMON STOCK 73936T573 13971 511020 SH SOLE 0 511020 0 0 POWERSHARES FTSE RAFI EMERGIN COMMON STOCK 73936T763 14068 693011 SH SOLE 0 693011 0 0 POWERSHARES FTSE RAFI DEV MKT COMMON STOCK 73936T771 2264 83300 SH SOLE 0 83300 0 0 POWERSHARES FTSE RAFI DEV MKT COMMON STOCK 73936T789 14975 360755 SH SOLE 0 360755 0 0 PROSHARES SHORT SP500 ETF COMMON STOCK 74347R503 19390 692994 SH SOLE 0 692994 0 0 PROSHARES SHORT QQQ ETF COMMON STOCK 74347R602 5502 267974 SH SOLE 0 267974 0 0 PROSHARES SHORT RUSSELL 2000 E COMMON STOCK 74347R826 3105 168087 SH SOLE 0 168087 0 0 SPDR DOW JONES INTL REAL ESTAT COMMON STOCK 78463X863 903 21427 SH SOLE 0 21427 0 0 SPDR BARCLAYS CAPITAL EMERGING COMMON STOCK 78464A391 2911 96298 SH SOLE 0 96298 0 0 VANGUARD LONG-TERM CORPORATE COMMON STOCK 92206C813 4586 55932 SH SOLE 0 55932 0 0