0001628280-23-006127.txt : 20230302
0001628280-23-006127.hdr.sgml : 20230302
20230302185240
ACCESSION NUMBER: 0001628280-23-006127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230228
FILED AS OF DATE: 20230302
DATE AS OF CHANGE: 20230302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D'Arrigo Peter
CENTRAL INDEX KEY: 0001497436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 23700917
MAIL ADDRESS:
STREET 1: 35 E. WACKER DRIVE
STREET 2: SUITE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 CHESTERBROOK BOULEVARD
STREET 2: SUITE 250
CITY: BERWYN
STATE: PA
ZIP: 19312
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 1000 CHESTERBROOK BOULEVARD
STREET 2: SUITE 250
CITY: BERWYN
STATE: PA
ZIP: 19312
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
4
1
wf-form4_167780114501237.xml
FORM 4
X0306
4
2023-02-28
0
0001337619
ENVESTNET, INC.
ENV
0001497436
D'Arrigo Peter
1000 CHESTERBROOK BOULEVARD
SUITE 250
BERWYN
PA
19312
0
1
0
0
Chief Financial Officer
Common Stock
2023-02-28
4
A
0
9699
0
A
120679
D
Common Stock
2023-02-28
4
A
0
4039
0
A
124718
D
Common Stock
2023-02-28
4
F
0
3271
62.51
D
121447
D
Represents restricted stock units that vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. These restricted stock units convert into common stock on a one-for-one basis.
Represents performance stock units earned upon the achievement of specific performance measures. These performance stock units convert into common stock on a one-for-one basis.
The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units and performance stock units.
/s/ Shelly O'Brien, by Power-of-Attorney for Peter D'Arrigo
2023-03-02