0001628280-20-014749.txt : 20201023 0001628280-20-014749.hdr.sgml : 20201023 20201023190857 ACCESSION NUMBER: 0001628280-20-014749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201021 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DePina Stuart CENTRAL INDEX KEY: 0001421867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 201258743 MAIL ADDRESS: STREET 1: 11755 WILSHIRE BLVD., 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 wf-form4_160349452230509.xml FORM 4 X0306 4 2020-10-21 0 0001337619 ENVESTNET, INC. ENV 0001421867 DePina Stuart 35 E. WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 President Common Stock 2020-10-21 4 S 0 13742 81.39 D 59467 D Common Stock 2020-10-21 4 S 0 3600 82.12 D 55867 D Common Stock 2020-10-21 4 S 0 2000 82.89 D 53867 D The sale was pursuant to a Rule 10b5-1 plan. The Common Shares reported herein as being sold were sold at a range of between $80.77 and $81.75 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. The Common Shares reported herein as being sold were sold at a range of between $81.77 and $82.73 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. The Common Shares reported herein as being sold were sold at a range of between $82.76 and $82.98 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. /s/ Shelly O'Brien, by Power-of-Attorney for Stuart DePina 2020-10-23