0001628280-20-002834.txt : 20200303 0001628280-20-002834.hdr.sgml : 20200303 20200303184519 ACCESSION NUMBER: 0001628280-20-002834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roame Charles CENTRAL INDEX KEY: 0001527569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 20684771 MAIL ADDRESS: STREET 1: 1735 TIBURON BOULEVARD CITY: TIBURON STATE: CA ZIP: 94920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 wf-form4_158327909954010.xml FORM 4 X0306 4 2020-02-28 0 0001337619 ENVESTNET, INC. ENV 0001527569 Roame Charles 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2020-02-28 4 A 0 2435 0 A 4217 D Common Stock 13038 I See Footnote Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis. Represents shares held by a trust in which Mr. Roame is the trustee. /s/ Shelly O'Brien, by Power-of-Attorney for Charles Roame 2020-03-03