0001628280-19-003269.txt : 20190322
0001628280-19-003269.hdr.sgml : 20190322
20190322175249
ACCESSION NUMBER: 0001628280-19-003269
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190320
FILED AS OF DATE: 20190322
DATE AS OF CHANGE: 20190322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DePina Stuart
CENTRAL INDEX KEY: 0001421867
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 19700887
MAIL ADDRESS:
STREET 1: 11755 WILSHIRE BLVD., 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
4
1
wf-form4_155329155521420.xml
FORM 4
X0306
4
2019-03-20
0
0001337619
ENVESTNET, INC.
ENV
0001421867
DePina Stuart
35 E. WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
1
0
0
President*
Common Stock
2019-03-20
4
S
0
5365
65.09
D
50968
D
Common Stock
2019-03-21
4
M
0
9000
53.88
A
59968
D
Common Stock
2019-03-21
4
S
0
9000
65.19
D
50968
D
Common Stock
2019-03-21
4
M
0
1618
20.51
A
52586
D
Common Stock
2019-03-21
4
S
0
1618
65.02
D
50968
D
Common Stock
2019-03-21
4
M
0
2185
31.70
A
53153
D
Common Stock
2019-03-21
4
S
0
2185
65.04
D
50968
D
Employee Stock Option (Right to Buy)
53.88
2019-03-21
4
M
0
9000
0
D
2016-02-27
2025-02-27
Common Stock
9000.0
0
D
Employee Stock Option (Right to Buy)
20.51
2019-03-21
4
M
0
1618
0
D
2017-02-28
2026-02-28
Common Stock
1618.0
0
D
Employee Stock Option (Right to Buy)
31.7
2019-03-21
4
M
0
2185
0
D
2018-03-28
2027-03-28
Common Stock
2185.0
1565
D
The Common Shares reported herein as being sold were sold at a range of between $65.08 and $65.20 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3.
The Common Shares reported herein as being sold were sold at a range of between $65.00 and $65.61 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $65.00 and $65.16 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $65.00 and $65.32 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
This option grant vested over a 3 year period; one-third of the total amount vested on each anniversary of the date of grant.
This option grant vested over a 3 year period; one-third of the total amount vested on the first anniversary of the date of grant and one-twelfth of the total amount vested on each three-month anniversary of the date of grant thereafter.
This option grant vests over a 3 year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
Chief Executive of Envestnet Data & Analytics
/s/ Shelly O'Brien, by Power-of-Attorney for Stuart DePina
2019-03-22