0001181431-11-023979.txt : 20110414 0001181431-11-023979.hdr.sgml : 20110414 20110414160158 ACCESSION NUMBER: 0001181431-11-023979 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110412 FILED AS OF DATE: 20110414 DATE AS OF CHANGE: 20110414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tennant Charles Floyd CENTRAL INDEX KEY: 0001497433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 11759774 MAIL ADDRESS: STREET 1: 35 E. WACKER DRIVE STREET 2: SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 rrd308551.xml FORM 4 X0303 4 2011-04-12 0 0001337619 ENVESTNET, INC. ENV 0001497433 Tennant Charles Floyd 35 EAST WACKER DRIVE, SUITE 2400 CHICAGO IL 60601 0 1 0 0 Chief Operating Officer Common Stock 2011-04-12 4 M 0 20000 7.50 A 20000 D Common Stock 2011-04-12 4 S 0 20000 13.19 D 0 D Employee Stock Option (Right to Buy) 7.50 2011-04-12 4 M 0 20000 0 D 2017-09-04 Common Stock 20000 270230 D A total of 220,000 options were granted on 9/4/2007 . All options were vested and exercisable as of 9/4/2010. Option exercise and sale pursuant to a 10b5-1 Plan. Average share sales price. /s/ Shelly O'Brien, by power of attorney for Charles Tennant 2011-04-14