0001181431-11-023979.txt : 20110414
0001181431-11-023979.hdr.sgml : 20110414
20110414160158
ACCESSION NUMBER: 0001181431-11-023979
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110412
FILED AS OF DATE: 20110414
DATE AS OF CHANGE: 20110414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tennant Charles Floyd
CENTRAL INDEX KEY: 0001497433
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 11759774
MAIL ADDRESS:
STREET 1: 35 E. WACKER DRIVE
STREET 2: SUITE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
4
1
rrd308551.xml
FORM 4
X0303
4
2011-04-12
0
0001337619
ENVESTNET, INC.
ENV
0001497433
Tennant Charles Floyd
35 EAST WACKER DRIVE, SUITE 2400
CHICAGO
IL
60601
0
1
0
0
Chief Operating Officer
Common Stock
2011-04-12
4
M
0
20000
7.50
A
20000
D
Common Stock
2011-04-12
4
S
0
20000
13.19
D
0
D
Employee Stock Option (Right to Buy)
7.50
2011-04-12
4
M
0
20000
0
D
2017-09-04
Common Stock
20000
270230
D
A total of 220,000 options were granted on 9/4/2007 . All options were vested and exercisable as of 9/4/2010.
Option exercise and sale pursuant to a 10b5-1 Plan.
Average share sales price.
/s/ Shelly O'Brien, by power of attorney for Charles Tennant
2011-04-14