0001104659-18-022418.txt : 20180404
0001104659-18-022418.hdr.sgml : 20180404
20180404160611
ACCESSION NUMBER: 0001104659-18-022418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180402
FILED AS OF DATE: 20180404
DATE AS OF CHANGE: 20180404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Brien Shelly
CENTRAL INDEX KEY: 0001497434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 18737234
MAIL ADDRESS:
STREET 1: 35 E. WACKER DRIVE
STREET 2: SUITE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
4
1
a4.xml
4
X0306
4
2018-04-02
0
0001337619
ENVESTNET, INC.
ENV
0001497434
O'Brien Shelly
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
1
0
0
Chief Legal Officer
Common Stock
2018-04-02
4
M
0
366
9.00
A
40589
D
Common Stock
2018-04-02
4
S
0
366
57.10
D
40223
D
Employee Stock Option (Right to Buy)
9
2018-04-02
4
M
0
366
0
D
2011-07-28
2020-07-28
Common Stock
366
0
D
Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
/s/ Shelly O'Brien
2018-04-04