0001104659-17-073125.txt : 20171213
0001104659-17-073125.hdr.sgml : 20171213
20171213160248
ACCESSION NUMBER: 0001104659-17-073125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171211
FILED AS OF DATE: 20171213
DATE AS OF CHANGE: 20171213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D'Arrigo Peter
CENTRAL INDEX KEY: 0001497436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 171253877
MAIL ADDRESS:
STREET 1: 35 E. WACKER DRIVE
STREET 2: SUITE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
4
1
a4.xml
4
X0306
4
2017-12-11
0
0001337619
ENVESTNET, INC.
ENV
0001497436
D'Arrigo Peter
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
1
0
0
Chief Financial Officer
Common Stock
2017-12-11
4
M
0
220
7.50
A
28219
D
Common Stock
2017-12-11
4
S
0
220
49.73
D
27999
D
Employee Stock Option (Right to Buy)
7.50
2017-12-11
4
M
0
220
0
D
2009-06-16
2018-06-16
Common Stock
220
23437
D
Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
The Common Shares reported herein as being sold were sold at a range of between $49.700 and $49.750 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
/s/ Shelly O'Brien, by power of attorney for Peter D'Arrigo
2017-12-13