0001104659-17-064963.txt : 20171031
0001104659-17-064963.hdr.sgml : 20171031
20171031160227
ACCESSION NUMBER: 0001104659-17-064963
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171027
FILED AS OF DATE: 20171031
DATE AS OF CHANGE: 20171031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Brien Shelly
CENTRAL INDEX KEY: 0001497434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 171165725
MAIL ADDRESS:
STREET 1: 35 E. WACKER DRIVE
STREET 2: SUITE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
4
1
a4.xml
4
X0306
4
2017-10-27
0
0001337619
ENVESTNET, INC.
ENV
0001497434
O'Brien Shelly
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
1
0
0
Chief Legal Officer
Common Stock
2017-10-27
4
S
0
3000
53.48
D
10292
D
Employee Stock Option (Right to Buy)
9
2011-07-28
2020-07-28
Common Stock
18366
18366
D
Employee Stock Option (Right to Buy)
12.55
2012-02-28
2021-02-28
Common Stock
3333
3333
D
Employee Stock Option (Right to Buy)
12.45
2013-02-28
2022-02-28
Common Stock
3399
3399
D
Employee Stock Option (Right to Buy)
15.34
2014-02-28
2023-02-28
Common Stock
7150
7150
D
Employee Stock Option (Right to Buy)
41.84
2015-02-28
2024-02-28
Common Stock
5500
5500
D
Employee Stock Option (Right to Buy)
53.88
2016-02-29
2025-02-27
Common Stock
4800
4800
D
Employee Stock Option (Right to Buy)
20.51
2017-02-28
2026-02-28
Common Stock
2464
2464
D
Employee Stock Option (Right to Buy)
31.70
2018-03-28
2027-03-28
Common Stock
1667
1667
D
Restricted Stock Units
2018-02-28
Common Stock
1067
1067
D
Restricted Stock Units
2019-02-28
Common Stock
1233
1233
D
Restricted Stock Units
2019-08-02
Common Stock
16668
16668
D
Restricted Stock Units
2020-03-28
Common Stock
5000
5000
D
This option grant vests over a 3 year period; one-third of the total amount vests on each anniversary of the date of grant.
This option grant vests over a 3 year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
Each restricted stock unit represents the contingent right to receive one share of common stock upon the vesting of the unit.
These restricted stock units vest over a 3-year period; one-third of the total amount vests on each anniversary of the date of grant.
These restricted stock units vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
These restricted stock units vest over a 3-year period; one-twelfth of the total amount vests on each three-month anniversary of the date of grant.
Sale pursuant to 10b5-1 Plan.
The Common Shares reported herein as being sold were sold at a range of between $53.45 and $53.60 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
/s/ Shelly O'Brien
2017-10-31