X0306 4 2016-02-29 0 0001337619 ENVESTNET, INC. ENV 0001497434 O'Brien Shelly 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 Chief Legal Officer Common Stock 5741 D Employee Stock Option (Right to Buy) 7.50 2007-04-26 2017-04-26 Common Stock 5000 57903 D Employee Stock Option (Right to Buy) 7.50 2009-04-30 2018-04-30 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 7.15 2010-05-15 2019-05-15 Common Stock 2000 2000 D Employee Stock Option (Right to Buy) 9 2011-07-28 2020-07-28 Common Stock 18366 18366 D Employee Stock Option (Right to Buy) 12.55 2012-02-28 2021-02-28 Common Stock 3333 3333 D Employee Stock Option (Right to Buy) 12.45 2013-02-28 2022-02-28 Common Stock 3339 3339 D Employee Stock Option (Right to Buy) 15.34 2014-02-28 2023-02-28 Common Stock 7150 7150 D Employee Stock Option (Right to Buy) 41.84 2015-02-28 2024-02-28 Common Stock 5500 5500 D Employee Stock Option (Right to Buy) 53.88 2016-02-29 2025-02-28 Common Stock 4800 4800 D Employee Stock Option (Right to Buy) 20.51 2016-02-29 4 A 0 2464 20.51 A 2017-02-28 2026-02-28 Common Stock 2464 2464 D Restricted Stock Unit 2017-02-28 Common Stock 1200 1200 D Restricted Stock Unit 2018-02-28 Common Stock 1066 2134 D Restricted Stock Unit 2016-02-29 4 A 0 2464 20.51 A 2019-02-28 Common Stock 2464 2464 D Original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock Each restricted unit represents the contingent right to receive one share of common stock upon the vesting of the unit. The reporting person was granted 3,600 restricted stock units on February 28, 2014, of which 1/3 of the shares subject to the restricted stock unit of each grant vested on February 28, 2016. The remaining unvested restricted stock units will continue to vest as to 1/3 of the original number of shares subject to the restricted stock units on each succeeding February 28th until fully vested. The reporting person was granted 3,200 restricted stock units on February 28, 2014, of which 1/3 of the shares subject to the restricted stock unit of each grant vested on February 28, 2016. The remaining unvested restricted stock units will continue to vest as to 1/3 of the original number of shares subject to the restricted stock units on each succeeding February 28th until fully vested. This option grant vests over a 3 year period, one-third of the total amount vests on the first anniversary of the applicable date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. This restricted stock unit vests over a 3 year period, with one-twelfth of the total amount vesting on each three-month anniversary of the date of grant. /s/ Shelly O'Brien 2016-03-02