X0306 4 2015-12-16 0 0001337619 ENVESTNET, INC. ENV 0001336059 Arora Anil 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2015-12-16 4 M 0 314 0 A 33771 D Common Stock 2015-12-16 4 F 0 150 0 D 33607 D Common Stock 136 I By Trust for child 1 Common Stock 136 I By Trust for child 1 Restricted Stock Award 2015-12-16 4 M 0 314 0 A Common Stock 314 1569 D Restricted Stock Award Common Stock 6392 6392 D Restricted Stock Award Common Stock 10870 10870 D Restricted Stock Award Common Stock 20354 20354 D Restricted Stock Award Common Stock 7772 7772 D Restricted Stock Award Common Stock 12154 12154 D Restricted Stock Award Common Stock 40169 40169 D Restricted Stock Award Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 32.46 2025-12-07 Common Stock 20000 20000 D These shares are held in trust for the benefit of a child of the reporting person for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares. Each share of restricted stock is one share of Envestnet, Inc. Common Stock that remains subject to restrictions until the award becomes vested. The reporting person was granted 1,833 shares of restricted stock on November 19, 2015, pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 (the "Merger") by and among Issuer, Yale Merger Corp ("Merger Sub") and Yodlee, Inc. ("Yodlee"), Merger Sub merged with and into Yodlee. This restricted stock vests monthly in 6 equal installments until May 16, 2016. 314 shares of Common Stock vested on December 16, 2015, leaving 1,569 shares of restricted Common Stock subject to future monthly vesting. The reporting person was granted 6,791 shares of restricted stock on November 19, 2015, pursuant to the terms of the Merger Agreement and the Merger. This restricted stock vests monthly in 17 equal installments until April 1, 2017. 399 shares of Common Stock vested on December 1, 2015, leaving 6,392 shares of restricted Common Stock subject to future monthly vesting. The reporting person was granted 11,257 shares of restricted stock on November 19, 2015, pursuant to the terms of the Merger Agreement and the Merger. This restricted stock vests monthly in 29 equal installments until March 31, 2018. 387 shares of Common Stock vested on November 30, 2015, leaving 10,870 shares of restricted Common Stock subject to future monthly vesting. The reporting person was granted 20,873 shares of restricted stock on November 19, 2015, pursuant to the terms of the Merger Agreement and the Merger. This restricted stock vests monthly in 40 equal installments until February 24, 2019. 519 shares of Common Stock vested on November 30, 2015, leaving 20,354 shares of restricted Common Stock subject to future monthly vesting. The reporting person was granted 7,772 shares of restricted stock on November 19, 2015, pursuant to the terms of the Merger Agreement and the Merger. This restricted stock award vests quarterly in 5 equal installments until January 1, 2017. The reporting person was granted 12,154 shares of restricted stock on November 19, 2015, pursuant to the terms of the Merger Agreement and the Merger. This restricted stock award vests annually in 3 equal installments until May 15, 2018. The reporting person was granted 40,169 shares of restricted stock on November 19, 2015, pursuant to the terms of the Merger Agreement and the Merger. This restricted stock award vests annually in 3 equal installments until February 24, 2018. One-third of the total amount vests on the first anniversary of the applicable date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. 20,000 options were granted to the Reporting Person on December 7, 2015. One-Twelfth of the total amount vests on each three-month anniversary of the date of grant. Each share of restricted stock represents one share of Envestnet, Inc. Common Stock that remains subject to restrictions until the award becomes vested. Represents the vesting of restricted Common Stock. The reporting person was granted 1,883 shares on November 19, 2015 which vest monthly in 6 equal installments until May 16, 2016. The reporting person is reporting the withholding by Envestnet, Inc. of 164 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of the Common Stock to the reporting person on December 16, 2015. /s/ Shelly O'Brien, by power of attorney for Anil Arora 2015-12-17