X0306 4 2015-12-09 0 0001337619 ENVESTNET, INC. ENV 0001497434 O'Brien Shelly 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 Chief Legal Officer Common Stock 2015-12-09 4 M 0 5000 7.50 A 8525 D Common Stock 2015-12-09 4 S 0 5000 30.59 D 3525 D Employee Stock Option (Right to Buy) 7.50 2015-12-09 4 M 0 5000 0 D 2007-04-26 2017-04-26 Common Stock 5000 57903 D Employee Stock Option (Right to Buy) 7.50 2009-04-30 2018-04-30 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 7.15 2010-05-15 2019-05-15 Common Stock 2000 2000 D Employee Stock Option (Right to Buy) 9 2011-07-28 2020-07-28 Common Stock 18366 18366 D Employee Stock Option (Right to Buy) 12.55 2012-02-28 2021-02-28 Common Stock 3333 3333 D Employee Stock Option (Right to Buy) 12.45 2013-02-28 2022-02-28 Common Stock 3339 3339 D Employee Stock Option (Right to Buy) 15.34 2014-02-28 2023-02-28 Common Stock 7150 7150 D Employee Stock Option (Right to Buy) 41.84 2015-02-28 2024-02-28 Common Stock 5500 5500 D Employee Stock Option (Right to Buy) 53.88 2016-02-29 2025-02-28 Common Stock 4800 4800 D Restricted Stock Award 2016-02-29 2016-02-28 Common Stock 933 933 D Restricted Stock Award 2016-02-29 2017-02-28 Common Stock 2400 2400 D Restricted Stock Award 2016-02-29 2018-02-28 Common Stock 3200 3200 D A total of 80,000 options were granted on 4/26/2007. 62,903 options were vested and exercisable as of 12/09/2015. The shares reported in column 4 were sold in one transaction at $30.59 per share. Original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock Each restricted award represents the contingent right to receive one share of common stock upon the vesting of the unit. This restricted stock award vests in three equal installments annually beginning on the first anniversary of the date of the grant of restricted stock. /s/ Shelly O'Brien 2015-12-11