X0306 4 2015-09-25 0 0001337619 ENVESTNET, INC. ENV 0001497443 Crager William 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 President Common Stock 2015-09-25 4 M 0 28013 5.00 A 164213 D Common Stock 2015-09-25 4 S 0 28013 32.09 D 136200 D Common Stock 2015-09-25 4 M 0 4691 5.00 A 140891 D Common Stock 2015-09-25 4 S 0 4691 31.85 D 136200 D Common Stock 100 I By wife Employee Stock Option (Right to Buy) 5.00 2015-09-25 4 M 0 32704 0 D 2006-02-01 2015-11-14 Common Stock 32704 0 D Employee Stock Option (Right to Buy) 0.1069 2007-04-26 2017-04-26 Common Stock 2806 2806 D Employee Stock Option (Right to Buy) 1.075 2007-04-26 2017-04-26 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 7.50 2007-04-26 2017-04-26 Common Stock 80000 80000 D Employee Stock Option (Right to Buy) 7.50 2009-04-30 2018-04-30 Common Stock 14000 14000 D Employee Stock Option (Right to Buy) 7.15 2010-05-15 2019-05-15 Common Stock 12000 12000 D Employee Stock Option (Right to Buy) 9 2011-07-28 2020-07-28 Common Stock 164000 164000 D Employee Stock Option (Right to Buy) 12.55 2012-02-28 2021-02-28 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 12.45 2013-02-28 2022-02-28 Common Stock 13954 13954 D Employee Stock Option (Right to Buy) 15.34 2014-02-28 2023-02-28 Common Stock 13500 13500 D Employee Stock Option (Right to Buy) 41.84 2015-02-28 2024-02-28 Common Stock 14100 14100 D Employee Stock Option (Right to Buy) 53.88 2016-02-29 2025-02-28 Common Stock 11400 11400 D Restricted Stock Award 2016-02-29 2016-02-29 Common Stock 1880 1880 D Restricted Stock Award 2016-02-29 2017-02-28 Common Stock 5934 5934 D Restricted Stock Award 2016-02-29 2018-02-28 Common Stock 7600 7600 D A total of 80,000 options were granted on 11/14/2005. 47,296 options were previously exercised and the remaining 32,704 options were vested and exercisable as of September 25, 2015. The prices reported in column 4 is a weighted average price. The shares were sold in multiple transactions at respective prices ranging from $32.00 to $32.30, inclusive and from $31.80 to $31.89, inclusive. Original option grant vests in four installments beginning on February 1, 2006 and the remaining three installments on May 31 as listed in the "Date Exercisable" column. Original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock Each restricted award represents the contingent right to receive one share of common stock upon the vesting of the unit. This restricted stock award vests in three equal installments annually beginning on the first anniversary of the date of the grant of restricted stock. /s/ Shelly O'Brien, by power of attorney for William Crager 2015-09-25