X0306 4 2015-06-30 0 0001337619 ENVESTNET, INC. ENV 0001497462 Bergman Judson 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 1 0 0 Chief Executive Officer Common Stock 2015-06-30 4 M 0 20000 5.00 A 614214 D Common Stock 2015-06-30 4 S 0 20000 40.58 D 594214 D Employee Stock Option (Right to Buy) 5.00 2015-06-30 4 M 0 20000 0 D 2006-02-01 2015-11-14 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 7.50 2007-04-26 2017-04-26 Common Stock 200000 200000 D Employee Stock Option (Right to Buy) 7.50 2009-04-30 2018-04-30 Common Stock 36000 36000 D Employee Stock Option (Right to Buy) 7.15 2010-05-15 2019-05-15 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 9 2011-07-28 2020-07-28 Common Stock 376000 376000 D Employee Stock Option (Right to Buy) 12.55 2012-02-28 2021-02-28 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 12.45 2013-02-28 2022-02-28 Common Stock 7951 7.951 D Employee Stock Option (Right to Buy) 15.34 2014-02-28 2023-02-28 Common Stock 9408 9408 D Employee Stock Option (Right to Buy) 41.84 2015-02-28 2024-02-28 Common Stock 20300 20300 D Employee Stock Option (Right to Buy) 53.88 2016-02-29 2025-02-28 Common Stock 17400 17400 D Restricted Stock Award 2016-02-29 2016-02-29 Common Stock 1212 1212 D Restricted Stock Award 2016-02-29 2017-02-28 Common Stock 8400 8400 D Restricted Stock Award 2016-02-29 2018-02-28 Common Stock 11600 11600 D A total of 170,000 options were granted on 11/14/2005. 40,000 options were vested and exercisable as of June 30,2015. Open market option exercise and sale The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.40 to $40.95 inclusive. Original option grant vests in four installments beginning on February 1, 2006 and the remaining three installments on May 31 as listed in the "Date Exercisable" column. Original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock Each restricted award represents the contingent right to receive one share of common stock upon the vesting of the unit. This restricted stock award vests in three equal installments annually beginning on the first anniversary of the date of the grant of restricted stock. /s/ Shelly O'Brien, by power of attorney for Judson Bergman 2015-07-01