X0306 4 2015-06-11 0 0001337619 ENVESTNET, INC. ENV 0001497437 Thomas Brandon 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 Chief Investment Officer Common Stock 2015-06-11 4 M 0 2200 7.50 A 227254 D Common Stock 2015-06-11 4 S 0 2200 43.91 D 225054 D Common Stock 2015-06-12 4 M 0 15000 7.50 A 240054 D Common Stock 2015-06-12 4 S 0 15000 43.17 D 225054 D Common Stock 2015-06-15 4 M 0 7260 7.50 A 232314 D Common Stock 2015-06-15 4 S 0 7260 42.82 D 225054 D Common Stock 2015-06-15 4 M 0 8040 7.50 A 233094 D Common Stock 2015-06-15 4 S 0 8040 43.08 D 225054 D Common Stock 13938 I See footnote Employee Stock Option (Right to Buy) 5.00 2006-11-14 2015-11-14 Common Stock 32.500 32500 D Employee Stock Option (Right to Buy) 7.50 2015-06-11 4 M 0 2200 0 D 2006-11-14 2015-11-14 Common Stock 30300 30300 D Employee Stock Option (Right to Buy) 7.50 2015-06-12 4 M 0 15000 0 D 2006-11-14 2015-11-14 Common Stock 15300 15300 D Employee Stock Option (Right to Buy) 7.50 2015-06-15 4 M 0 15300 0 D 2006-11-14 2015-11-14 Common Stock 0 0 D Employee Stock Option (Right to Buy) 7.50 2007-04-26 2017-04-26 Common Stock 12000 12000 D Employee Stock Option (Right to Buy) 7.50 2009-04-30 2018-04-30 Common Stock 9000 9000 D Employee Stock Option (Right to Buy) 7.15 2010-05-15 2019-05-15 Common Stock 6000 6000 D Employee Stock Option (Right to Buy) 9 2011-07-28 2020-02-28 Common Stock 62000 62000 D Employee Stock Option (Right to Buy) 12.55 2012-02-28 2021-02-28 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 12.45 2013-02-28 2022-02-28 Common Stock 7647 7647 D Employee Stock Option (Right to Buy) 15.34 2014-02-28 2023-02-28 Common Stock 8000 8000 D Employee Stock Option (Right to Buy) 41.84 2015-02-28 2024-02-28 Common Stock 6200 6200 D Employee Stock Option (Right to Buy) 53.88 2016-02-29 2025-02-28 Common Stock 4800 4800 D Restricted Stock Award 2016-02-29 2016-02-28 Common Stock 1040 1040 D Restricted Stock Award 2016-02-29 2017-02-28 Common Stock 2667 2667 D Restricted Stock Award 2016-02-29 2018-02-28 Common Stock 3200 3200 D A total of 80,000 options were granted on 11/14/2005. 32,500 options were vested and exercisable as of 6/11/2015, 30,300 were vested and exercisable as of 6/12/2015 and 15,300 were vested and exercisable as of 6/15/2015. Open market option exercise and sale. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.89 to $43.93, inclusive. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.00 to $43.42, inclusive. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.66 to $42.99, inclusive. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.00 to $43.23, inclusive. Represents shares held by a trust in which Mr. Thomas is the trustee. Original option grant vests in four installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column. Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit. This restricted stock award vests in three installments beginning on the first anniversary of the date of the grant of restricted stock. /s/ Shelly O'Brien, by power of attorney for Brandon Thomas 2015-06-15