0001104659-14-061478.txt : 20140815
0001104659-14-061478.hdr.sgml : 20140815
20140815181401
ACCESSION NUMBER: 0001104659-14-061478
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140813
FILED AS OF DATE: 20140815
DATE AS OF CHANGE: 20140815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D'Arrigo Peter
CENTRAL INDEX KEY: 0001497436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 141047609
MAIL ADDRESS:
STREET 1: 35 E. WACKER DRIVE
STREET 2: SUITE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
4
1
a4.xml
4
X0306
4
2014-08-13
0
0001337619
ENVESTNET, INC.
ENV
0001497436
D'Arrigo Peter
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
1
0
0
Chief Financial Officer
Common Stock
2014-08-13
4
M
0
9063
7.50
A
9063
D
Common Stock
2014-08-13
4
S
0
9063
46.89
D
0
D
Common Stock
2064
D
Employee Stock Option (Right to Buy) (1)
7.5
2014-08-13
4
M
0
9063
0
D
2018-06-06
Common Stock
9063
196937
D
A total of 220,000 options were granted on 6/16/2008. All options were vested and exercisable as of 6/16/2011.
Open market option exercise and sale.
Average market price.
/s/ Shelly O'Brien, by power of attorney for Peter D'Arrigo
2014-08-15