0001104659-14-061478.txt : 20140815 0001104659-14-061478.hdr.sgml : 20140815 20140815181401 ACCESSION NUMBER: 0001104659-14-061478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140813 FILED AS OF DATE: 20140815 DATE AS OF CHANGE: 20140815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D'Arrigo Peter CENTRAL INDEX KEY: 0001497436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 141047609 MAIL ADDRESS: STREET 1: 35 E. WACKER DRIVE STREET 2: SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 4 1 a4.xml 4 X0306 4 2014-08-13 0 0001337619 ENVESTNET, INC. ENV 0001497436 D'Arrigo Peter 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 Chief Financial Officer Common Stock 2014-08-13 4 M 0 9063 7.50 A 9063 D Common Stock 2014-08-13 4 S 0 9063 46.89 D 0 D Common Stock 2064 D Employee Stock Option (Right to Buy) (1) 7.5 2014-08-13 4 M 0 9063 0 D 2018-06-06 Common Stock 9063 196937 D A total of 220,000 options were granted on 6/16/2008. All options were vested and exercisable as of 6/16/2011. Open market option exercise and sale. Average market price. /s/ Shelly O'Brien, by power of attorney for Peter D'Arrigo 2014-08-15