X0206 3 2013-12-12 0 0001337619 ENVESTNET, INC. ENV 0001594496 Majoros Matthew 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 Principal Accounting Officer Common Stock 895 D Stock Option (right to buy) 13.45 2020-02-22 Common Stock 1000 D Stock Option (right to buy) 9.00 2020-07-28 Common Stock 3000 D Restricted Stock Award 2021-02-28 Common Stock 167 D Restricted Stock Award 2022-02-28 Common Stock 567 D Restricted Stock Award 2023-02-28 Common Stock 862 D Restricted Stock Award 2013-06-28 Common Stock 711 D 1,000 options were granted to the Reporting Person on 2/22/2010. Of such 1,000 options, 333 vested on 2/22/2011, 333 vested on 2/22/2012 and 334 vested on 2/22/2013. 3,000 options were granted to the Reporting Person on 7/28/2010. Of such 3,000 options, 750 vested on 7/28/2011, 750 vested on 7/28/2012, 750 vested on 7/28/2013 and the remaining 750 will vest on 7/28/2014. Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of this unit. On February 28, 2011, the Reporting Person was granted 500 restricted stock units, of which 2/3 of the shares subject to the restricted stock award vested on February 29, 2012 and February 28, 2013. The common stock into which such vested restricted stock units converted on February 29, 2012 and February 28, 2013 respectively. The aggregate number of shares minus withholding by Envestnet, Inc. of shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the delivery of the Converted Common Stock is included in Table I on this Form 3. The remaining unvested restricted stock units will continue to vest as to 1/3 of the original number of shares subject to the restricted stock awards on each succeeding February 28th until fully vested. On February 29, 2012, the Reporting Person was granted 850 restricted stock units, of which 1/3 of the shares subject to the restricted stock award vested on February 28, 2013. The common stock into which such vested restricted stock units converted on February 28, 2013. The aggregate number of shares minus withholding by Envestnet, Inc. of shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the delivery of the Converted Common Stock is included in Table I on this Form 3. The remaining unvested restricted stock units will continue to vest as to 1/3 of the original number of shares subject to the restricted stock awards on each succeeding February 28th until fully vested. This restricted stock award vests in three installments beginning on the first anniversary of the date of the grant of restricted stock. This restricted stock award vests 100% on 6/28/2014, the anniversary of the date of the grant of restricted stock. /s/ Shelly O'Brien, by power of attorney for Matthew Majoros 2013-12-18